TheUnityofOnenessandPluralityinPlato’s
Theaetetus
TheUnityofOnenessandPluralityinPlato’s
Theaetetus
DanielBloom
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ISBN978-0-7391-8571-1(cloth:alk.paper)-ISBN978-0-7391-8572-8(electronic)
1.Plato.Theaetetus.2.Knowledge,Theoryof.3.Ontology.I.Title.
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Contents
0.1Sketchofthebook’smainargument
0.2Outlineoftheprimarysectionsofthedialogue
0.3Outlineofthebook’schapters
1.1Imagesrepresentingthedialogue’sfundamentalopposition
1.2ImpossibilityofcontradictionforHeraclitusandParmenides
1.3ImpossibilityoflogosforHeraclitusandParmenides
1.4Evidencethattheoppositionissupposedtobefocusedon
1.4.1Firstmarker:theframe(142a-143d)
1.4.2Secondmarker:firstattempttodefineknowledge(146c-148d)
1.4.3Thirdmarker:Socraticmidwifery(149a-151d)
2.1Partone:therefutationof“knowledgeisperception”(184b-186e)
2.2Unpackingtheargument
2.3Parttwo:falseopinion(187d-201a)
2.3.1Thefirstargument:knowingornotknowing(188a-e)
2.3.2Thesecondargument:beingornotbeing(188d-189b)
2.3.3Thethirdargument:allodoxia,orother-judging(189b-190e)
2.3.4Sectionfour:thewaxblock(191c-196c)
2.3.5Sectionfive:theaviary(197a-200c)
ChapterThree:TheSamenessBetweentheLevelsofBeing
3.1Outlineofupcomingargument
3.2Thedreaminreturnforadream(201c-202c)
3.3Theintentionallyproblematicargumentsidentifyingtheallandthewhole(204a-205e)
3.4Thedreamreversed(206a-c)
3.5Logos(206c-210b)
3.5.1Firstdefinitionoflogos(206d-e)
3.5.2Seconddefinitionoflogos(206e-207b)
3.5.3Thirddefinitionoflogos(207c-210b)
ChapterFour:TheDifferenceBetweentheLevelsofBeing
4.1Makingtheunintelligibleintelligible,andviceversa
4.2Everygraspisknowingandnograspisknowing
4.3Goodlogosandbadlogos
Preface
EverycommentatoronaPlatonicdialoguefacesthedifficultchoiceofdecidinghowfar
heorsheiswillingtowanderawayfromtheexplicitclaimsmadeinthetext.Thisdifficulty
arisesbecausePlatohimselfdoesnotmakeanyassertionsinthedialogues,choosingratherto
puttheassertionsinthemouthsofhischaracters.Takinganyclaim,then,asPlato'sposition
requiresawillingnesstointerpretthetext,todrawaconclusionheneverexplicitlyendorses.
InordertodothisonehastofirstassumethatPlatoisendorsingsomeposition,andthen
takeonamethodfordeterminingwhatclaimscanbeestablishedasexpressingthatposition.
Thereismuchdisagreementregardingthepropermethodsforinterpretingadialogue,somuch
sothatfindingacommentatorthatmakessimilarmethodologicalassumptionsasyoudoislike
findingacompanioninthesearchforknowledge.
Settlingonspecificmethodologicalassumptionsshouldonlybedonepartiallypriorto
theaccountofthedialogue,forthedialoguesthemselvesaddresswhattheproperassumptions
are;i.e.,thedialoguesingeneral,andtheTheaetetusinparticular,provideuswithanaccount
ofgoodmethodologicalassumptions.Hence,wemustassumeamethodofinterpretationgoing
intothetextthatallowsustoadaptittowhateveritilluminatesforusinPlato'saccount.In
otherwords,itmustbeamovingmethod,onethatiscapableofadaptingasitproceeds;one
thatcanabsorbwhatitdiscovers.Thismeansthatinsomeveryrealsensetheresultofan
accountofaPlatonicdialogueleadsthereaderdirectlybacktothebeginningoftheinquiry—
onlythemethodofthisnewbeginningshouldhavenowbeenfilteredthroughthedialogue
itself.
Thisbookmakestwoprimarymethodologicalassumptionsattheoutsetofitsaccountof
thedialogue.ThefirstassumptionisthatPlatoisamasterofbothhisstyleandcontent.Thus,if
thereisaquestionastowhetherornotanapparent“mistake”isintentionalornot,Ialways
givePlatothebenefitofthedoubt.IdonotassumethatPlatohaschangedhismindsimply
becauseIamunabletounderstandthecontradictioninthewaythatPlatointendsit.For
example,towardtheendoftheTheaetetusPlatooffersaclearlyinvalidargumentdealingwith
allsandwholes.MyassumptionisthatPlatodidnotmakeanerror,norishetryingtoslipone
pastus;rather,thereisapointbeingmadeaboutthedifferencebetweendifferentkindsof
unities,apointthatmaybeoverlookedifthereader'sattentionwasnotcapturedbysomething
asjarringasSocratesmakingwhatatfirstglanceappearstobeabadargument.
Thesecondmethodologicalassumptionisthateachdialogueisawholeuntoitself.To
beawholeuntoitselfeachofthedialoguesmusthaveaunitytothem.Ourtask,asactive
readersofadialogue,istodiscoverandgrasptheunity.Eachdialogue'sunitycanbegrasped
inmanyways,justastheunityofawagoncanbethoughtofasbeingcomposedoffiveparts,
oronehundredparts.Aslongasdifferentaccountsofadialogueallowustograsptheunityof
thedialoguetothesameextent,eachwillbeasgoodanaccountastheother.
Withallthisinmind,myhopeisthatthisbookaccomplishestwothings.First,thatit
suppliesanaccountoftheTheaetetusthatuncoversaprincipleofunityofthedialoguethatis
similartotheonePlatohadinmindwhilewritingthetext,andthatthisprincipleofunitytells
ussomethingsignificantbothabouttheworld,andabouthowweknowtheworld.Second,that
itservesasanexampleofameaningfulapproachtoreadingasinglePlatonicdialogueasa
coherentwhole,anexamplethatcanbeappliedmoregenerallytootherdialogues,andthus
allowforaricherengagementwithPlato'sentirecorpus.
Acknowledgments
Manypeoplehavehelpedintheproductionofthisbook.IamdeeplyindebtedtoEdward
Halperforhisguidanceandencouragement,aswellasforbeingawonderfulexampleofwhat
itmeanstoliveaphilosophicallife.Tomybrother,LaurenceBloom,forhisopennesswith
philosophicalinsight,andforbeingsuchawillingpartnerinphilosophicalinvestigation.To
GrahamSchuster,forhisphilosophicalcompanionship,andforbothhishonestcriticismsand
boundlesspositivity.ToRichardWinfield,whosecommentsonadraftofthisbookraised
questionsIhadoverlooked,andwhoseenthusiasmhelpedconvincemetopublish.To
ElizabethBrientwithwhomIreadtheTheaetetusforthefirsttime.ToJoeyCarter,whoread
andcommentedontheentiremanuscript.ToBrianHowellforgrowingwithmeaswe
developedtheabilitytodophilosophicalwork.TotheUniversityofGeorgiaPhilosophy
DepartmentandtheJosephBertram.GittlerFellowshipforallowingmetofocusmyattention
exclusivelyonthebookforaperiodoftime.
Introduction
TheguidingquestionintheTheaetetusis“whatisknowledge?”Thedialogueends
withoutSocratesandTheaetetushavinggivenanadequateaccountofwhatknowledgeis,and
asaresultitappearsthatthedialoguefailstoachieveitsgoalofgivingalogos
1
ofknowledge.
However,Iwillarguethatthereisawayinwhichtheirinabilitytogivealogosofknowledge
reallyconstitutesasuccess:thefailureofthedialogue’slogostocaptureknowledgeisin
accordwithitsimplicitproofthatknowledgeandlogosareincompatible.Inotherwords,the
dialogue’sinabilitytogivealogosofknowledgeconstitutesakindofproofthatthereis
neitheralogosofknowledgenoraknowledgeoflogos.
Thesuccessofthisproof,however,restsuponsomekindoflimitedknowledgeoflogos
andsomekindoflimitedlogosofknowledge.Thismeansthatthedialoguegivesusan
argumentlimitingtheconnectionbetweenknowledgeandlogosthatitselfrestsuponthatvery
connection.ThisisnotanoversightonPlato’spart.Rather,IwillarguethatPlatoisusingthis
reflexivityinordertodrawoutthedetailsofthelimitedconnectionbetweenthetwo.
Thebasicargumentfortheincompatibilityofknowledgeandlogosrestsontwopoints.
Thefirstisthatknowledgeisonlyofwhatis.Sincetobeistobeone,thismeansthat
knowledgeisalwaysofwhatisone.Thesecondisthatlogosisinherentlymultiple.The
inherentmultiplicityoflogosmeansthatanyattempttoexpresswhatisknownmustalwaysfail
becauseitmustalwaysmakesomethingthatisoneintosomethingthatismany.Yet,inorderfor
logostobemeaningful,whichisoneofthedialogue’sfundamentalassumptions,the
multiplicitythatlogoscontainsmustsomehowbethesameastheonenessthatitseeksto
express.Inshort,thedialogue’sfailuretogivealogosofknowledgeisinaccordwithits
implicitproofthattheonenessofknowledgeandthemanynessoflogosareincompatible,and
yettherecognitionofthisdependsupontheabilitytoconnecttheonenessofknowledgeandthe
manynessoflogos.
Thisbookattemptstomakesenseoftheconnectionbetweentheonenessofknowledge
andthemultiplicityoflogosbytryingtoclarifythewaysinwhichtheconnectionisandisnot
intelligible.Thisisnotmerelyanepistemicquestion;itisalsoanontologicalone.Inthe
Theaetetus,theonenessofknowledgeistieddirectlytotheonenessofbeing,andwewillsee
thatlogosistieddirectlytothemultiplicityinherentwithindistinctbeings.Thus,the
investigationintotherelationbetweentheonenessofknowledgeandthemultiplicityoflogos
isalsoamoregeneralinvestigationintotherelationbetweenonenessandplurality,andthat
betweenBeinganddistinctbeing.
PlatousesbothliteraryandphilosophicaldevicesintheTheaetetusinordertodirectthe
readers’thinkingtowardtheissuesinvolvedintherelationandoppositionbetweenoneness
andplurality.HerepresentstheoppositiondramaticallythroughParmenidesandHeraclitus.
TherefutationofTheaetetus’firstproperdefinitionofknowledge(“knowledgeis
perception”
2
)underminestheHeracliteanpositionthateverythingisinflux,whichholdsthat
thereisnobeingoroneness.Thediscussionoffalseopinion
3
followingTheaetetus’second
properdefinitionofknowledge(“knowledgeistrueopinion”
4
)underminestheParmenidean
positionthatallisOneandthereisnoplurality.Weareleftwiththedifficultyofworkingour
waythroughtheproblemsinvolvedinunderstandingthemiddlegroundbetweentheonenessof
ParmenidesandthepluralityofHeraclitus.
Thismiddlegroundisinherentlycontradictory.Therearemanywaysinwhichthis
contradictionexpressesitself,andmanydifficultiesinvolvedintryingtomakesenseofit.The
basicproblem,briefly,isthatwhileallbeingisOne,distinctbeingalsorequiresmultiplicity.
5
Thus,distinctbeingissomehowbothoneandmany.Buthowisthispossible?Tostatethe
sameproblemsomewhatdifferently:distinctbeingsarecomposedofparts,andyettobeisto
beone.Thus,aunitycomposedofpartsseemstobesomethingthatbothisandisnot.
Theconnectionbetweenonenessandknowledgemeansthatthisproblemofconnecting
onenessandmanyness,orofunderstandinghowthesamethingbothisandisnot,isdirectly
connectedtothequestion“whatisknowledge?”Wewillfindthattheaccountgeneratedbythe
recognitionthatdistinctbeingbothisandisnotleadstoanaccountwherewebothknowand
don’tknowthesamething.Asaresult,theaccountIamofferingcanbereadasanargument
thatconcludesthatallknowing(withthepossibleexceptionofknowledgeoftheOne)is
simultaneouslyanot-knowing.
6
Sketchofthebook’smainargument
Iwillgiveabriefoutlineoftheargumenthere.Theargumentisstrangeandnotasclearas
Iwouldlikeittobe,butthatmaybeunavoidablewhenarguingthateveryactofknowingis
alsoanactofnot-knowing.Eachdistinctbeingisamultiplicitythatissomehowheldtogether
asonethingbyaprincipleofunity.Theprincipleofunityofanydistinctbeingcannotitselfbe
apartofthatwhichitunifies,butrathermustexistseparatelyfromthemultiplicity.Sincethe
principleofunitymakestheunifiedobjectone,andonenessandbeingarethesame,itfollows
thatthebeingofthatwhichisunifiedexistsseparatelyfromtheobjectitallowstoexist.Since
theunifiedobject’sbeingiswhatitis,andsincethisbeingisseparatefromit,theunified
objectisnotwhatitis.Thismeansthatasimplegrasp(suchasanopinion[δόξα])ofaunified
objectbothisandisnotagraspofthatobject,forknowledgeoftheunifiedobjectrequires
graspinghowitisone,whichinturnrequiresgraspingitsprincipleofunity.But,sincethe
principleofunityisdistinctfromthatwhichitunifies,thisgraspoftheunifiedobjectbothis
andisnotknowledgeoftheunifiedobject.Theunifieraswell,ifitisalsobothoneandmany,
willitselfthenonlybeknownbygraspingitsprincipleofunity.Thus,theprocesswillrepeat
untilwereachthatwhichisentirelyone.ItfollowsthattheentirelyOneistheonlybeingthat
canbeunqualifiedlyknown,sincetheknowledgeofeverythingelseisasimultaneousknowing
andnotknowing.
Theprocessofrepeatedlyfindinghigherandhigherprinciplesofunitygenerateslevelsof
being,eachlowerleveldependingonthehigherforitsoneness.Therelationsbetweenthe
levelsofbeingareattherootoftheaccountoflogosIwillbeoffering.
7
Asaunificationof
disparateelements,logosaccomplishesthesamethingthattheunifierdoes.Thatis,a
successfullogosisonethatallowssomeonetograspanobject’sprincipleofunity.
Consideringlogos’sinherentmultiplicity,weseethattheabilityitgivessomeonetograsp
oneness(intheformofaprincipleofunity)mustalsoentailthelogositselfbeingleftbehind.
Assuch,ameaningfullogosshowsitselftobethetransitionfromalowerlevelofbeingtoa
higher.Inotherwords,ameaningfullogosovercomesitself.Thisisthesuccessofthe
Theaetetus,itgivesusalogosthatallowsustoabandonitsoastobeabletograspthe
principleofunitythatmakesthedialogueasinglelogosasopposedtoseveraldisconnected
logoi.Theprincipleofunityofthedialogueisthelevelsofbeing.Thelevelsofbeing,
however,arebothoneandmany.Thus,thelogosoftheTheaetetus,ifsuccessful,leadsusto
theneedforanewlogossothatwecangrasptheunityofthelevelsofbeing.
Thefollowingisabriefsummaryoftheprimarysectionsofthedialogue.Thiswillbe
followedbyabriefoutlineofthechaptersthatmakeupthebook.Thebreakdownofthe
chaptersdoesnotpreciselylineupwiththeprimarysectionsofthedialogue.Thereasonfor
thisshouldbecomeevidentinthebookitself.
Outlineoftheprimarysectionsofthedialogue
142a-151e:Thissectionbeginswiththedialogue’sexternalframe,inwhichPlatotellsushow
thediscussionbetweenSocrates,TheaetetusandTheodoruscametoberecorded,andinwhich
heraisesthequestionofwhatdistinguishesonelogosfromseverallogoi?Followingthe
frame,therearefourkeycomponentsinthissectionofthedialogue.Thefirstisanintroductory
conversationbetweenthedialogue’smaincharacters.Thesecondisaninitialattemptata
definitionofknowledge.Thefailureofthisattemptisfollowedbyexamplesofwhataproper
definitionis,includingTheaetetus’owndefinitionofincommensurablenumbers.Lastly,this
sectionincludesthefamousimageofSocratesasamidwife.
151e-187a:Thissectioncontainsthefirstproperdefinitionofknowledge:“knowledgeis
perception.”Thelengthyjustificationandrefutationofthisdefinitionincludesaninvestigation
andrefutationofProtagoras’“manisthemeasure”doctrine,andoftheHeracliteanposition
that“allisflux.”Thissectionisinterruptedbyaratherlengthydigressioncomparingthe
characterofthephilosopherwiththecharacterofthelawyer.Thesectionendswiththepivotal
argumentunderminingtheclaimthatknowledgeisperception,andprovingtheexistenceofthe
soulasaprincipleofunity.
187a-201c:Thissectioncontainsthesecondproperdefinitionofknowledge:“knowledgeis
trueopinion.”Thissectionisalmostentirelytakenupwithanattempttoanswerthequestion
“whatisfalseopinion?”
201c-210d:Thissectioncontainsthethirdproperdefinitionofknowledge:“knowledgeistrue
opinionwithalogos.”Socratesattemptstoexplainthisdefinitionbyappealingtoanatomistic
accountofnature,anaccountthathereferstoasa“dream.”Theinvestigationintothedream
containsthecentraldiscussionofthewhole(ὅλος)asacombinationoftheall(πᾶς)andthe
singlelook(εἶδος).Thedialogueconcludeswiththreeattemptsatadefinitionoflogos.
Outlineofbook’schapters
Chapter1(142a-184b):Thefirstchapterestablishesthefundamentaloppositionthatserves
asthegroundforthedialogue’saccount.TheoppositionisbetweentheOneandthemany,or,
toputitindramaticterms,betweenParmenidesandHeraclitus.Platogoestosignificant
lengthstogetthereadertorecognizethatallbeingsthatwecanthinkortalkaboutarebothone
andmany,arecognitionwhichsetsusuptofacethequestionofhowmultiplicitycanbeheld
togetherasone.Throughtheprocessofestablishingtheoppositionattheheartofthedialogue
chapter1alsooffersabroadsketchoftheargumentstocome.
Chapter2(184b-201a):Therelationbetweentheunifiedandtheunifierisestablishedbythe
pivotalargumentthatservesastherefutationofTheaetetus’firstproperdefinitionof
knowledge.Theexplicitroleoftheargumentinthedialogueistodisprovetheclaimthat
knowledgeisperception.Iwillarguethatitsimpactisfarmoresignificantthanitsimmediate
roleinthetext,andthatthisargument,whichprovestheexistenceofthesoulasaprincipleof
unity,isattheverycenterofthedialogue’saccount.Itisatranscendentalargumentthat,in
additiontoprovingtheexistenceofthesoul,alsooffersawaytoovercomethedistinction
betweenthoughtandbeing.Thisisfollowedbyananalysisofthediscussionoffalseopinion
thatfollowsTheaetetus’secondproperdefinitionofknowledge(“knowledgeistrueopinion”).
ThissectionsuppliesuswithbotharefutationofParmenides,andaproofthattheprincipleof
unitytranscendsthatwhichitunifies.Thepossibilityoffalseopinion,alongwiththeexistence
ofthesoulasaprincipleofunity,leadsustorecognizetheneedforlevelsofbeing,whichare
distinguishedfromoneanotherinsofarasthehigherlevelssupplytheprincipleofunityforthe
lowerlevels.
Chapter3(201c-210d):Oncethelevelsofbeinghavebeenestablished,wearefacedwiththe
taskoftryingtounderstandhowthelevelsofbeingarerelatedtoeachother.Thedifficult
issuesinvolvedintheserelationscomeoutinthediscussionfollowingTheaetetus’finalproper
definitionofknowledge(“knowledgeistrueopinionwithalogos”).Wewillseethatitisthe
functionoflogostoconnectthelevelsofbeing.Wefindthatasuccessfullogosisonethat
allowsthethinkertograspanobject’sprincipleofunity,andbydoingsoallowshimtograsp
thatobjectonahigherlevelofbeing.Inotherwords,chapter3seekstounderstandthe
samenessbetweenthelevelsofbeingbyattemptingtoaccountfortheconnectionbetweenthe
unifiedandtheunifier.Oneoftherepercussionsofthisisthatwefindthateverylogosrequires
multiplicity,and,asinherentlymultiple,itwillalwaysfallshortoftheobjectitseeksto
express.
Chapter4:Havingestablishedthelevelsofbeingandtheirrelationsinthepreviousthree
chapters,andhencehavingformedagraspofthedialogue’sprincipleofunity,wefind
ourselvesfacingthelimitationsoftheaccount.Thecentralproblemliesinthenecessityof
difference,whichisnecessaryforthepossibilityofthelevelsofbeing,whichinturnis
necessaryforbothdistinctbeingandintelligibility.Yet,asinherentlynotone,differencemust
beunintelligible.Thus,differenceendsupbeingbothnecessaryfor,andprohibitiveof,distinct
beingandintelligibility.Inthissense,chapter4isanattempttodistinguishtheintelligiblefrom
theunintelligible,whichamountstoanattempttounderstandthedifferencesbetweenthelevels
ofbeing.
Conclusion:Alongwithgivingasummaryoftheoverarchingaccount,theconclusionwill
brieflydiscusstheissuesthatarisefromgivingalogosthatarguesforthelimitedintelligibility
ofanylogos.
Notes
1.Ileavethewordlogoshere,insteadoftranslatingitas“account,”becausetheprecise
meaningofthetermisamajorissueinboththedialogueandthisbook.Fornowitwill
sufficetothinkofitasmeaningaccountinaverylooseandflexiblesense.
2.Thefirsttimethisdefinitionisgivenitisstatedas“οὐκἄλλοτίἐστινἐπιστήμηἢαἴσθησις,”
whichtranslatesto“knowledgeisnothingotherthanperception.”151e2-3.
3.187d-200d.
4.Thefirsttimethisdefinitionisgivenitisstatedas“κινδυνεύειδὲἡἀληθὴςδόξαἐπιστήμη
εἶναι,”whichtranslatesas“thereisachancethattrueopinionisknowledge.”187b5-6.
5.Thedialoguearguesfortheexistenceofdistinctbeingprimarilythroughtheassumptionthat
falseopinionispossible.Thisisthefocusofthesecondhalfofchapter2.
6.This,ofcourse,appliesnolesstotheaccountIamoffering.Theproblemofgivingan
accountofhowallaccountsareincompletewillbearecurringthemeinthisbook,andwill
betheprimaryissueintheconclusion.
7.Logosisthefocusofchapter3.
ChapterOne
TheOneandtheMany
Thefunctionofthischapteristhreefold:first,IwilllayoutwhatItaketobethe
fundamentaloppositionoftheTheaetetus,anoppositionwhichIargueservesasthestructuring
principleofthedialogue.Theoppositionispresentedinseveralways,andIwilltrytoshow
howPlatoisusingeachoftheserepresentationsoftheoppositiontoorientusinthedialogue’s
accountofknowledge.Second,IwillraisetheproblemsthatPlatoseeswitheachofthepoles
oftheopposition(thoughthemeatofhisrefutationswillbeputoffuntilchapters2and3).
Therearetworelatedproblemswitheachofthepoles:bothpolesdoawaywiththepossibility
ofcontradiction,andbothpolesunderminethepossibilityofmeaningfuldiscourse.The
avoidanceoftheseproblemspushesus(andTheaetetus)intoamiddlegroundbetweenthetwo
polesoftheopposition,amiddlegroundthatisbothcontradictoryandnonethelesstheonly
philosophicallyfruitfulground.Becausethedialoguedoesnotexplicitlypointtothe
oppositionasitsstructuringprinciple,thethirdsectionofthechapterwillconsistofmostly
dramatictextualevidencethatPlatowantsustofocusontheopposition.
Imagesrepresentingthedialogue’sfundamentalopposition
TherearetwoprimarydramaticrepresentationsoftheoppositionbetweentheOneand
Many.Thefirstisfoundinthedialogue’s“digression”andisrepresentedbytheopposition
betweenthephilosopherandthelawyer.ThesecondisrepresentedbySocrates’predecessors,
HeraclitusandParmenides.Bothoftheseoppositionsareexplicitinthedialogue.
1
IntheTheaetetus’famousdigression(172b-177c)Socratespresentsuswithtwo
completelydifferentkindsofpeoplewithantitheticallifestylesandcorrespondingly
antitheticalsouls.Thelawyersarethosewhohave“bouncedaroundinlawcourtsandsuch
placesfromtheiryouth,”andare“alwaystalkinginanunleisuredway,sinceflowingwateris
sweepingthemalong.”Theyaredescribedasslaveswho“fawnandwormtheirwayinto
favor,”being“smallandnotuprightintheirsouls.”Thephilosophers,ontheotherhand,know
nothingofthemattersthatconcernthelawyers.Thephilosopher“takesflight”inhissearchfor
“thenatureofeachandeveryoneofthebeingsasawholeandnotloweringitselfatalltoany
ofthethingsnearby.”Eachofthetwoisdescribedasalaughingstockwhenheisforcedinto
therealmoftheother.Thephilosopherisajokewhenheismadeto“discussthethingsathis
feetandinfrontofhiseyes.”Thelawyerisleft“helplessandstammering”whenheisdragged
upwardawayfromtheparticulars.Thus,thelawyerandhisrealmofever-flowingparticularity
issetapartfromthephilosopherandhisrealmofelevateduniversality.
TheTheaetetus’characters,nottoosurprisingly,seektoseparatethemselvesfromthe
lawyers.Socrates,speakingtoTheodorus,referstothephilosophersas“ourchoralgroup,”
2
a
classificationwhichTheodorusenthusiasticallyendorses.Socrates’nonconformitytotheclass
ofthelawyerisnosurprise.Hislackoffamiliaritywiththeirmodesofoperationisoften
mentionedinthedialogues.TheApologycontainsperhapsthebestknownofSocrates’claims
tocarryhimselfinamannerthatcouldnotbemoredifferentthanthatofthelawyers:“The
positionisthis:thisismyfirstappearanceinalawcourt,attheageofseventy;Iamtherefore
simplyastrangertothemannerofspeakinghere.”
3
Socratesspenthislifewithoutengagingin
(indeedavoiding)theactivitiesofthelawyer.ThereareentiredialoguesinwhichSocrates
standsopposedtotherhetoricofthelawyers.
4
Socrates’oppositiontothelawyersisthusnotanythingsurprising.Whatisvery
surprisingisthattheappropriatenessoftheclassificationofSocratesasaphilosopher
becomeshighlysuspectoncewetakenoticeofsomeoftheparticulardescriptionsappliedto
thisclass,descriptionsthatclearlydonotfitwithSocrates(letaloneTheodorus).The
philosopherisdescribedassomeonewhodoesnotknowhiswaytothemarketplace,butPlato
tellsuselsewherethatthisisnotSocrates.
5
Thedigressionassertsthatthephilosopherdoes
nottakeintoaccountlineage,yetSocratesistheonewhorecognizesTheaetetusasthesonof
EuphroniusofSuniumatthebeginningofthedialogue,andpraisesthequalitiesofhisfather.
6
ThedialogueevenconcludesbypointingtoSocrates’lackoffreetime(whichisallthe
philosopherhas)asheispulledawaybytheindictmentthatMeletushasdrawnupagainst
him.
7
Socrates,theembodimentofphilosophyinthePlatonicdialogues,doesnotfithisvery
owndescriptionofaphilosopher!
8
Itseemsthat,accordingtothedigression,notonlyis
Socratesnotalawyer,heisnotaphilosophereither.ButifSocratesisnotaphilosopher,then
whois?
Andyet,Socratesclearlysharessomequalitieswiththephilosophers.Perhapsthemost
tellingoftheseishisattachmenttouniversals.HiscriticismofTheaetetus’firstattemptata
definitionofknowledgeisdirectedpreciselyatitslackofuniversality.
9
Socrates,withhis
awarenessofparticularsandinterestinuniversals,representsacombinationof,orsomekind
ofintermediatebetween,thesetwoantitheticalclasses,whichinturnmeansthatSocrates
representsacombinationoftwoutterlydistinctsouls.
Theimportance,andthedifficulties,ofthisunifyingofantitheticalsisalsoreflectedina
secondthematicoppositioninthedialogue:theoppositionbetweenthosewhobelieveall
thingsareinmotionandthosewhobelieve“allthingsareoneanditstandsstillinitself.”
10
ThisistheoppositionbetweenSocrates’predecessors,Heraclitus(partneredwithProtagoras)
andParmenides.
11
Socratessuggestsaninvestigationofthetwomen
12
withthiswarning,
Butifbothsidesshowthemselvestobesayingnothingwithinmeasure,we’llbelaughedatifweconsiderourselvesto
haveanythingtosay,sincewe’relowlyfolkswho’dberejectingveryancientandthoroughlywisemenasunqualified.13
Socratesdoesindeedmakehimselfthebuttofthejoke,butonlypartially.Hedoesshowthat
neithersidehas“anythingtosay,”butthattheirinabilitytospeakisonlypartiallyaflaw.In
short,Socratesarguesthatintelligiblespeech(logos)requiresboththeonenessofParmenides
andthemultiplicityofHeraclitusbecauselogosentailsusingmanywords(ornames)to
representoneidea.Thus,eliminatingeitheronenessorpluralityunderminesthepossibilityof
logos.Onerejection(thatofHeraclitus)isexplicit,whiletheother(thatofParmenides)is
implicit.
14
Whatisleftaftertherejectionofthesetwowisemen?Iwillsuggestthatthemiddle
groundbetweenthelawyerandthephilosopher,wherePlatoplacesSocratesinthedigression,
isamirrorofthemiddlegroundbetweenHeraclitus(asapartnerofProtagoras)and
Parmenides.
Itdoesn’ttaketooin-depthalookatHeraclitusorParmenides(astheyarerepresentedin
theTheaetetus)toseewhySocratestakeshismiddlepositiontobelaughable.Socratesrefers
toHeraclitusinthedialogueasoneofthosewhoclaimthat
Nothingiseitheranyonethingorofanyonesort,butit’sfromrushingaroundandfrommotionandfromblendingintoone
anotherthatallthingscometobe—wesaythey“are,”notaddressingthemcorrectly,sincenothingeverisbutisalways
becoming.15
SocratesclaimsthatanypersonwhoadoptstheProtagoreanpositionthatmanisthemeasureof
allthingsmustalsoacceptthepositionofHeraclitusandhiswisepartners.TheProtagorean
positionitselfissuggestedasthedoctrineofanyonewhobelievesknowledgeisperception.
Theconnectionbetweenthesethreetheses(knowledgeisperception,manisthemeasure,and
allthingsareinflux)isnevermadeexplicitbySocrates,andthereismuchdebateaboutit.
16
I
takeitthatthegeneralpushoftheconnectionliesinthenotionofsubstance.Ifthereweresuch
athingassubstanceunderlyingandunifyingtheperceptiblepropertiesavailabletousthen
clearlyknowledgecouldnotbeperception:forperceptionseestheproperties,notwhat
underliesthem.
17
Alackofsubstanceentailsthattheonlythingsthatexistareperceptible
qualitites,andtheseperceptiblequalititesarealwayschanging.Thedeniersofbeingarethe
deniersofsubstance,andthedeniersofsubstancearethedeniersofprinciplesofunityand
stability.
ThereismuchlesssaidaboutParmenidesinthedialogue.Whatismadeclearisthat
Parmenidesdeniesmultiplicity.SocratesreferstoParmenidesasonewhoclaimsthat“sinceit
iswhollymotionless,beingisthesamefortheall,”and“allthingsareoneanditstandsstillin
itself,havingnoplaceinwhichtomove.”
18
Parmenidesdeniesmultiplicityandmotion,while
theothersdenyonenessandstillness.
Thus,Socratesseemstohavetoaffirmanddenymultiplicityandmotion,andaffirmand
denyonenessandstillness.Howcanthisbe?Therearetwocentralthemesthatariseoutof
situatingSocratesinbetweenParmenidesandHeraclitus.
19
Thesethemeswillbeinvestigated
throughoutthebook,butasawayoforientingtheinvestigation,Iwillgiveasketchofthetwo
issueshere(withtheunderstandingthatmuchoftheargumentationtheyrequirewillbeputoff
untillater).ThefirstisthatbothHeraclitusandParmenidesremovethepossibilityof
contradictionfromtheiraccounts(thoughtheyobviouslydosoinoppositeways),whileany
positionthatcombinesthetwowillhavetoincorporatecontradictionsomehow.Thesecond
issueisthatlogos(oranykindofexpressionofknowledge)becomesanimpossibilityforboth
ParmenidesandHeraclitus,andthatthegroundingforaviablelogosisacentralmotivationfor
Plato’sposition.
1.ImpossibilityofcontradictionforHeraclitusandParmenides
Thegeneralformofacontradictorystatementis“AisBandnotB.”
20
Thus,inorderto
allowforthepossibilityofcontradictiontheremustbesomeonething(A)andalsothatwhich
isnotA(BandnotB).Contradictionrequiresonenessandmanyness,forinacontradiction
someonethingmustbeandnotbesomethingelse.Heraclitusdoesawaywithcontradictionby
eliminatingoneness,whileParmenidesdoesawaywithcontradictionbyeliminatingmanyness.
Whatmiddlegroundistobefoundinbetweenthesetwo?Socrates’laughablepositioninthe
TheaetetusisacombinationofbothHeraclitusandParmenides,
21
acombinationthatrequires
awillingnesstoaccepttheworld,andourselves,ascontradictory.
MuchofthesecondaryliteratureonthepassagesinvolvingthePresocratics,particularly
thoseinvolvingProtagoras,seemstohaveoverlookedthisdoingawaywiththeprincipleof
non-contradiction.Inparticularthenumerousdiscussionsoftheperitropé,
22
haveexpended
muchthoughtandtalentonatopicthat,whileinterestinginitsownright,onthisaccount
becomesanonissueforProtagoras.
23
ThereisconsiderabledebateoverwhetherPlatois
successfulinprovingProtagoras’“manisthemeasure”doctrinetobeself-contradictory.Does
Protagorasavoidcontradiction,ordoesheembraceit?
24
Theargumentaboveshowsthatthere
isnothingtheretoavoidorembrace,sinceinorderforcontradictiontobeapossibilitythere
mustbeoneness,whichtheHeracliteanProtagorasdenies.
Theposition'sdenialoftheprincipleofnon-contradictionseemstoraisetheproblemthat
itmakesitimpossibletoexplainProtagoras’attempts(viaSocrates)togiveoverargumentsin
ordertoconvinceTheaetetusofhisdoctrine,for,afterall,anyargumentProtagorasmightuse
wouldpresupposetheprinciple.Butthisisreallyonlyanimageofaproblem,forProtagoras’
concernisnotthegivingoverofobjectivetruth(forthereisnone);rather,hisgoalis
persuasion.JustasProtagorasiswillingtomakeappealtocreationmythsinthedialogue
bearinghisname
25
inordertogiveastorythatwouldpersuadethecrowd,sotooProtagoras
usesargumentsinordertopersuade.Arguments,forProtagoras,cannothaveanygenuinetruth,
forthiswouldrelyupontheprincipleofnon-contradiction,whichisnomorerealthanthe
charactersofhismyths.Thischargeofusingargumentsforpersuasionandnottruthisleveled
againstProtagorasbySocrateshimselfat161e.Strikingly,Protagoras,throughthemouthof
Socrates,laysasimilarchargeagainstSocrates.
26
TheaccusationisthatSocratesisusing
“persuasivetalkandwhatseemslikelyinarguments”
27
insteadofgraspingwhatisnecessarily
thecaseasmathematicsdoes.Socratesdoesindeeddothis.TheTheaetetus’digression
referredtoaboveisanelegantpieceofSocraticsophistrythatusesrhetoricinanattemptto
underminerhetoric.
28
SotooProtagorasstrivestouseargumentationtoundermine
argumentation,despite(andbecauseof)thefactthatargumentscannothaveanystrongerclaim
tonon-existentobjectivetruththananyotherformofpersuasion.
AftereachoftheattemptstorefuteProtagoras,Socratesclaimsthat,whileTheaetetusmay
beconvinced,heissurethatProtagoraswouldnotbe.
29
Ontwooccasionsduringthefinalset
ofrefutations,Socratesquestionstheeffectivenessofhisowncriticism.Acloserlookatoneof
thesecriticisms,alongwithSocrates’criticismofhisowncriticism,shouldhelpmakeitclear
thatPlatoisdirectingustowardrecognizingtheneedforcontradiction.Intheperitropé,
30
SocratesarguesthatProtagoras,accordingtohisownaccount,mustdisbelievehisown
account.For,sinceProtagorasclaimsthatwhateachpersonholdsistrue,andsincemany
peopleholdthathisaccountisuntrue,Protagorashimselfmustagreewiththetruthofthe
beliefsthathisaccountisfalse,andhence,hemustbelievehisownaccounttobefalse.In
responsetothiscriticism,SocratessaysthatProtagoras
wouldpopouthisheadasfarastheneck,oncehe’drefutedmeinmanywaysforspeakingnonsense,whichislikely,and
youforagreeing,havingsunkback,he’dbesweptoffandrunningaway.31
WhatarewetomakeofthisbizarreimageofProtagoras’head?Whatisthe“nonsense”that
Socrateshasspoken?ThecontentofProtagoras’criticismshereisnotofferedexplicitly,but
theimagegivesusanideaofwhatitwouldbelike.Thereminderofthepervasivenessof
becomingisevidentintheimageofProtagoras’departure,anditistheall-pervasivenessof
Heraclitean(andhenceProtagorean)becomingthatentailstheeliminationofsubstance.But
thereismorethanjustareminderoffluxintheimage;theissuesofmeaningfuldiscourseand
contradictionarebeingsuggestedaswell.
TheimageofheadspoppingoutofthegroundoccursagaininAristotle'sDeAnima.In
bookIII,chapter6Aristotleaddressesthepossibilityoffalsehood.Heclaimsthat
thethinkingofindivisiblethingsisoneofthoseactsinwhichfalsehoodisnotpossible,andwherethereisfalsehoodaswell
astruththereisalreadysomekindofcompoundingofintelligiblethingsasthoughtheywereone—justasEmpedocles
says“upontheearthforeheadsofmanykindssproutedupwithoutnecks.”32
Thepossibilityoffalsehoodisdirectlyconnectedtotheissuesofcontradictionandmeaningful
discourse,whichAristotleisalsohereconnectingtotherelationofoneandmany.Thesemany
foreheads,Empedoclesgoesontosay,remainseparateuntilfriendship(orlove)comesalong
andputsthemtogether.Aristotle’sreferencetoEmpedoclespointstotheclaimthatthe
possibilityofthinkingwhatisfalsearisesoutofacompoundingofthemany“asthoughthey
wereone,”whilethethinkingofwhatisindivisibleadmitsofnofalsity.Thus,untilfriendship
unitesthemanypartsthereisnofalsity.Inshort,Protagoras(intheHeracliteanformhe
appearsintheTheaetetus)deniesthepossibilityoffalseopinionbecausehedeniesthe
love/friendshipfoundinEmpedocles.IntheTheaetetusthedenialoflove/friendshipiswhatI
abovereferredtoasthedenialofsubstance/ousia.
IntheSophist,therecognitionofthenecessityoftheoneandmanyforthepossibilityof
contradictionispresentinfullforce.TheEleaticstrangerclaimsthatknowledgeisonly
possiblebyrejecting“fatherParmenides”andcombiningbeingandnon-being(andthereby
alsodenyingProtagorasandHeraclitus).ThestrangerappealstoEmpedoclesinhissuggestion
thatthemany(non-being)beunifiedbyloveinordertoallowforknowledge(242d).Itakeit
thattheTheaetetus’imageofProtagoraspoppinghisheadupasfarastheneckrepresentsthe
manynessofEmpedocleswithouttheunifyingprinciple,i.e.,withoutsubstance(or,touse
Empedocles’term,love).Itisonlyhalfofwhatthestrangersuggestsweneedforknowledge.
Thedenialofsubstance,aspointedoutabove,isattheheartoftheaccountsthatmakeup
Theaetetus’seconddefinitionofknowledge.Withtheexistenceofsubstance,knowledgecannot
beofwhatisandbeperceptible.Platousestheaboveimagetotellusthatthecontentof
Protagoras’criticismsisnottheissue.Indeedthecontentcannotbetheissue,fortherecannot
beanygenuinecontentwithouttheonenessthatsubstancesupplies.Oncesubstanceandthe
principleofnon-contradictionhavebeenabandoned,argumentationbecomesmerelyanother
rhetoricaldevice.Ithasnogreaterclaimtotruththananyothermeansofdecidinghow
somethingappearstooneself.
Thus,theuseofargumentcannevercompelProtagorastoabandonhisposition.Whythen
doesSocratesbotherwithformulatingargumentsagainstthesophist?Theanswertothisis
obviouswhenoneremembersthatSocratesisamidwifelikehismother,exceptthathebirths
opinionsinsteadofbabies,
33
andthatintheTheaetetusheisnotattemptingtobirththe
opinion(s)ofProtagorasbutthoseofTheaetetus.Socrates’argumentsexposeacontradiction
notinProtagoras’position(foragainthisisimpossible),rathertheyexposeacontradiction
withinTheaetetus.HeshowsTheaetetusthathecannotconsistentlyacceptboththeprincipleof
non-contradictionandbelievethat“manisthemeasureofallthings.”SinceTheaetetusdoes
accepttheprinciple,
34
hethereforecannotbelievethatmanisthemeasure.
ThetwisthereisthattheappealtoSocrates’midwiferymeansthattherefutationof
ProtagorasisparticulartoTheaetetus,foritisonlyinrelationtoTheaetetus’otherbeliefsthat
Protagoras’accountmustfail.OrtoputitinmoreProtagoreanterms,Socratesisusing
TheaetetusasthemeasureofTheaetetus’ownbeliefs:Theaetetusisthemeasureofallthings
forTheaetetus!InconvincingTheaetetusthatProtagoras’positionisunacceptabletohim
becauseofhisownbeliefs,Socratesisoperatingwithinthesubjectiverealm(ofTheaetetus),
whichispreciselytherealmchampionedbyProtagoras.
35
Thedifferencehere,however,isthat
itisnotperceptionthatmakesmanthemeasure,itisopinion.Itisnocoincidencethatitis
opinionthatmarksoffTheaetetus’nextdefinitionofknowledge.
36
Thefutilityofarguing
againstProtagoras(andHeraclitus),andthecorrespondingrecognitionthatProtagorasisonly
leftbehindbecauseSocratesisservingasmidwifetoTheaetetus,allresultsfromthe
impossibilityofapplyingtheprincipleofnon-contradictionwithinProtagoras’“account.”
Movingnowtotheotherpole,itisnoteworthythatPlatodoesnotsaymuchexplicitlyin
regardstoParmenidesintheTheaetetus.Thereislittletextualevidenceinthedialoguefor
Parmenides’denialoftheprincipleofnoncontradiction.Socratesclaimstobeafraidtotalk
about,letalonecriticize,fatherParmenides.Thereare,however,severalargumentsexplicitly
directedatfatherParmenidesintheSophist,andwhilenoneofthemexplicitlymentionthe
principleofnon-contradiction,itsrelevancetothediscussionthereisunquestionable.Oneof
theargumentsagainstParmenidesbeginswiththeassumptionthat“weneedtouseevery
argumentwecantofightagainstanyonewhodoesawaywithknowledge,understandingand
intelligencebutatthesametimeassertsanythingatallaboutanything”.
37
Thestrangerclaims
thatParmenidesdoesjustthisbydenyingthepossibilityofmotion,asdothebelieversinflux
bydenyingthepossibilityofrest:
Thephilosopher—thepersonwhovaluesthesethings[knowledge(ἐπιστήμη),intelligence(φρόνησις)andunderstanding
(νοῦς)]themost—absolutelyhastorefusetoaccepttheclaimthateverythingisatrest,eitherfromthedefendersofthe
oneorfromfriendsofthemanyforms(εἶδος).Inadditionhehastorefusetolistentopeoplewhosaythatthatwhichis
changesineveryway.Hehastobelikeachildbeggingfor“both”andsaythatthatwhichis—everything—isboththe
unchangingandthatwhichchanges.38
Inordertoallowforknowledgewemustbewillingtoacceptthecoexistenceofthecontraries,
restandmotion.ThisParmenidescannotdo,forinhisassertionofutteronenesshehasdone
awaywithanycontraries.
AllofthissuggeststhatwhatPlatoistryingtodointheTheaetetus(andtheSophist)is
carveoutthemiddle,contradictory,groundbetweentheOneandtheMany.Thepossibilityof
contradictionisthefirstissuethatdependsonthismiddleground.Thepossibilityoflogosis
thesecond.
2.ImpossibilityoflogosforHeraclitusandParmenides
Thesecondissuetotakenoteofhere,andonethatisbothcentraltotheTheaetetusasa
wholeandamajorfocusoftheupcomingchapters,istheconsequencesthatthepositionsof
ParmenidesandHeraclitushavefortheabilitytogivealogos,ortoputitinthetermsused
above,theissueiswhyHeraclitusandProtagorashavenothingtosay.
39
Iflogosinvolvesthe
relatingofpartstoawholeasthelastsectionofthedialoguesuggests,
40
thenbothParmenides
andtheadvocatesoffluxwillbeunabletogivealogos.Parmenidesisunablebecausethere
arenoparts,whiletheadvocatesoffluxlackthenecessarywhole.Thisisoneofthe
“refutations”thatSocratesgivesofHeraclitustowardtheendofthediscussionofthesecond
definition.
41
Thestructureoftheargumentisasfollows.
Therearetwokindsofmotion:localmotionandalteration.Thosewhosaythateverything
isinmotionmustsaythateverythingisinbothkindsofmotion,forotherwiseitwouldbejust
astruetosaythateverythingismovingandnotmoving.Butifeverythingisinbothkindsof
motion,thenthelocalmotionthatbringstheperceiverandperceivedtogethercannotbesaidto
bringtogethera“certainsortness”(ποιότης)
42
withaseeing,forthesortnessmustbean
altering,asmusttheseeing.Thus,inclaimingtoseewhitenessImustalsobeseeingwhat
whitenesschangesfromandto,i.e.,not-whiteness.AndinseeingImustalsobenot-seeing.
Thus,thenameofseeingshouldnotbeattachedtotheactofseeinganymorethannot-seeing
shouldbeattached.Seeingisperceiving.Thus,perceivingisnodifferentthannot-perceiving.
Therefore,tosaythatknowledgeisperceptionisalsotosaythatknowledgeisnotperception.
Inshort,oncewedoawaywithunchangingsubstance,wedoawaywithanymeaningful
discourse.
Theoverallpointhereisthattheacceptanceoftheclaimthatknowledgeisperception,
becauseofitsdenialofoneness,isincompatiblewithanykindofrationalaccount.Thetwoare
incommensurable.
43
Indenyingsubstance,Protagorashaseffectivelyunderminedany
possibilityoflogicalcriticism,forlogicalcriticismoperatesthroughdisplayingcontradiction,
andcontradictionrequirestheonenessfoundinsubstance.
MeaningfullogosisimpossibleinaParmenideanworldaswell.Oneoftheprimary
refutationsofParmenidesintheSophistfocusesspecificallyontheimpossibilityofgenuinely
Parmenideanspeech.Thestrangerpointsoutthatsimplybysayingthat“onlyonethingis”the
Parmenideanhasunderminedhisposition.Thename(theone)iseitherthesameaswhatis
namedordifferentfromit.Itcannotbedifferentforthenwehavetwothings,thename“one”
andtheoneitself.Ifthenameisthesameaswhatitnamestheneitherthenamenamesnothing,
orelseitmustbethenameofitself.Thefirstoptionisdismissedasempty.Thesecondentails
usagreeingthatthenameoftheoneistheoneofthename,whichalsoisdismissedas
absurd.
44
Inshort,languagerequiresbothasignifierandasignifiedifitistorefer.The
discussionofParmenidesintheSophistisfarmorecomplicatedthanIamsuggestinghere,and
mydiscussionoffalseopinioninchapter2willrequireustogomuchfurtherintothemeatof
whatthestrangerhastotellusthere,butthissimpleargumentisenoughtoshowthebasic
incompatibilityofParmenides’accountandaccountsingeneral.
LogosentailsamanynessthatParmenideshasdoneawaywith.Perhapsweshouldtake
Socrates’suggestionintheTheaetetusthathecannotdoParmenidesjusticeasareflectionof
hisviewthatthereisnologosthatcanactuallycaptureParmenides’position,thoughhetellsus
thatthisisonlypartoftheproblem:“I’mafraidthatwewon’tunderstandwhatwassaid(τὰ
λεγόμενα),andthatwe’llbeleftmuchfurtherbehindwhathewasthinkingwhenhesaidit.”
45
ItshouldbeevidentwhattaskPlatoissettingbeforeushere.Plato,simplybyappealing
tologicalinvestigation,isarguingforcombiningtheunchangingonenessofParmenidesandthe
un-unifiedmotionofHeraclitus.Socrateshimselfsaysasmuch,claimingthat“advancinglittle
bylittle,wehaveunwittinglyfallenbetweenthetwoparties.”
46
Iwillarguethattheprinciple
thatunifiestheseopposedaccountsforPlatoisthesoul.Itisinthisveryregardthatthe
Theaetetusistobeunderstoodasadisplayofthehumansoul,asSocratessuggestsatthe
beginningoftheinvestigationintoknowledge.
47
Plato’scarvingoutofthismiddlegroundworksbyarguingagainstthepolesofthe
oppositionwhichserveastheboundariesofthecontradictoryrealmofmeaningfuldiscourse.
This,ofcourse,requiresrefutationsofbothHeraclitusandParmenides.Thedetailsofthe
refutationsarecomplicatedandwilltakeupthebulkofchapter2.Fornowitwillsufficeto
prefacethisdiscussionwithageneraloutlineofthearguments.
WeareledoutofthestrictlyHeracliteanlandscapeintherefutationofTheaetetus’second
definitionofknowledge,thatknowledgeisperception,byrecognizingtheneedforaoneness
underlyinganychange.ThisonenessisexplicitlyseenasarefutationofHeraclitus,anditis
groundedintheacceptanceofthepossibilityofmeaningfuldiscourse.Thereareseveralstages
tothisrefutation.TherearedistinctrefutationsforProtagoras(manisthemeasure),Heraclitus
(allthingsareinflux)andTheaetetus(knowledgeisperception).Thecommonthreadthrough
thesethreeconnectedpositions,assuggestedabove,isthatallofthemdenythatthereis
substance,i.e.,aonenessthatprovidesthebeingofwhatisandpersiststhroughchange;
withoutthisonenessweloseallmeaning.
WeareledoutofanystrictlyParmenideanlandscape(thoughonlyimplicitly)byboththe
secondandthethirddefinitionsofknowledge,eachofwhich,invirtueoftheirfalseness(and
ourabilitytorecognizethatfalseness),showustheneedforplurality.For,asIwillarguein
chapter2,thedialogueshowsusthatfalseopinionrequiresthatonethingexistondifferent
levelsofbeing,andthatallerrorisamistakingofonelevelforanother.Thedistinctness
betweenlevelsofbeing(whichwillbeinvestigatedinchapter4)obviouslymeansthat
everythingcannotbeentirelyone.
Inshort,therefutationofHeraclitusshowsustheneedfortheonenesshisaccountis
lacking,whiletherefutationofParmenidesshowsustheneedforthepluralityhisaccountis
lacking.Thefourthandfinaldefinition(knowledgeistrueopinionwithalogos)developsthe
issuesthataretobefacedbythenewpathcarvedoutinbetweenPlato’spredecessors.
Wewillseethatthesenseinwhichtherefutationsofthetwoopposedpositionscome
togetheristhesameasthesenseinwhichthepossibilityforcomingtoknowariseswiththe
possibilityforerror.BothParmenidesandHeraclitus,indoingawaywiththepossibilityfor
contradiction,havedoneawaywiththepossibilityforerror.Itisindemonstratingto
Theaetetusthathebelieveserrortobepossiblebyarguingforthefalsenessofoneofhis
opinions(hisfalseopinionthatknowledgeistrueopinion),thatParmenidesisfirstcastaside
andHeraclitusisonceagainshowntobeinsufficient.Thepossibilityoffalseness,
48
orerror,
servesasarefutationtobothHeraclitusandParmenides.Forfalsenessentailstheprincipleof
non-contradiction,whichbothHeraclitusandParmenideshavedoneawaywith.
Evidencethattheoppositionissupposedtobefocusedon
TheprecedingispreparationfortheaccountIwillbearguingfor,withageneralsketchof
someoftheargumentationthatisused.Thefunctionoftheprecedingforetasteistoserveasa
kindofground-clearingfortheaccounttocome.ThisreadingoftheTheaetetus,however,is
notacommonone,andasaresultitmaybeusefultooffersomedramatictextualjustification
forthereading,beforeturningtotheargumentsthemselves.
Platofillshisdialogueswithmarkerstoindicatedirectionshistextscango.These
markerscomeinmanyforms:typesofcharacters,settings,events,digressions,myths,frames,
andmanyothers.Whilegenerallythesedonotserveasconvincingargumentsontheirown,
theycan,whenseenasfittingtogether,supportaparticularreading.Thefollowingarethree
suchmarkersthatIsuggestPlatoisusingintheTheaetetustopointusinthedirectionofthe
oppositionoutlinedabove.Allthreeofthefollowingmarkerstakeplaceinthedialoguebefore
Theaetetus’firstproperdefinitionofknowledge(andsecondattempt).
49
Firstmarker:theframe(142a-143d)
ThediscussionbetweenEuclidesandTerpsionintheopeningframesuggeststhe
oppositioninquestioninacontextthatremainscentralthroughoutthewholedialogue.Euclides
tellshowhecametohearthelogoi(“words”—plural)ofSocratesandTheaetetus.Thenafter
explaininghisrepeatedprocessofwritingnotesquickly,thenfillinginthenotes,thenchecking
backwithSocratesforcorrections,heclaimsthathewasabletogetsomethingprettymuch
liketheπᾶςὁλόγος(“thewholetalk”—singular).Thereareatleasttwothingssuggested
herebyPlato.Thefirstisthatthereisadifferencebetweenanununifiedcollectionofwords
andaunifiedcollectionofwords.Thesecondisthat(ifEuclidesisright)thereissome
processthatisabletoturntheoneintotheother.Thisactofunification,Iwillargue,iswhat
weengageinwhenwecometoknow.WewillseethatEuclides’methodforturninglogoiinto
alogosmirrorsthedefinitionsofknowledgeofferedinthedialogueproper.Euclides’hearing
ofthewordscorrespondswiththedefinitionofknowledgeasperception.Hiswritingthe
wordsdowncorrespondswithknowledgeastrueopinion(opinionbeingdefinedbySocrates
laterinthedialogueasassertingthesamethingoverandover,
50
asthewrittenworddoes).The
checkingwithSocratescorrespondswiththeadditionofalogostotrueopinion.Acceptingthat
Euclides’methodrecallstheprocessoutlinedinthedialogue,andprovisionallyacceptingthat
thisprocessistiedtocomingtoknow(asIwillargue)meansthat,intheframeofthedialogue,
Platoconnectstheturningoflogoiintologoswithcomingtoknow.Comingtoknow
correspondswithanactofunificationthatissomehowintimatelyboundupwithalogos
comingoutoflogoi.Thequestionthatwereadersarefacedwithintheframeiswhetherornot
Plato’sTheaetetusisalogos(acoherentunifiedwhole)orwhetheritislogoi(justa
collectionofwords).Theanswer,asIhopetoshowinchapter3,isthatthedialogue’sfailure
tounitethelogoiintoalogosispreciselywhatprovidesthedialoguewithitsunityandhence
qualifiesitasalogos.Or,toputitinthetermsusedbefore,theprincipleofonenessinthe
dialogueistherecognitionthatnologoscanevertrulycaptureaprincipleofoneness.Thefact
thatthisquestionisraisedinthecontextoflogosismeaningfulinrelationtothepointmade
earlier,i.e.,thattheoppositionbetweentheoneandthemanyhasseriousimplicationsforthe
possibilityofanymeaningfullogos.TheTheaetetus’framenotonlyorientsusaroundthis
issue,butitalsosuggests,throughEuclides’struggletocapturethedialogue,thatachievingthe
unityofalogosisadifficult,timeconsuming,task.
Secondmarker:firstattempttodefineknowledge(146c-148d)
Platoagainsuggeststheone/manythemeofthedialogueinTheaetetus’firstattemptata
definitionofknowledge.
51
ItisnotanuncommonfeatureofPlatonicdialoguestobeginwiththe
interlocutoransweringSocrates’requestforadefinitionwitheitheralistofmanyexamples,or
oneinstanceoutofalistofmanypossibleexamples.
52
Socrates’denialthateitherofthese
typesofanswersareasatisfactoryformofdefinitionisuniversal,buthisexpressionofthis
denialisnotalwaysthesame.TherearetwogeneraltypesofresponsethatSocratesgivesto
thesedefinitions.Inresponsetothegivingofasingleexample(orinstance)ofanactionthatis
takentoexemplifythetermtobedefinedSocrateseithershowsthat(1)theexamplecanalso,
incertaincases,bebad,therebyunderminingitsabilitytobethedefinitionofthatwhichis
alwaysgood,
53
or(2)Socratespointsouttotheinterlocutorthemanyexamplesthathehasleft
offthathethinksfallunderthetermtobedefined.TheEuthyphroexplicitlystatesthisasthe
problem.SocratesrespondstoEuthyphro’ssuggestionthatpietyisprosecutingthe
wrongdoer
54
bygettingEuthyphrotoagreethat“therearemanyotherpiousactions.”
55
Thelatterformofresponseistopointoutthatalistofexamplesfailstocapturethe
onenessofthedefinitionbeingsought.This,inafewplaces,elicitsfromSocratessomekindof
commentalongthelinesof“Iamingreatluck,Meno;whileIamlookingforonevirtue,Ihave
foundyoutohaveawholeswarmofthem.”
56
Itisthissecondtypeofdefinitionandresponse
thatwegetintheTheaetetus:
The ae te tus:Itseemstome,then,boththethingsonemightlearnfromTheodorusarepiecesofknowledge,geometryand
whatyouwentoverjustnow,andalsoskillatleather-cuttingandtheartsoftheothercraftsmen—eachandeveryoneof
theseisnothingotherthanknowledge.
Socrate s:It’scertainlywellbredandgenerousofyou,dearfellow,whenyou’reaskedforonething(ἕν),togivemany
(πολλά)andvariedthings(ποικίλα)insteadofsomethingsimple(ἁπλοῦ).57
Thereareacoupleofdialogues(theTheaetetusisoneofthem)inwhichSocratesfollowsup
hisinitialresponsetodefinitionbyexamplebydefiningatermfortheinterlocutor.
58
Socrate s:Inthenextplace,onewhohasitinhim,surely,toanswerinalowkeyandbriefway,isgoingaroundalongan
endlessroad.Forexample,inthequestionaboutmud,itwouldsurelybealow-keyandsimplethingtosaythatmudwould
beearthmixedwithliquid,andtosaygoodbyetowhoeverusesit.59
Onthesurface,allSocratesisdoinghereisgivingtheinterlocutoranexampleofwhat
Socrateshopestogetfromhim.Butlookingcloser,weseethatSocratesisdoingexactlywhat
heiscriticizingtheinterlocutorfordoing,i.e.,heisgivingaparticularexampleofadefinition
asastandinforadefinitionofdefinition,seeminglymakingtheassumptionthatthe
interlocutorwillbeabletomakethegeneralinferencethatisrequiredforhimtoapplythe
methodofdefinitiontothequestionathand.Sotootheinterlocutorisgivingaparticular
example(orinTheaetetus’caseacollectionofexamples)withtheexpectationthatSocrates
willbeabletomakethegeneralinferencetotheuniversaldefinition.Inshort,Socratesseems
tobecriticizingtheattempttodefinebyexamplebyshowingbyexamplethatdefinitiondoes
notentailexample.Orinotherwords,Socrates’explanationoftheproblemwithdefiningby
exampleappliestotheexplanationitself.
Socratescouldavoidthisproblembygivingadefinitionofdefinition,asopposedtoan
exampleofadefinition,andtherebybeinaccordwithhisownstandards.Whydoesn’thedo
this?TheanswerthattherestofthisbookwillbearguingforisthatSocratesdoesnotdothis
because,onhisownaccount,itisimpossible.Thereisnodefinitionthatcanbestatedthatcan
actuallyreflectwhatisbeingdefined.Thisappliesnottojusttheattempttodefineknowledge
undertakenintheTheaetetus.Alldefinitionswillbeincompletebecausethereisaninherent
incompatibilitybetweenknowledgeandexpression.This,ofcourse,wouldmeanthatSocrates
isaskingtheinterlocutortodotheimpossible.
Thereisquiteabitinthesecondaryliteraturedealingwithsomeofthemultitudeofissues
thatariseoutofSocrates’discussionsofexamplesandtheirrelationstodefinitions.Acommon
elementofthesediscussionsistherecognitionthataproperdefinitionshouldreflectthe
elementsoftheessenceofthatwhichisdefined.InthewordsofAlexanderNehamas,“toknow
whatxisandthustoknowxitselfisjusttoknowitsessentialproperties.”
60
Thisnotionof
knowledgethroughdefinitionbygivingessentialpropertiesiscompatiblewithPlato,butitis
nonethelessseriouslyproblematic.ThefinalportionoftheTheaetetusisadisplayofthe
problemsinvolved.Thesecondandthirddefinitionsofknowledgeinthedialogueraisethe
problemwiththisnotionofdefinitionfromoppositesides.
61
Thesesideswillbelookedatin
somedetailinchapter2(andthenagaininchapter3),butwecangetapreviewoftheoverall
problembylookingatwhatAristotlehastosayaboutthenotionofdefinitioninthePosterior
Analytics.
Aproperdefinitionofasubstance,accordingtoAristotle,doesinvolvetheessential
attributesofwhatisdefined.TherearefourkindsofessentialattributesthatAristotlelistsin
thePosteriorAnalytics,oneofwhichispartofthesubstance’sdefinition.
62
Yet,insofarasthe
attributesarewhattheydefine,theycannottrulybeattributes.Ifthedefinitionofasubstance
weresimplyattributes(essentialorotherwise)thentherewouldbenothingfortheattributesto
actuallybelongto.Attributesbelongtosubstances.Thus,todefineasubstanceasacollection
ofattributesistodoawaywiththeverythingtheattributesthemselvesdependon.Inshort,we
givethesubstancebylistingessentialattributesthatarenotactuallyattributes.Thiscomesout
inAristotle’sdifferentiatingbetweenthatwhichisdefinedandthatwhichisdemonstrated.He
says:
Everydemonstrationprovessomepredicateofsomesubject,eitheraffirmativelyornegatively;butinadefinitionnothingis
predicatedofanythingelse;“animal”isnotpredicatedof“two-footed”norviceversa,noris“figure”predicatedof
“plane”;aplaneisnotafigure,norafigureaplane.63
Tobeistobeone.Thus,thedefiniendum,insofarasitis,isonething;onethingthatis
describedbyessentialproperties,butisnotitself,astheessence,predicated.Yet,adefinition
alsomustentailgenusanddifferentia,whichmustbedifferent.Hence,thestatementofany
definitionmustreflectthatwhichisone,andyetmustalsoentailamultiplicityofparts.
64
AristotleraisesthisveryissueasanimpasseinMetaphysicsZ.13.Afterarguingthatno
substancecanbemadeoutofuniversals,andnosubstancecanbecomposedofother
actualitiesAristotlesays:
Sothattherecannotbeanarticulationinspeech(logos)ofanyindependentthing(ousia).Butsurelyitseemstoeveryone
andhasbeensaidfromearliesttimesthatadefinitionbelongstoanindependentthingeithersolelyormostofall;butnowit
seemsnottobelongtothiseither.Thereforetherewillbenodefinitionofanything;orinacertainwaytherewillbeandin
acertainwaytherewillnot.65
ThiscaptureswhatliesattheheartoftheTheaetetus,andtheupcomingdiscussion.Any
definition,andmoregenerallyanylogos,
66
isinvirtueofbeingoneinsomeway.Toconvey
theoneness,however,requiresarepresentingofthatonenessinparts.Ameaningfullogos
somehowrepresentsonenessthroughplurality(oratleastthroughmanyones).Wewillsee,
primarilythroughthefinalrefutationof“knowledgeisperception,”thatforPlatothisone/many
necessityforexpressionbelongsnotjusttoexpression,butalsototheobjectsbeingexpressed.
Inotherwords,theneedforaunifyingoftheoneandthemanyisnecessaryforbothlogoiand
beings.
Therearetwotypesofdefinitionofferedasexamplesofdefinitionintheseearlystagesof
thedialogue.Thefirstisthedefinitionofmudasearthmixedwithwater,suppliedbySocrates
andquotedabove.ThesecondistheonegivenbyTheaetetus.
67
Theaetetus,andhisfriend
(young)Socrates,comeupwithauniversaldefinitionforcommensurable(σύμμετρος)and
incommensurable(οὐσύμμετρος)number.Thedefinitiondifferentiateslength(μῆκος)from
potency(δύναμις),alengthbeingthesideofanequilateralnumberandapotencybeingthe
sideofafigurethatcanonlyberepresentedcommensuratelywithanonequilateral
quadrilateral.ThereismuchdiscussionabouttheparticularsofTheaetetus’mathematical
insight,butthepointrelevantforusisthatTheaetetus’definition,whichearnshighpraisefrom
Socrates,isunlikethedefinitionSocratesofferedjustamomentbefore.Theaetetushasnot
brokendownthedefiniendumintoitsparts,rather,hehasshownittobea“part”ofalarger
whole.Inshort,Theaetetushasdefinedincommensurableandcommensurablenumbersas
speciesofnumber,amethodthatdiffersfundamentallyfromSocrates’breakingthe
definiendumintoparts.Indeed,Theaetetus’definitionseemstoberightinlinewiththemethod
ofdivisionthatTheaetetuslearnsfromthestrangeronthedayafterhisdiscussionwith
Socrates,asdisplayedintheSophist.
68
Theaetetushasgivenusadefinitionthatoperatesby
dividingagenusintoultimatedifferentiae.
Thesetwomethodsofdefinitionbothoperatebyrelatingaoneandamany,thoughtheydo
soindifferentways.Socrates’exampledividesaoneintoamany,whileTheaetetus’example
startsbyrecognizingthatwhatistobedefinedisa(single)partofamanythatmakeupalarger
one.Thismirrorstheoppositionbetweenthelogosandthelogoiraisedintheframe,butherea
newquestionisadded:dowegraspthelogosthroughthelogoi,ordowegraspthelogoi
throughthelogos?Orinotherwords,isthewhole(i.e.,theoneness)knownthroughtheparts
(themany),orarethepartsknownthroughthewhole?Thesetwomethodsofdefinitionboth
comebackintoplayinthephilosophicallyloadeddiscussionofTheaetetus’finaldefinitionof
knowledge(as“trueopinionwithalogos”),andbothprove,ontheirown,tobeinsufficientto
supplyknowledge.Theirpositioningbeforethefirstproperdefinitionofknowledgeonceagain
orientsus,thereaders,aroundtheone/manythemesuggestedabove.
Thirdmarker:Socraticmidwifery(149a-151d)
Thefinalhintofthedialogue’sthemethatIwillsuggestisthemostopaque,andyetalso
themostwell-known.ItisSocrates’comparinghimselftoamidwife.Theissuesrelatedtothe
oneandthemanyarenotmentionedexplicitly,norareParmenideanbeingandHeraclitean
becoming,butpushingtheanalogyonlyslightlyleadsustothem.Themarkerbecomesclear
oncewerecognizeaproblemwithSocrates’analogy(betweenhisartandhismother’sart).
Socratestellsusthattherearecertainrequirementstobeamidwife:nowomanmaybea
midwife“whilesheherselfisstillconceivingandbearing,butonlythosewhonolongerhave
thepowertogivebirth.”
69
ThecauseforthisisthatthegoddessArtemisiswithoutmateor
child,andyethaschildbirthallottedforherprotection.However,sincehumannatureis“too
weaktograspanart[τέχνη]dealingwiththingsithasnoexperienceof”ithasthereforenot
beengrantedto“barrenwomentobemidwives.”
70
Thus,itisallottedtothosewhooncegave
birthbutarenolongerabletodosotobemidwives.
TheproblemarisesoncewerecognizethatSocrateshimselfisnotonlycurrentlybarren
ofanywisdombuthehasalsoalwaysbeenso:“TheGodcontinuallyforcesmetobea
midwifebut(eachtime)preventsmefromgeneratinganything.Imyself,then,amnotatall
anybodywise,norhasanydiscoveryofthatsortbeengeneratedinmeastheoffspringofmy
soul”(150c-d).ThusSocratesbothclaimsthecriteriaformidwiferyarepreviousbirthand
thathehasnevergivenbirth.HowthencanSocratesconsiderhimselfamidwife?
71
Therearetwopossibleinterpretationsthatcangivemeaningtotheseemingly
contradictoryanalogy.They,intypicalPlatonicfashion,contradictoneanother,andyetboth
seemtobetruetoanextent.
(1)Thisparticularproblemwiththemidwifeanalogydisappearsifitisimpossibleforbeings
subjecttobodilyexperiencetogivebirthtothatwhichistrueborn,i.e.,ifitisimpossibleto
cometohaveknowledge.IfthatisthecasethenSocrates’lackofwisdomcan’tpreventhim
frombeingabletobirththatwhichhedoesnot,andhasnever,had.SinceSocrateshasbirthed
wind-eggs
72
hehashadtheonlyexperiencethatisrequiredofthemidwifetothehumansoul.
Socrates’currentstateofbarrennessissimplyareferencetohiswellreferencedclaimthathe
knowshedoesn’tknow,i.e.,hedoesnothaveanyopinions(windeggs)thatneedbirthing.In
shortnopreviousexperiencehavingbirthedtruebornoffspringisnecessaryforthemidwifeof
thesoulbecausethisisnotsomethingtheywilleverhavetodoasamidwifetoanother.This
interpretationleavesthequestionofwhySocratesclaimsthathismidwiferyneedsto
distinguishbetweentherealandthewind-eggwhentherealisnotapossibility.Thiscanbe
explainedaway(whichisreallyallthatthisinterpretationcando)byrecognizingwhat
Socratesistryingtoaccomplishwiththeanalogy:heistryingtoencourageTheaetetusto
inquireintothequestion“whatisknowledge?,”eveninthefaceofTheaetetus’(rightful)self-
doubt.
73
Theimpossibilityoftruebirthisfarfromtheencouragementthattheanalogyintends.
SoitisforTheaetetus’sakethatSocratesmakestheclaimaboutrealbirths.
74
(2)ThesecondinterpretationstartsbyrecognizingthatintheanalogySocratesisreally
comparinghimselftoArtemisratherthanhismotherandtheothermortalmidwives.
75
Forboth
ArtemisandSocratesareputovermidwiferywithoutthemselveseverhavinggivenbirth.On
thisinterpretationweareledtoseeafundamentaldifferencebetweenSocrates’artandtheart
ofhismother.Theneedforexperienceinbirthinordertobeanordinarymidwifestemsfrom
theclaimthathumannatureis“tooweaktograspanartdealingwiththingsithasno
experienceof.”Socrates’artdoesnotrequireexperiencebecauseitis,insomeway,not
human.RatherwhatSocratesdoesismorelikeArtemis,i.e.,itisdivine.Theneedfor
experiencearisesinthematerialrealm;Socrates’arthasleftthatrealmbehind.Intheuseof
reason
76
experience(i.e.,bodilyexperience)isnolongerneeded—infactnotonlyis
experiencenotneededinSocrates’art,itiswhatcausestheneedforSocrates’artinthefirst
place.Inotherwords,itisthroughexperiencethatoneacquiresthewind-eggs.
Thus,onewayofresolvingtheapparentinconsistencyintheimageofthemidwifeisto
recognizethelimitednatureofmortalman.Itisbecauseofthislimitednaturethatwerequire
experienceinordertopracticeacraft.Itisas“beings”(or,moreappropriately,becomings)in
theworldofchangethatwewillneverbirthknowledge.Inotherwords,Socrates’barrenness
isauniversalbarrenness.Thisuniversallackofknowledge,Iwillsuggest,isanalignment
withthepositionofthebelieversinflux.Thereisnouniversaltruthtobebirthedand
differentiatedfromthewind-eggsontheiraccount,fornobirthisatruebirth.Thetwocriteria
forknowledgethatPlatosuggestsintheTheaetetusarethatitisunerringand“ofwhatis.”
77
Wehaveseeninwhatway“manisthemeasure”allowsforthefulfillingoftheunerring
criteria,i.e.,byunderminingthepossibilityofcontradictionitalsounderminesthepossibility
oferror.Alongwiththeimpossibilityoferror,however,alsocomestheimpossibilityoftruth.
Thiscanbeseenthroughthesecondcriteria.Ifallthingsareinflux,thennothingis.Allthings
inmotionmeansthatthereisnothingtobeknown,andhencenopossibilityofgraspingthetruth
aboutanything.Inthiswaywecandoawaywiththeinconsistencyinthemidwifeimage,for
theneedforexperiencewithtruebirth(whichSocrateslacks)inordertoserveasamidwifeto
another’struebirthisnolongerrequiredbecausetruebirthisnolongerapossibility.Inshort,
byturningSocratesintoHeraclituswecansavetheimageofSocratesasamidwifebydoing
awaywiththebirthingofknowledge.
78
Thesecondwayofresolvingtheapparentinconsistencyistorecognizethedivinity,and
hencetranscendence,ofman.Theprimaryargumentsfortheclaimsmadehereariseinthetext
duringthefinalrefutationofknowledgeisperception.Butacceptingfornowtheconclusionof
whatwillbearguedforlaterwecanseethatitisbyremovingourselvesfromtherealmofflux
(ofwhichwearemosttrulynotapart)thatwe(re)attainknowledge.Themultiplicityof
experienceissomethingthesoulmustwithdrawfromifitisevertoattainknowledge.The
imageofbirthingissavedbybeingflippedonitshead:weacquireknowledgenotbycoming
upwithsomethingnew,butratherbyceasingtocomeupwith,orpayattentionto,whatisnew
andchanging.Thereisnobirthingofknowledge,forknowledgesimplyisanddoesnot
become.Thebirthing,inthiscase,isofthesoulitself;thesoulreturningtobeingfrom
encumberedbodilyconcerns.Birthisakintoaleavingthebodybehindfortheheavenlyrealm
propertothephilosopher.Itisonlyinunchangingdivinitythatknowledgecanbefound.Thus
turningSocratesintoParmenideslikewisesavestheimageofSocratesasmidwife,thoughit
doessobyinvertingtheimage(i.e.,thebirtherbecomesthebirthed).
Eitheroneofthesealone(HeraclitusandParmenides),asmentionedabove,isinsufficient
forPlato,andwhatthedialogueundertakesistoshowwhatisentailedintheovercomingof
theopposition.TurningSocratesintoeitherofthePre-Socraticssavestheimage,butwhere
doesitleaveusintermsofthepossibilityofcomingtoknow?Heraclitussavestheimageby
effectivelyunderminingthepossibilityofcomingtoanyknowledgewhatsoeverbydoingaway
withanybeingtobeknown(apositionwhichSocrateswilllaterargueisimpossibletoargue
fororagainst).Parmenides,ontheotherhand,savestheimagebydoingawaywiththe
possibilityofbecoming(whetheritappliestothebirtherorthebirthed),andhence
undermininganypossibilityofcomingtoknow,whichseemstobewhattheSocraticmidwife
issupposedtobehelpingsomeonetodo.Theimagecanavoidcontradictionbyturning
SocratesintoHeraclitusorParmenides,butdoingsonecessarilygivesuppartoftheimage.
Plato’slaughablepositionwantstoholdontobothaspectsoftheimage:thepossibilityof
knowledgeandthepossibilityofcomingtoknow.
WhatthenwoulditmeanforSocratestobeboththedivineandthemortalmidwife?What
woulditmeanforthebirthingofknowledgetobothdependuponandnotdependupon
experience?Itisworthnotingthatthisattemptedcombinationisnotsomethingnewtoreaders
ofPlato;itistiedtothedifficultiesinherentinunderstandingtherelationbetweenthe
changeablerealmofexperienceandtheunchanging,transcendentrealmofBeing;therelation
betweentheinsideofthecave,litbycandlelight,andtheoutsideworlditself,illuminatedby
thesun;theconnectionbetweentheformanditsinstantiation.TheTheaetetus,however,is
uniqueinitsapproachtotheseproblems.Wefindourselvesinthemiddlerealmbetweenthe
eternalandthemortalinthedialoguebyrecognizingtheimpotencyoftheotheroptions.More
specificallywefindthatbothofthetwoways(HeraclitusandParmenides)ofdenying
contradictionleaveusunabletoaccountforwhatwefindinourselves.Theinadequacyofeach
ofthepolesoftheoppositionwillbearguedforinchapter2.Iwilldosobymovingthrough
thedialoguesequentially,followingPlato’sorderingofthediscussion.
Notes
1.Seeespecially172c-dfortheoppositionbetweenthephilosopherandthelawyer,and180d-
181bfortheoppositionbetweenHeraclitusandParmenides.
2.“τοῦἡμετέρουχοροῦ”(173b3).Unlessotherwisenoted,thetranslationsarefromJoe
Sachs.
3.Apology17d.
4.WhereastheoppositionisexplicitintheApology(17a-18a),theProtagorasandGorgias
areexamplesofdialogueswheretheoppositionisimplicit.
5.IntheApology,Socratessays“Ifyouhearmemakingmydefenseinthesamekindof
languageasIamaccustomedtouseinthemarketplacebythebankerstables,wheremanyof
youhaveheardme,andelsewhere,donotbesurprisedorcreateadisturbanceonthat
account”(17c-d).SeealsoGorgias447a.
6.Theaetetus144c.
7.210d.
8.Manypeoplepointthisout.Benardete(1997,p26)andWaymack(1985)aretwoexamples.
9.Aninvestigationofthisistocomeshortly.
10.181a-b
11.MarkHWaymackmakesthesameconnectionbetweenthetwooppositionsinhisarticle
“TheTheaetetus172c-177c:AReadingofthePhilosopherinCourt,”TheSouthernJournal
ofPhilosophyvol.23,No.4(1985),pp.481-489.
12.Ofwhichheonlyundertakesone.
13.181b.
14.Thedetailsoftheserefutationswilltakeupthebulkofchapter2,andwillbegintheaccount
oftheunderlyingontologyintheTheaetetus.
15.152d-e.
16.Fine(2003)arguesfora“connectioncriterion,”whichsaysthatanaccountofeachofthe
threethesesshouldbeabletoexplainitsconnectiontotheothertwo.Indeedthisabilityto
explaintheconnectionbetweenthethesesistoserveastheprimarycriterionforjudging
accounts(p.137).Burnyeat(1990)offerstworeadingsofthissectionofthedialogue,both
ofwhichdependupontheunityofthethreetheses(pp.7-65).
17.Anotherwayofpresentingthesameargument:Socratesassumesthatknowledgeisofwhat
is(152c).Sincesubstanceisthebeingoftheobject,andsincesubstanceisnotperceptible,
theexistenceofsubstancewouldhavetomeanthatknowledgeisnotperception.
18.180e.
19.TorefertoSocrates’positionas“inbetween”HeraclitusandParmenidesisnotquite
accurate.Partofthedifficultyexpressingthisaccountisthatitisnotunqualifiedlytrueto
consideronenessandmanynessassimplycontradictoriesorassimplycontraries,forwhatI
willbearguingisthatwecannotsaythateitherpositionistrueorfalse;weneedaspectsof
bothofthesepositionsinordertosayanythingmeaningfulatall.Thiswillbefleshedoutin
thebook’sexaminationofunityandwholeness.Togetintothisexamination,however,we
mustbeginwithclaimsthatwillshowthemselveslatertobeincomplete.
20.Themanydifferentformsthattheprinciplecantake,whileinteresting,arenotanissuehere,
forallofthementailaoneandamany.
21.Thisisalsothestranger’smoveinthesecondhalfoftheSophist(236d-268d).Therelation
betweentheTheaetetusandtheSophistisclearlyintimate,whichisevidencednomoreso
thanintheircommonattemptstocarveoutamiddlegroundbetweenthebelieversinflux
andthosewhobelieveallisone.TherewillbemuchmoretosayabouttheSophistlaterin
ourinvestigation.
22.170c-171c.“Peritropé”isthenamegiventooneofSocrates’attemptedrefutationsof
Protagoras’doctrine.ItarguesthatProtagoras’accountisself-refuting.Peritropéliterally
translatesas“turningaround”
23.ThoughitisrelevanttoTheaetetus,aswewillsee.
24.ThereisfarmorenuanceinthesediscussionsthanIsuggesthere,thoughIdon’tthinkthat
anyamountofnuancecanovercometheproblemIamraising.Theinterpretationsofthe
peritropédonotdivideneatlyintotwocamps.BesidesthosewhoarguethatProtagorasis
showntobeself-contradictory(SeeFine[2003],Burnyeat[1976b],Sedley[2004]),and
thosewhoarguethatPlatofailstoshowthatProtagoras’accountisself-contradictory
(Cornforddoesthis,thoughhedoessobyseparatingperceptionandjudgmentandclaiming
thatPlato’sargumentonlyappliestojudgments[1967,p.100]),therearealsothosewho
arguethatProtagorasisnotshowntobeself-refuting;heissimplyshowntobeunableto
convince(Chappell[2005],Bostock[1988]).
25.Protagoras320c-322d.
26.Thatis,SocratesthroughProtagorasisengagedinself-refutationoverhisownargumentthat
self-refutationispossible!
27.πιθανολογίᾳτεκαὶεἰκόσι(162e8).
28.Whilethereisageneralargumentbeinggiveninthedigressionestablishingthedifference
betweenthelawyerandthephilosopher,itiscouchedinaplayfulrhetoricalstylethat
appealstostotiesoffallingintowellsandlaughingThracianmaidservants(174a).
29.Therearetwoorthreeroundsofrefutation(dependinguponhowyoumakethedivisions).
M.J.LevettdividestherefutationsofProtagorasintothesuperficial(160e-165e),andthe
serious(170a-172c,177c-179b).Inresponsetothesuperficialobjectionsandthefirstpart
oftheseriousobjections,SocratestakesonthevoiceofProtagorasinordertosupplywhat
hethinkswouldbetheProtagoreanresponse(166a-168c,171c-d).Afterthefinalrefutation,
SocratesquestionstheeffectivenessofhiscriticismsofProtagoras,butthistimehedoesit
inhisownvoice(179c-d).
30.Peritropéliterallytranslatestosomethinglike“turningaround,”andgenerallyreferstoself-
refutation.
31.171d1-3.
32.DeAnima,420a26-30.TranslationbyJoeSachs.
33.Thisimageofmidwiferywillbeaddressedinsomedetaillaterinthischapter,sinceitis
alsooneofthewaysthatPlatosetsuptheoppositionbetweentheoneandthemanythat
structuresthedialogue.
34.Theaetetus’acceptanceoftheprincipleisnotonlyshownbyhisbeingconvincedby
arguments;itisalsodemonstratedinhisdefinitionofincommensurablenumbers(the
investigationofwhichwewillturntoshortly).ThedefiningbydivisionthatTheaetetus
usesreliesonAbeingnotnotA.Anotherwaytoseethisisinthecontextoftheopposition
asputforthinthedigression:Theaetetus’definitionseekstheuniversalthatappliesto,oris
setover,themanyparticulars.Inshortheisseekingawaytorelatetheoneandthemany,
butthedenialoftheprincipledoesawaywiththisopposition.
35.BysubjectivehereIsimplymeanthatwhichisfortheperceiver.Therearesomemore
nuanceddistinctionsmadethatquestionwhetherProtagorasisasubjectivistorarelativist,
butthesearenotrelevanthere.SeeBurnyeat’s“ProtagorasandSelfRefutationinLater
GreekPhilosophy”and“ProtagorasandSelf-RefutationinPlato’sTheaetetus.”Seealso
Fine(2003).
36.Theroleofopinion,orbelief,anditsdifferencefromperceptionintheProtagorean
doctrineissomewhatcontroversial.Fine(2003)claimsthat“tosayhowthingsappearto
meistosayhowthingsareforme”(p.133),whichistosaythatperceptionentailsopinion.
Idon’tthinkthatthiscanbethecase,oratleastweshouldnottakeopinionheretobethe
sameasopinionasitisdiscussedinTheaetetus’nextdefinitionofknowledge.Oneproblem
thatwouldariseonFine’saccountisthattherewouldendupbeingnodifferencebetween
thesecondandthirddefinitionsofknowledge.Ifwesaythateverythingthatappearstome
istrue(forme),andappearsisthesameasbelieves,thentheseconddefinition,insaying
thatperceptionisknowledgeandisalwaystrue,willamounttosayingthattruebeliefis
knowledge(thethirddefinition).Theprimarydifferencebetweenthe“belief”entailedby
perceptionandthebeliefdiscussedlateristhepresenceofmemory.Belief,properly
speaking,requiresthepresenceofmemory.ThisissuggestedintheTheaetetusbythe
involveddiscussionofmemoryinthethirddefinitionofknowledge(astrueopinion/belief).
AristotlesuggeststhesamethingattheconclusionofthePosteriorAnalytics:“Allanimals
have[senseperception],butinsometheperceptionpersists,whileinothersitdoesnot.
Whereitdoesnot,thereiseithernocognitionatalloutsidetheactofperception,orno
cognitionofthoseobjectsofwhichtheperceptiondoesnotpersist.”(PA99b37-100a1).
(AristotlemakesthesamedistinctionatthebeginningofMetaphysics,1.980a-b).Plato
hintsthatthisdistinctionbetweenhumancognitionandtheperceptionofanimalsis
somethingthatProtagoras’positiondoesnottakeintoaccount(161c4)(KennethDorter
[1990,pp349-350]makesthissamesuggestion).PlatoalsosuggeststhatProtagorasdoes
nottakethistobeaproblem(162d-e,166c-d),becauseforProtagorasthe“memory”(and
hencetheconnectedopinions)ofmanaresimplydifferentperceptionshadatdifferent
times:“Doyouthinkanyonewouldgoalongwithyouthatamemorythat’spresenttohimof
thingsheexperienced,whenheisnolongerexperiencingthem,isanexperienceofthesame
sortasheunderwentatthetime?It’sfarshortofit”(166b).Thedistinctionbetween
perceptionandopinionwillbeinvestigatedinmoredetailatthebeginningofchapter3.
37.Sophist249c.TheTranslationsoftheSophist,unlessotherwisenoted,arefromNicholasP.
White.
38.Ibid249c-d(Myemphasis).
39.Thiswillbeoneoftheprimaryissuesdiscussedinchapter3,wherewewillinvestigate
Socrates’lengthydiscussionoflogos,butitisworthnotingsomepreliminaryresultsatthis
pointinordertoreinforcemycurrentclaimthattheoppositionbetweenthetwoPre-
SocraticphilosophersisbeingusedbyPlatoasastructuringprincipleinthedialogue.
40.201d-210b,butspecifically202b.Iwillbearguinginthethirdchapterthattheentiretyof
thefinalsectionfocusesontherelationofthepartsandthewhole.
41.182c-183b.
42.182a.
43.MarinaBerzinsMcCoy(2005)makesasimilarclaimregardingtheincommensurabilityof
ProtagorasandTheaetetus(37);howeverherreasonsfordoingsoaredifferent.She
suggeststhatProtagoras’positionisinternallyconsistent,andisonlyshowntobe
inconsistentwithTheaetetus’opinions(22,32).Thisisright,butitismisleadingtoreferto
Protagoras’positionasinternallyconsistent.Consistencyisdeterminedbytheprincipleof
non-contradiction,andIhavearguedthatthisdoesnotplayaroleinProtagoras’“account.”
ThissameincommensurabilityisreflectedbetweenSocratesandProtagorasinthedramaof
thedialoguenamedafterthesophist(itisalsoreflectedinthearguments,butthatisharder
toshowinashortspace).Itrequirestheeffortofthegroup(335d-338e)aswellassome
physicalrestraint(335d)inordertokeepSocratesandProtagorasengagedwithone
another.ForauthorswhomakethissuggestionaboutProtagorasseeHalper(2004)and
Griswold(1999).
44.Sophist244b-d.
45.184a.
46.180e-181a.
47.145b.
48.Moreaccurately,itisthebeliefinthepossibilityoffalseness.
49.152c.
50.190a.
51.Onceonestartslookingforsuggestionsofreferencetotheone/manythemetheyare
(perhapstoo)easytofind.IwillonlyfocusontheonesthatIthinkwillframethebookin
theclearestmanner.Someothersare:thesimilarityinappearancebetweenSocratesand
Theaetetus,thesamename(Socrates)fortwodifferentcharacters,perhapseventhe
similaritybetweentheperiodinTheaetetus’lifeintheframetoSocrates’inthedialogue
proper(justbeforedeathforbothofthem).
52.TheCharmides(159b-160d)andtheMeno(71e-72e)actuallyhavebothoftheseproblems,
thoughindifferentways.ThesectionoftheTheaetetusunderinvestigationgivesalistof
examples,whiletheEuthyphro(5d)givesasingleinstance.
53.Charmides,159b-160d.
54.Euthyphro5d.
55.Euthyphro6d.
56.Meno72a.
57.Theaetetus146c-d.
58.OtherinstancesofSocratesgivingexamplesofdefinitionsare:Laches192b,andMeno75b
and76a.
59.Theaetetus147c.
60.Nehamas(1999)p.226.
61.Thesides,asweshallsee,aretheoneandthemany.
62.PosteriorAnalytics,I.4.73a35-38.
63.PosteriorAnalytics,II.3.90b34-39.
64.Themultiplicityofparts(predicates)thatthedefinitionseems(andinawayneeds)tohave
isreflectedintheroleofthedefinitioninademonstration.Inorderforthedemonstrationto
beabletoshowanecessaryconnectionbetweensubjectandpredicatethroughthemiddle
term,thedefinitionmustbeseenassupplyinganecessarypredicate;meaningthatinitsuse
indemonstrationthedefinitionistreatedasbeinganessentialpredication,whileproperly
speakingthedefinitiondoesnotentailpredication.
65.Metaphysics1039a,Sachstranslation.Aristotlesuggeststhisasarefutationofwhathe
takestobePlato’sposition.Hissolutiontotheproblemthatdefinitionseemstobe
impossibleistorecognizethatthegenusisapotenitality,andhence,itsinclusioninthe
logosofanousiadoesnotmakeeitherthelogosortheousiaitselfmultiple.Iwillbe
arguing,inagreementwithAristotle’saccountofPlato,thatforPlatotheuniversalisindeed
actual.Thisleadstotheresultthatinonewaydefinitionispossible,andinoneway
definitionisnotpossible(justasAristotleargues),butthatforPlatothisisnotaproblem.
SeeHalper,1989(pp.110-132),foranaccountofhowAristotlehandlestheseissues.
66.Definitionisonekindoflogos,aswewillseeinchapter3.
67.147d-148b.
68.TheTheaetetusisthefirstdialogueinatrilogy.Thedramaofthedialoguestellsusthatthe
discussionintheSophisttakesplacethedayafterthediscussionintheTheaetetus,and
involvesallthesamecharacterswiththeadditionoftheParmenideanStrangerfromElea.
YetthemethodofdefiningbydivisiontaughttoTheaetetusbythestrangerintheSophist
comesupatleasttwiceintheTheaetetus.ThefirsttimeitisusedbyTheaetetushimselfin
referencetoincommensurablenumbersandservesasanexampleofthekindofdefinitionof
knowledgeSocratesislookingfor(147d-148b).Andthenagainthismethodofdefinitionby
divisionbecomesthetopicinSocrates’finalattemptatadefinitionoflogosattheveryend
ofthedialogue(208c-210a),wherethemethodisproblematizedpreciselyinregardstothe
difficultyinrelatingtheOnetothemanythatitposes.
69.149b.
70.149c.
71.R.G.Wengertraisesthisproblem,thoughhissuggestedsolutionsareallunsatisfactory(as
hehimselfclaims).Wengert,R.G.“TheParadoxoftheMidwife,”HistoryofPhilosophy
QuarterlyVol.5(1988),pp.3-10.
72.PassagesintheParmenideswhereSocratesmakesclaimsseemtobeanexampleofthis.
ForinstanceParmenidesasksSocrates“isityourviewthat,asyousay,therearecertain
formswhichtheseotherthings,bygettingashareofthem,derivetheirnames—asfor
instancetheycometobelikebygettingashareoflikeness,largebygettingashareof
largeness,andjustandbeautifulbygettingashareofjusticeandbeauty,”towhichSocrates
responds“itcertainlyis”(130e-131a).AlsoSocratesselfcharacterizationofhisyouthin
thePhaedorecallshisself-birthingofwind-eggs.Ashesays“whenIwasayoungmanI
waswonderfullykeenonthatwisdomtheycallnaturalscience,forIthoughtitsplendidto
knowthecausesofeverything,whyitcomestobe,whyitperishes,andwhyitexists.Iwas
oftenchangingmymindintheinvestigation”(96a-b).Andhegoesontosay“this
investigationmademequiteblindeventothosethingswhichIandothersthoughtIclearly
knewbefore,sothatIunlearnedwhatIthoughtIknewbefore”(96c).
73.Thisinterpretation,withitsclaimthatknowledgeisimpossible,alignswithanaccountthat
arguesthatinquiryisthehighesthumangood.SeeHalper(2007)andBloom(2014)for
suchanaccount.
74.Anotherpossibility:thatifoneweretoactuallybirthgenuinewisdomtheneedforSocrates
willbegone.MeaningthatSocrates’lackofwisdomwillbenoimpedimenttotheonewho
actuallydoesbirthwisdom.Itis,ofcourse,alsofarfromclearhowSocrateswouldbe
actuallyhelpingthispersoninanywayotherthanriddingthemofwind-eggsthatare
impedingtheirseeingofthetruth,inwhichcasewewouldbebackinthesituationoutlined
abovewhereSocratesnolongerrequirespersonalexperienceoftrue-birth.
75.Thosewhoadoptthisapproach:Benardete(1997,p.30)andTschemplik(2003,p.51).
76.Reasonheremostproperlyappliestonous.Wewillseelater(chapter3)inwhatwaynous
mustleavetherealmofexperiencebehindinorderforittobeabletoserveastheground
forgenuineknowledge.
77.αἴσθησιςἄρατοῦὄντοςἀείἐστινκαὶἀψευδὲςὡςἐπιστήμηοὖσα.“Thereforeperceptionis
alwaysofwhatis,and,beingknowledge,iswithoutfalsity.”152c.
78.PartofthebeautyofHeraclitusisthathewasabletotreathimselfasbothmidwifeand
expectantmother!Thefragmentswehaveleftarewonderfulexamplesofwritingsthat
intentionallyunderminethemselves,exposingthemselvesaswind-eggs.
ChapterTwo
TheLevelsofBeing
(184b-201a)
Introduction
Thedialogue’sextendedargumentforthenecessityofoneness
1
iscompletedwiththe
finalrefutationof“knowledgeisperception.”
2
Theupshotoftheargumentisthatthesoul(and
itsobjects),inordertobeabletoaccountforthemultiplicityofexperiencesthatwehave,
mustbebothoneandmany.Theargumentholdsthatallobjectsofexperienceandthought
derivetheirbeingfromthesoulitself.Hence,byrecognizingthemultiplicityofexperiencewe
simultaneouslyrecognizethemultiplicityofthesoul,sinceallexperienceishadwithin,andis
abyproductof,thesoulitself.Thisargumentisfollowedbyanattempttoaccountforfalse
opinion.Whiletheinvestigationoffalseopinionappearstobeunsuccessfulitnonetheless
suppliesthereaderwithanimplicitaccountofhowfalseopinioncanoccur.Iwillarguethat
thepossibilityoffalseopinionrestsuponeachobject(ofthoughtorexperience)belongingto
multiplelevelsofbeing.Thegeneralideaisthateveryintelligibleobjectmustbeaone
composedofparts.Sinceknowingistiedtograspingbeing,andbeingistiedtooneness,to
knowanobjectistoknowitsprincipleofunity.Thus,eachobject,asbothoneandmany,will
beknownonlywhenitsmultiplicityisleftbehindforagraspofitsprincipleofunity.Or,in
otherwords,eachintelligibleobjectisdependentonsomethingtounifyit;thatprincipleof
unityisboththeobject’sbeingandyetis,nonetheless,distinctfromtheobjectassomething
thathasparts.Thisdistinctionbetweenthatwhichunifies(andhencesuppliesbeing)andthat
whichisunified(andhenceacquiresbeing)leadstothedistinctionbetweenlevelsofbeing.
Eachobject,therefore,asboththatwhichisunifiedandthatwhichunifiesmustbelongto
multiplelevelsofbeing.Thishastworepercussionsforthesoulitself.Thefirstisthatsince
allobjectsbelongtothesoulitself,andallobjectsbelongtomultiplelevelsofbeing,thesoul
itselfmustcontainmultiplelevelsofbeing.Thesecondisthatsincethesoulcontains
multiplicityitmustitselfbemultiple,and,hence,willitselfrequireaprincipleofunity.We
willseethattheprincipleofunityofthesoulwillhavetotranscendanypossibleintelligible
experience.
Thischapterwillbedividedintotwoprimarysections.Thefirstwillfocusonthethe
finalrefutationof“knowledgeisperception,”andbringoutsomeoftheunderlying
metaphysicalassumptionsthattheargumentmakesaboutthesoul.Thesecondwillfocusonthe
dialogue’saccountoffalseopinion.TakingthesetwotogetherwillgiveustheTheaetetus’
implicitargumentfortheexistenceoflevelsofbeing.Thiswillleadusintochapter3where
wewillinvestigatewhatwecanknowabouttherelationbetweenthelevelsofbeing.
Partone:therefutationof“knowledgeisperception”(184b-186e)
Theargumentinthedialoguethatistakentounderminetheseconddefinitionof
knowledge(andleadsthereadertorecognizetheneedforasoultoserveasaprincipleof
unity)beginsbyrecognizingthatperceptionsaremadethroughthesensesasopposedtowith
thesenses.Thethingsperceivedthroughonepower,i.e.,throughaparticularsenseorgan,
cannotbeperceivedthroughanyoftheotherpowers.Forexampleatasteassensedthroughthe
tonguecannotbesensedbyanyotherorgan.Thus,thinkinganythingaboutcommonobjectsof
thesensescannotbedonethroughanyparticularsense.Being(οὐσία),sameanddifferent,like
andunlike,andnumber,arecommontoallobjectsofsense.Therefore,thepowerbywhich
thesethingsarerevealedcannotbethroughthesenses.Thingsarecognizedeitherbythesoul
throughthesenses,orbythesoul“itselfthroughitself.”
3
Thus,being,andtheotherthings
commontoallthesenses,sinceitcannotbegraspedbythepowerofthesouloperatingthrough
thesenses,canonlybegraspedbythesoulitselfthroughitself.Knowledgeisonlyhadof
being.
4
Therefore,knowledgecanbehadonlybythesoulitselfthroughitself.Therefore,
perceptionhasnoshareofknowledge,andasaresultperceptioncannotbeknowledge.
Theargumenthingesontheactivityofthesoul.Thesoulcaneitherworkthroughthe
senses(i.e.oneofits“powers”[δύναμις])orthroughitself.Inworkingthroughtheeye,the
activityofthesoulistheactualseeing.Whenworkingthroughthetongue,theactivityofthe
soulistheactualtasting.Whenworkingthroughitselftheactivityofthesoulisdescribedas
workingwiththosethingsthatarenotimmediatelypresenttothesoulthroughthesenses.
5
In
onewayalltheseactivitiesaredistinct,dependinguponwhatpower,ifany,thesoulis
operatingthrough.Butinanotherwaytheseactivitiesarealloneandthesame;namely,theone,
singlesouliseitheroperatingthroughapower,oroperatingthroughitself.
Theargumentshowsusthatknowledgeisonlytobefoundinthesoul’sexerciseofits
activityindependentlyofanypower,orwhatamountstothesamething,knowledgeisonlyto
befoundintheactivityofthesoulitselfthroughitself.Thisfollowsonceweacceptthat
knowledgeisonlyhadofbeing,andthatbeingisnotgraspedbythesoulthroughapower.If
knowledgeishadintheactivityofthesoulworkingthroughitself,andperceptionisthe
activityofthesoulthroughthesenses,thenperceptionnecessitatesnothavingknowledge.
Thus,notonlycanperceptionnotbeknowledge,italtogetherprecludesknowledge.
6
Socrates’
commentafterthisargumenthascometolightthat“itwasnotforthesakeofallofthisthatwe
begandiscussingit,tofindoutwhatknowledgeisnot,butwhatitis”
7
hasadoublemeaning.
Theclaimisnotjustthattheyhavefoundperceptionandknowledgenottobethesame;they
haveactuallyfoundwhatknowledgeisnot,i.e.,theactivityofthesoulthroughsomethingother.
Thismeansthatthefindingofwhatknowledgeisnothascoincidedwith,andnecessitates,the
distinguishingbetweenthesoulitselfandparticularpowersofthesoul.
Thisrelationbetweenthesoulitselfandthesoul’sparts,orpowers,isattheheartofthe
dialogueandwillbepartofthefocusofthischapter.
8
Thedistinctionbetweenthesoul’s
activityanditspowersisourfirstrealcluetounderstandingthemiddlegroundbetween
HeraclitusandParmenides.Therefutationof“knowledgeisperception,”andtheopposition
betweenthesoul’sactivityandthesoul’spowerthatitgenerates,isthefinalrefutationofan
accountthatembracespuremultiplicity,showingustheneedforanunderlyingoneness.Yetthe
argumenthasdonemuchmorethanjustarguefortheexistenceof“someonelook”
9
(εἰςμίαν
τινὰἰδέαν)tounifythefaculties.Theargumenthasmovedtheentireinvestigationwithinthe
soul,forallintelligibilitydependsuponthecommonswhicharewithinthesoulitself.
10
Even
thediscussionofdistinctfacultiesisadistinctionwithinthesoulitself.Thedifferencebetween
subjectandobjecthasbecomeblurredtothepointofextinction.Eachobjectiswhatitis,i.e.,
derivesitsbeing,fromthesoul.Thus,byarguingforlevelsofbeingfortheobjectswe
simultaneouslyargueforlevelsofbeingwithinthesoul(theverysoulwehavejustarguedis
theprincipleofunityforallexperience).
Unpackingtheargument
Thereisanentireontologyandepistemologypackedintothisrefutationof“knowledgeis
perception.”Insomesense,therestofthisbook,andthesectionsoftheTheaetetusthatfollow
theargument,isallexplicationofthisargument.Hencetherestofthissection,dealing
exclusivelywiththeargument,shouldbetakenmoreasapreludetowhattheargumententails
thanasacompletefleshingoutofallitsdetailsandrepercussions.Tostartwemustnoticethat
theargumentdifferentiatespossibleactivitiesofthesoul,allthewhiletreatingthemas
activitiesofoneandthesamesoul.Thiscreatesanoppositionbetweenthesoulasaprinciple
ofunity(andhenceasone),andthesoulasdivisibleintomultiplefacultiesorpotencies(and
henceasmany).Thisoppositionisexpressedbydistinguishingthesoulitselfthroughitselfand
thesoulthroughanother.Bothsidesoftheoppositionrefertoactivities:eithertheactivityof
thesoulitselfthroughitself,whichiswhereknowledgeistobefound,ortheactivityofthe
soulthroughanother,whereknowledgeisnottobefound.
Therearetwostagestotheargumentandbothofthemrelatebacktotheopposition
betweenParmenidesandHeraclitusdiscussedinchapter1,forbothofthemfocusonthe
unifyingofamultiplicity.Thefirstpartoftheargumentshowsthatthesoul“issomeonelook”
thatisabletobringtogetherthatwhichisparticulartoeachofthesenses.Thesecondpartof
theargumentshowsthateachofthecommons(κοινός)isaprincipleofunitythatturnthe
undifferentiatedsense-contentsuppliedbythesensesintointelligibleobjectsofexperience.A
problemariseshere.Thecommonsbelongtothesoulitselfthroughitself.Thismustbethe
casebecausethecommonsmustbepresenttothesoulpriortoanyintelligibleexperience,for
theyarewhatmakeintelligibleexperiencepossible.Thus,thecommonsaresomehow
identifiedwiththesoulitself.Thesoulitselfissupposedtoserveasaprincipleofunity,and
hencemustbeone,andyetthereareamultiplicityofcommons.Inorderforthesoultobeone
andalsotocontainallthecommons,itmustbethecasethatthemultitudeofcommonsare
somehowalsoone.Or,inotherwords,thesoulistheprincipleofunitynotjustofwhatis
derivedfromthesenses(i.e.,sense-content),itisalsotheprincipleofunityofthatwhich
unifiesthesense-content(i.e.,thecommons).Thus,theargumenthasdividedexperienceinto
fourlevels,whereeachlowerlevelisunifiedbythelevelaboveit.Perceptionitself(first
level)isunifiedinthecombinationofsense-contentandthecommons(secondlevel),whichis
unifiedbythecommonsthemselves(thirdlevel),whichinturnisunifiedbythesoulasasingle
look(fourthlevel).
Thinkingbacktotheargumentsforthemiddlegroundgiveninchapter1,wecanseethat
thereisnothingtobesaidaboutperceptionitself,noristhereanythingtobesaidaboutasoul
thatwouldbeentirelyone,formeaningfullogosrequiresbothmultiplicityandoneness.The
onlywaywecangrasp“pure”perceptionandanutterlyonesoulisthroughrecognizingtheir
necessityfortheintelligibleexperiencewedohave.Inotherwords,theargumentforthesoul
asaprincipleofunityunderlyingperceptionisatranscendentalargument.Theargumentrests
upontheassumptionpointedoutearlierthatthereissuchathingasmeaningfullogos,anditis
unitythatsupplieslogoswithitsmeaning.Sincethecommonsareresponsibleforunifyingthe
undifferentiatedsense-content,wemustgrasptheminordertograspperceptualexperience.
Yetinsofarasthecommonsthemselvesaremultiplewemustlikewisegrasptheirprinciple(s)
ofunityinordertobeabletograspthecommons.Thereisaregressatworkhere.Knowledge
isofbeing,andbeingisone.Thus,toknowsomethingistoknowhowitisone.Thus,any
principleofunitythatisitselfmultiplewill,despitemakingthatwhichitunifiesintelligible,
itselfbeunintelligibleuntilonegraspsitsprincipleofunity.
ThisiswhatthefamouscaveanalogyfromtheRepublicsuggestsaswell.
11
TheGood,or
theOne,isthatwhichmakeseverythingelsebe,andbeintelligible.Yetthegraspingofthe
shadowsasshadowsdoesnottakeusimmediatelybacktotheGooditself,butratherallowsus
torecognizethebeingoftheobjectscastingtheshadows.Theseinturnaregraspedbythat
whichallowstheseobjectstobe,andsoforth,untileventuallywearrivebackatthesourceof
thebeingofeverystage,i.e.,theOneitself.SotoointheTheaetetuscomingtoknowisa
continualprocessofseekinggreaterandgreaterunity.
Thenatureoftheselevels,andtheirrelationstooneanother,arenotexaminedinthe
argumentforthesoulitself,buttheyarenonethelessneededfortheargumenttowork.A
primaryexampleofadistinctionbetweenlevelsofbeingisthedistinctionbetweenthe
commonitself,asitispresentinthesoulpriortoanyexperience,andtheobjectofexperience
thatderivesitsunityfromthecommon.Therelationsatworkbegintogetfleshedoutwhenwe
thinkthroughtheproblemsoffalseopinionthatarisefromSocratesandTheaetetus’discussion
immediatelyfollowingtheargument,butsomethoughtaboutthisrelationnowwillbetter
prepareusforthatdiscussion.
Thedistinctionbetweenthesoul’sworkingthroughanotherandthesoul’sworking
throughitselfisdifficulttoparseout.Perceptionwithsomekindofminimalawareness,i.e.,
wheresomekindofbasicstructureisimposeduponthesense-content,isprettyclearlyacase
ofthesoulworkingthroughanother.So,too,thinkingaboutthecontentofwhathaspreviously
beenperceived,evenifnotcurrentlyperceiving,wouldseemtoalsobetheactivityofthesoul
throughanother(memory).Buthowfarcanwegetawayfromtheparticularsensecontent
beforewecansaythatthesoulisnolongeractingthroughanother,butratherisitselfbyitself?
Take,forexample,Theaetetus’definitionsofcommensurableandincommensurablenumbers.
12
Isthisactofdefiningachievedbythesoulitselfthroughitself,ordoesittoodependonthe
soulreachingoutsideofitself?TheaetetusseparateswhatheandyoungSocratesdidfromwhat
Theodorusdidbydistinguishingbetweenparticularexamplesandacollectionofallthe
particularsintosomeonething.Theaetetussays,
Theodorusherewasdiagramming(ἔγραφε)somethingforusaboutpotencies(δυνάμεών),demonstratingaboutthe
potentialsideofthethree-footsquareandaboutthatofthefive-footsquarethattheyarenotcommensurableinlengthwith
thefoot-longline,anddemonstratinginthiswayashepickedouteachofthemonebyoneuptothepotentialsideofthe
seventeen-footsquare;atthatone,forsomereason,hegottangledup.Sosomethingofthissortoccurredtous:sincethe
potentialsquaresareobviouslyinfiniteinmultitude,wewouldtrytogatherthemtogetherintosomeonething(πειραθῆναι
συλλαβεῖνεἰςἕν),inwhichwecouldaddressourspeechtoallthesepotentialsquares.13
HowdoesthetechniqueusedbyTheaetetusandyoungSocratesdifferfromthatusedby
Theodorus?Arebothtechniquesexamplesofthesoulworkingthroughanother,orarethe
youngmathematiciansworkingthroughthesoulitself?Oneoftheexplicitdifferencespointed
toisthatTheodorusisworkingthrougheachparticularexample.Hedrawseachsquareandits
diagonal,diagrammingtherelationinawaythatcanbeseen,andisdistinctforeachone.
TheaetetusandYoungSocrates,ontheotherhand,cannotbedemonstratingvisuallyfortheir
demonstrationappliestoeachofthenumbers.Thereisnoparticularthatisthefullembodiment
oftheirdefinitionfortheirdefinitionincludesalltheparticulars.Thus,itseemsthatatleast
partofwhatdifferentiatestheworkoftheyoungmenfromthatoftheirteacheristhat
Theodorus’workistiedtoperceptioninawaythattheyoungmen’sworkisnot.
Yet,itisfalsetosaythattheworkofTheaetetusandyoungSocratesisfreefrom
perception;for,afterall,theirtechniquewasinspiredbyTheodorus’diagrams.Theymoved
fromtheparticularstoamoregeneralgrasp.
14
Thedistinctionbetweenthatwhichbelongsto
thesoulitselfasopposedtowhatisgeneratedbythesoulthroughanotherisakintothe
distinctiontowhatmustbepresenttothesoulapriori,andwhatisonlypresenttothesoula
posteriori.Forthecommonsarewhatallowustohaveanyintelligibleexperienceorthought,
andhencemustbepresenttothesoulpriortoanyexperienceorthought.Buthowdowedraw
aclearlinebetweentheaprioricommonsandtheuniversalsthatariseoutofourexperience?
TheTheaetetusdoesnotfleshoutananswertothisproblem,andprovidingoneismorethanI
amwilling,andperhapsable,toundertake.Attemptingtomaketheseissuesclearis,afterall,
theseminalworkofnolessaphilosopherthanImmanuelKant.
15
ThepointIaimtomakehere
isthattheargumentforthesoulrequiresadistinctionbetweentheaprioricommons
themselvesandthecommonsmixedwithsense-content,andthatfurtherdistinctionsarise
withinthisdistinctiondependingonhowfarthelatterobjectsarefromthecommons
themselves(i.e.,howintertwinedwithsensecontenttheobjectsare).Thesedistinctionsare
centraltoPlato’sdiscussionoffalseopinion,adiscussionwhichwillfurtherdevelopthe
distinctionsmadehere.
Beforeturningtotheexaminationoffalseopinion,whichcomprisesmostofthe
investigationintoTheaetetus’secondproperdefinitionofknowledge(thatknowledgeistrue
opinion)itisworthtakingstockofwhatimplicationstheargumentforthesoulhasforthe
dialogue’searlierinvestigationsofHeraclitusandProtagoras.Theargumenthasdisprovedthe
claimthatknowledgeisperception,whichwaslinkedtothepositionsofbothHeraclitusand
Protagoras,yettherearesignificantportionsofthetwoPre-Socraticpositionsthatare
nonethelessstillpresentwithusafterTheaetetus’firstproperdefinitionofknowledgehasbeen
showntobeawind-egg.
Therefutationof“knowledgeisperception”hasshownthatthepurefluxofHeraclitusis
anincomplete,andincoherent,pictureofreality.Thesinglelookthattheargumentseeksto
proveisfundamentallyopposedtotheever-changingfluxoftheHeracliteanworld.Thesoulis
theunchangingseatoftheflowingexperiencewehave.Itisaonenessthatimposesstructure
andunitytotheflowingrealmofsense-content.Thesense-contentitself,however,seemstofit
perfectlywiththesubstancefreeworldofHeraclitus.Sense-content,accordingtothe
argument,onlyacquiressubstancethroughthesoul.Thisisthereasonthatnothingatallcanbe
saidaboutsense-contentindependentofthecommons,justaswesawwiththeaccountof
Heraclitusgivenearlierinthedialogue
16
andexaminedinchapter1.
Theargument’srelationtoProtagorasisparticularlystriking.Inasignificantsensethe
argumentforthesoulhasreinforcedtheideathat“manisthemeasure.”Theintelligibilityof
allexperienceandthoughtisentirelydependentonthecommonsthatbelongtothesoul.An
opinionorjudgmentisaparticularstructuringofundifferentiatedsense-content,
17
astructuring
thatisaccomplishedbythejudger’s(i.e.,thesoul’s)applicationofcommons.Further,
accordingtothetranscendentalreadingoftheargumentofferedhere,thecommonscannotcome
fromexperience,butrathermustbesuppliedbythesoulitselfthroughitself.Thus,theobjectof
anindividual’s(lower)judgment,orexperience,issomethingthatiscreatedbythatperson.
Judgmentdoesnotrecombinethebeingandonenessofwhatissensed,forthatwouldrequire
thattheobjectsofsensationalreadyhavethecommonsappliedtothem.Thereisno“thing”that
issensedatall,atleastnothingthatanyonecansayanything,ormakeanyjudgments,about.
WereallyseemtostillbesquarelyintherealmofProtagoras!
YetthisaccountcannotbethesameasProtagoras’iffornootherreasonthanthatwehave
justdeemed‘knowledgeisperception’tobeafalseopinion,andaccordingtoProtagorasthere
arenofalseopinions.Howcantheaccountarisingoutoftheargumentforthesoulretain“man
isthemeasure”andyetalsobeabletoallowforthepossibilityoffalseopinion?Theanswer
liesintheideaoflevelsofbeing.Theargumententailsthatthebeingandonenessofevery
objectofjudgmentstemsfromthecommonbelongingtothesoulitself.Thepuremultiplicityof
sense-contentbecomessomethingthatisonlybyitsconnectionwithbeingitself;comingtobe
isbecomingone.Thus,everymultiplicitythatisderivesitsbeingfromthatwhichsuppliesit
withoneness(forallobjectsofexperienceandlogosthisisacommon),andthatmeansthatthe
multiplicityissomethingotherthanitself.Orinotherwords,sincethebeingofevery
multiplicityliesinsomethingoutsideofitself,everymultiplicitymustnotbewhatitis.Thisis
howthingsare(andarenot)inthecontradictoryrealminbetweenParmenidesandHeraclitus;
thingsmustbeandnotbewhattheyare.
Weshallnowturntoaninvestigationofhowthelevelsofbeingarenecessaryforthe
possibilityoffalseopinion,whichinturnwillhelpusunderstandtheargumentforthesoul
moreclearly.
Parttwo:falseopinion(187d-201a)
Therearefivepartstothesectionofthetextdedicatedtofiguringoutwhatfalseopinion
is.Thefirstthreeparts(188a-e;188d-189b;189b-190e)areargumentsthatconcludethatfalse
opinionisimpossible.Thefinaltwoargumentsareimages(thewaxblock[191c-198c]andthe
aviary[198d-200c])thatareunabletocapturefalseopinion,atleastnotcompletely.The
arguments,thougheachadistinctargumentfortheimpossibilityoffalseopinion,fittogetherin
awaythatleadsustorecognizetheneedforlevelsofbeing.Abriefoutlineoftheupcoming
sectionisasfollows.
Iamgoingtoarguethatthefirstargumentinthissectionisunabletoaccountforfalse
opinionbecauseitfailstorecognizethatthesoulmusthaveseveraldistinctpowers/faculties.
Thesecondargumentisunabletoaccountforfalseopinionbecauseitfailstorecognizethat
therearemultipletypesofbeingsthatcorrespondtothemultiplicityoffaculties.Thethird
argumentincludesbothoftheabovementionedmultiplicitiesbut,nonetheless,isstillunableto
accountforfalseopinionbecauseitfailstorecognizejudgment’sabilitytorelatethedifferent
facultiesandcorrespondingbeingstooneanother.Theimageofthewaxblockdoesrelatetwo
distinctfacultiesandtheircorrespondingbeingstooneanother,andasaresultitisableto
explaincertaintypesoffalseopinion;however,theimagefailstoincludethefacultyof
“thought”(dianoia)asindependentfromtheothersandis,thereby,unabletoexplainfalse
opinionsthatsupposedlyoccurwithinthatfacultyalone.Thefinalimageoftheaviaryattempts
totreatthoughtindependentlyoftheotherfaculties,andasaresultitisonceagainunableto
accountforfalseopinion.
Thefirstlessontodrawfromthisisthaterrorsinpurethoughtareactuallyimpossible,as
areerrorsinanyisolatedfaculty.Theerrorsonlyarisewhenthefacultiesaremixedinwith,or
mistakenfor,oneanother.Toputitinthetermsusedearlier,falsejudgmentonlyoccurswhen
thesoul’sactivityinvolvestherelatingofcommonsthemselvestocommonsmixedwithsense-
content.Itisintheactofmis-relatingthesethatfalseopinionoccurs.
18
Wewillseethatthis
meansthatitispossibletomistakeamemoryforaperception,butnotamemoryforamemory.
Likewiseitispossibletomistakeanunmixedcommonforamixedcommon,butnotan
unmixedcommonforanunmixedcommon.Thenext,andmoreimportant,lessonisthe
generalizationthatallerrorisaconfusingoftheobjectsofonefacultyfortheobjectsof
anotherfaculty.Thisconfusingoftheobjectsofonefacultyfortheobjectsofanotherfacultyis
thesameasconfusingonekind(orlevel)ofbeingforanother.Thus,allerrorisamistakingof
onekind(orlevel)ofbeingforanother.TheconclusionsIdrawfromtheinvestigationinto
falseopinionareimplicitinthedialogue.Theyariselargelythroughapplyingthelessons
learnedfromtherefutationof“knowledgeisperception”totheinvestigationintofalseopinion.
Weshouldexpectthesetwosectionsofthedialogue(i.e.,therefutationofthe
Protagorean/Heracliteanpositionthatknowledgeisperceptionandtheinvestigationintothe
possibilityoffalseopinion)toberelatedsinceanintegralpartoftheProtagoreanposition
beingdismissedisthatfalseopinionisnotpossible.
Thefirstargument:knowingornotknowing(188a-e)
Thefirstargumentstatesthatallopinionsareeitherofwhatoneknowsorwhatone
doesn’tknow.Thisallowsforonlyfourpossiblewaysthatfalseopinioncouldoccur:
mistakingwhatisknownforwhatisknown,mistakingwhatisnotknownforwhatisnot
known,mistakingwhatisknownforwhatisnotknownandmistakingwhatisnotknownfor
whatisknown.Allfourofthesearedeemedimpossiblefortworeasons.Thefirstisthat
knowledgecannotbethesourceofignorance;thesecondisthatwhatisnotknowncannotbean
objectofjudgment.TheexampleSocratesusesissomeone’smistakingTheaetetusfor
Socrates.IfonedoesnotknoweitherTheaetetusorSocrates,onecannotmistaketheonefor
theother,andifoneknowsthemthenonecouldneverthinkthattheoneistheother.Hence
falseopinionappearstobeimpossible.
Theargumentisclearlyproblematic.Afterall,“knowledgeisperception”hasalready
beenshowntobefalseearlierinthedialogue.So,ifweareinagreementwithSocratesand
Theaetetus’earlierrefutation,wemustbelievethatthereisfalseopinion.Itis,however,not
easytoseewhattheproblemwiththeargumentactuallyis.JohnAckrillraisesacaseoffalse
opinionthathethinksSocrates’argumentfailstobeabletoaccountfor.Hewrites:
Unfortunately,ofcourse,withordinarypropernamestheargumentoutlinedabovedoesnotwork.Amanmightbe
introducedtomeatonetimeas“Jo”andatanothertimeas“Smith,”anditmightbeamatterforlaterdiscoverybyme
thatJoandSmithareoneandthesameperson.BeforethisdiscoveryImightwellthinktheyweredifferentpeople,andI
couldexpressthisbeliefbysaying“JoisnotSmith.”19
Theconditionsforthiserror,Ackrillnotes,arethatIcanidentifysomesetoffeaturesofthe
personinquestiontowhichIhaveappliedthename“Jo.”andsomeothersetoffeaturesto
whichIhaveappliedthename“Smith.”Properlyspeakingthesefeaturesareofthesame
person,andmyfalseopinionarisesfrommyfailuretorecognizethis.Theconfusioninthis
case,accordingtoAckrill,isoneofnaming.AsAckrillputsit,Socrates“operateswith
ordinarypropernamesasthoughtheywerelogicalpropernames,”
20
meaningthatSocrates
takesthenames(i.e.,TheaetetusandSocrates)tobenecessarilyconnectedtoasingle,simple
object,wheninactualitytheyarenothingmorethanameredescriptionconsistingofseveral
unifiedcharacteristicsofsomethingthatadmitsofnumerouspossibledescriptions.Itis
Socrates’confusingofthesetwodifferentkindsofnamingthat,Ackrillthinks,leadstothe
argument’smistakenconclusionthatfalseopinionisimpossible.
Thisdistinctionbetweenlogicalpropernamesandordinarypropernamesrelatesdirectly
backtothepreviousdiscussionaboutthecommonsandtheirrelationtosense-content.Touse
thename“Theaetetus”intheordinarysenseistorefertosomeunifiedsetofcharacteristics
(saybulgingeyesandsnubnose),andthisamountstoamixingofsense-contentand
commons.
21
Tousethename“Theaetetus”inthelogicalsenseistorefertothesimple
principleofunityitself.Thisprinciple,wehavejustargued,isTheaetetus’beautifulsoul,
whichisthesourceofthecommons.
22
Thus,anamingcaneitherbeareferencetoamixtureof
sense-contentandcommons(ordinarynames)oritcanbeareferencetoanunmixedcommon
(propernames).
Thus,Ackrill’sdistinctionbetweenthetypesofnamesiscentral,buttheinferenceshe
drawsfromthedistinctionmissthemark.HisclaimisthatifwetreatthenamesJoandSmith
asordinarynames,themistakenjudgmentthat“JoisnotSmith”isclearlypossible,
23
forthe
mistakeissimplytakingonesetofpossiblecharacteristicsofJoSmithandcallingitJo,and
takinganothersetandcallingitSmith.SincethesetsofcharacteristicsaredifferentwhenI
holdthemnexttoeachotherIcanjudgeJoandSmithnottobethesame,therebyallowingfor
thefalseopinion.TheproblemhereisthatinAckrill’sscenariothesupposedlyfalsejudgment
that“JoisnotSmith”isactuallyatruejudgment.IfJoisadistinctsetofcharacteristicsfrom
SmiththenJoisnotSmith,andthecorrespondingjudgmentthatJoisnotSmithmustbetrue.
Bypushingasidethesoul(asanunmixedcommon)andfocusingonthecharacteristicsalone
thejudgmentthat“JoisnotSmith”ceasestobefalse.
Whatthenmustbethecasefor“JoisnotSmith”tobecorrectlydescribedasfalse?In
orderfortheclaimtobefalse,itmustbetruethatJoisthesameasSmith.Yet,inordertobe
abletojudgeJonottobeSmiththeymustbedifferent,foriftheywereentirelythesameone
couldneverjudgetheonenottobetheother.WhatweneedisforJotobeandnottobeSmith.
Howisthispossible?Thesolutionisobvious;JoisthesameasSmithinsofarasbothreferto
thesameindividual,i.e.,thesamesoul,andJoisdifferentthanSmithinsofarastheyare
distinctrepresentationsofthatsameindividual.Again,JoandSmithdifferasdistinct
collectionsofsense-content,butJoandSmitharethesameinsofarasthedistinctcollectionsof
sense-contentareunifiedbythesameprinciple.Thisduality—ofsubstanceandappearance
—resolvestheproblemsthatarisewithfalseopinioninthisargument,andtheydosoby
underminingoneoftheargument’sfundamentalassumptions.Theargumentassumesthatthings
areeitherknownornotknown,withnomiddleground.Recognizingtheabovedualitywecan
seethatthisassumptionisafalsedisjunction.TohavearepresentationofJoSmith,i.e.,to
graspJoSmithasaunityofcharacteristics,isneithertoknowJoSmith(foritdoesnotgrasp
hisprincipleofunity)norisitnottoknowJoSmith(forthereissomelooselyunifiedcontent
presenttothesoul).
Tosumupsofar:theobjectofagraspcaneitherbetheprincipleofunityitselforitcan
betheprincipleofunityasitappliestothatwhichitunifies.Ortousethelanguagefromthe
refutationof“knowledgeispercerption,”thecommonmixedwithsense-contentbothisandis
notthecommon.Thisisageneralprincipleatworkinthedialogue;thatwhichisunifiedbya
principleofunitybothisandisnotthatprinciple.Thisisperhapsmostobviouswithοὐσία;the
beingofanobjectofexperienceliesinthecommonitself.Thus,insofarastheobjectof
experienceisnotidenticaltothecommonitmustnotbewhatitis.Thus,toknowabeingonly
asanobjectofexperienceistobothknowandnotknowthatbeing.Itispreciselythisknowing
andnotknowingofthesamethingthatthefirstargumentagainstfalseopinionassumesis
impossible.Itistherecognitionthatthebeingoftheobjectsofexperienceissuppliedbythe
soulthatgivesusawaytoseehowthesamethingcanbeknownandnotknownatthesame
time.
Wecannowseehowitispossibletomakethefalsejudgmentthat“JoisnotSmith.”
InsofaraswetakeJoandSmithasmerelyobjectsofexperience(orappearances)thereisno
falseopinion.For,iftheyaresimplyappearances,itmeansthattohavethemappeardistinctto
us,whichisrequiredforjudgingthemtobedifferent,entailstheirtrulybeingdistinct.For
similarreasonstheycannotbeentirelythesameeither,foriftheywereentirelythesamethey
couldneverappearasdistincttous.Asobjectsofexperiencetheymustbedistinctandnot
distinct.Yet,JoandSmith,intheirοὐσία,arenotdistinct.
Inthisway,therelationbetweenthecommonsandthesense-content(oranyunifierand
unified)underminethefirstargumentofferedagainstfalseopinion.Whatallowsforthe
possibilityofthefalsejudgmentthat“JoisnotSmith”isthatJoSmithisinmultipleways;he
isasaprincipleofunityandheisasobjectsofexperience.
24
ThemultiplicityofwaysinwhichJoSmithisareallrepresentationsconstructedbythe
souloftheoneexperiencing(orjudgingorthinking)
25
JoSmith.Themultiplicityofbeing,
therefore,issomethingpresenttothesoulofthe“measurer”(touseProtagoras’term).A
questionariseshere:sincetheobjectspresenttothesoulexistinseveraldifferentways,and
theobjectsthatareforthesoulexistbecausethesouldeterminesthemtobethatway,doesthat
meanthatthesoulitselfmustexistinseveraldifferentways?Theanswertothismustbeyes.
Thereasonisthattheentirerangeoflevelsofbeingbelongswithinthesoul.Thus,ifthe
differencebetweenthelevelsofbeingisreal(whichIaminthemidstofarguingtheymustbe,
iffalseopinionisgoingtobepossible)thentheremustberealdifferencewithinthesoul.The
soul,atleastpotentially,correspondstoandisresponsiblefor,multiplelevelsofbeingandas
aresultmustitselfexist,atleastpotentially,onthesemultiplelevels.
Becausethecommonsareboththeprincipleofunityforallintelligibleexperience,and
aresuppliedbytheverysoulhavingtheexperience,itshouldbethecasethatregardlessof
whetherwelookatthelevelsofbeingfromthestandpointoftheobject,orfromthestandpoint
ofthesubjectwecometothesameresults.Thisispartofmakingmanthemeasure,andpartof
whatwesawwithProtagoras’accountfromearlierinthedialogue.AsSocratessaysin
regardstoProtagoras’viewoftheperceivingandtheperceived:
Therearetwoformsofmotion,eachinfiniteinmultitude,theonehavingthepowertoacttheothertobeactedupon.From
theintercourseoftheseandtheirrubbingagainsteachothertherecometobeoffspring,infiniteinmultitudebuttwins,a
perceivedandalsoaperceivingthatalwaysfallsoutconjoinedandgeneratedwithwhatisperceived.26...Forthereisn’t
evenanyactivethinguntilitcomestogetherwithwhat’sactingonit,andthethingthatcomestogetherwithonethingand
actscomestosightagainasbeingacteduponwhenitcomesupagainstsomethingelse.27
SotooinPlato’spicturetheexperiencer,quaexperiencer,onlycomestobealongwiththe
comingtobeoftheexperienced.ThedifferencebetweentheaccountsisthatforPlatothebeing
ofanexperiencerisnotreallyfoundintheactofbeinganexperiencer.Inotherwords,the
experienceristhesoulworkingthroughanother.Thebeingofthisunityofsoulandotheris
foundinthatwhichservesastheprincipleofunityofthecompound;theprincipleofunityof
thesoulandotheristhesoulitself.Orinyetotherwords,theexperiencerisacompound,and
asacompounditsbeingliesinthatwhichsuppliesitwithitsunity.Thesoulitselfistheunity
underlyingthemultiplicityoftheexperiencer.Thereforethesoulitself(notasexperiencer)is
fundamentallythebeingoftheexperiencer.
ThisisthesameasthedistinctionpointedtoearlierintheJoSmithexample,exceptin
thiscasewearetalkingaboutthefacultiesofperception(i.e.,beinganexperiencer)insteadof
theobjectsofperception(thequalitiesattributedtoJoandtoSmith).These,Ihavebeen
arguing,areequivalent.Forthequalitiesandthefacultyresponsibleforperceivingthe
qualitiesbothexpressthesamelevelofbeing.Thisisalsothepointoftransitionbetweenthe
firstargumentagainstfalseopinionandthesecond.Thesecondargumentisfundamentallythe
sameasthefirst,onlyinsteadoffocusingonthesubject,itfocusesontheobject.AsSocrates
sayswhenmovingfromtheoneargumenttotheother,“wellthen,iswhatwe’relookingfor
somethingoneoughtnottoexamineinthisway,goingbyone’sknowingornotknowing,but
ratherbysomething’sbeingornot?”
28
Thesecondargument:beingornotbeing(188d-189b)
Thesecondargumentisgenerallytakenasanotherformulationofanoftrepeatedargument
inPlato’sworks.Thesuggestionthatmotivatestheargumentisthatfalseopinionishavingan
opinionaboutwhatisnot,whiletrueopinionsareopinionsaboutwhatis.Thegeneral
structureoftheargumentagainstthisviewoffalseopinionisthattohaveanopinionabout
whatisnotistohaveanopinionaboutnothing,andtohaveanopinionaboutnothingistonot
haveanopinionatall.Therefore,itisnotpossibletohaveanopinionaboutwhatisnot,and
hence,onthisaccount,falseopinionisimpossible.Someversionofthisargumentisgivenin
theCratylus,
29
theSophist,
30
andtheEuthydemus.
31
Thegeneralargumentisstrikingfor
severalreasons,butthespecificcontextandexamplesusedintheTheaetetusareparticularly
tellingforus.Theversionoftheargumentinourdialogueisactuallyanargumentbyanalogy.
HereispartoftheexchangebetweenSocratesandTheaetetusthatconstitutestheargument:
32
Socrate s:Isthereanysuchthinganywhereelse?
The ae te tus:Whatsortofthing?
Socrate s:Ifsomeoneseessomething,butseesnothing.
The ae te tus:Howcouldhe?
Socrate s:Butsurelyifheseesanyonething,heseesoneofthebeings;ordoyousupposethatwhat’soneiseveramong
thingsthatarenot?
The ae te tus:NotI.
Socrate s:Therefore,someonewhoseesatleastanyonethingseessomethingthatis.
The ae te tus:Soitappears.
Socrate s:Andtherefore,someonewhohearsanythinghearssomeonethingatleast,andhearssomethingthatis.
The ae te tus:Yes.
Socrate s:Andsodoessomeonewhotouchesanyonethingatleastalsotouchsomethingthatis,ifindeedit’sone?
The ae te tus:Thattoo.
Socrate s:Sodoesn’tsomeonewhohasanopinionhaveanopinionaboutatleastsomeonething?
The ae te tus:Necessarily.
Socrate s:Anddoessomeonewhohasanopinionaboutsomeonethingnothaveanopinionaboutsomethingthatis?
The ae te tus:Igoalongwiththat.
Socrate s:Therefore,someonewhohasanopinionaboutsomethingthatisnothasanopinionaboutnothing.
Thefirstthingtonoticeaboutthispassageisthatitmakesthesameproblematicassumptionas
thefirstargument,thoughhereitiscouchedindifferentterms.Thefirstargumentassumesthat
somethingiseitherknownornotknown(withnoinbetween),whilethisargumentassumesthat
somethingiseitheroneornotone(withnoinbetween).Itisfundamentallythesame
assumptionexceptthatthefirstargumentmakestheassumptioninreferencetotheactivityof
thesubjectwhilethesecondmakestheassumptioninreferencetotheobject.Aswe’vejust
seenthedistinctionbetweentheactivityofthesubjectandthebeingoftheobjectis
fundamentallyfalsesincethebeingoftheobjectisderivedfromtheactivityofthesoul.Thus,
thetwoargumentsworkinfundamentallythesameway.Asaresult,itisnotsurprisingthat
theyarerefutableinthesameway.Admittinglevelsofbeing,oroneness,underminesthe
argument.Iftherearelevelsofoneness,thenitisnotenoughfortheargumenttosaysimplythat
anobjectofopinionisorisnot,forthelevelsofonenessmeanthatanobjectcanbeoneand
notoneatthesametime.Infactbeingoneandnotoneatthesametimeisexactlywhatthe
refutationof“knowledgeisperception”showedusmustbethecaseforallobjectsof
experience.Everyobjectgraspedbythesoulthroughanotheriswhatitisinvirtueofa
combinationofcommon(e.g.,oneness)andsense-content.Thesense-contentismultiplicity
thatisunifiedthroughthecommon.Thus,everycombinationofcommonandsense-contentis
somethingthatisamixtureofwhatisoneandnotone.Theupshothereisthatthesecond
argumentagainstthepossibilityoffalseopinionisovercomeinthesamewayasthefirst,by
admittinglevelsofbeing.
Thesecondthingtonoticeaboutthisversionoftheargumentagainstfalseopinionisthat
itisanargumentbyanalogy,connectingwhatistrueofseeing,hearingandtouchingwithwhat
istrueofopining.Theanalogyisbetweenperceptionandopinion,anditisintentionally
problematic.Perceptionhasjustbeenprovennottobeknowledge.Whythensupposethat
opinion,thecurrentlyproposeddefinitionofknowledge,shouldresembleperception?Infact,
therefutationof“knowledgeisperception”showedusthatperceptionandopiniondifferin
preciselythewaythatthisargumenttreatsthemasthesame;theanalogybetweenperception
andopinioninthisargumenttakestheonenessoftheirobjectsasthecenteroftheanalogy.Yet,
wesawthatperception,aspuresense-content,liesbeyondallintelligibilitypreciselybecause
itwasdevoidofoneness.Opinionisderivedfromthecombinationofthesense-content
suppliedbyperceptionwiththecommons.Thismeansthatopiniondiffersfromperception
preciselyintheirrelationtooneness.Tosaythisagaininanotherway,properlyspeakingbeing
andonenessarenotperceived.Itisonlyoncethecontentsofperceptionarejoinedtogether
withthecommons(beingandonenessbeingtwoofthese)injudgmentthatperceptionhasany
relationtobeing.Itisinterestingtonotethatbasedontheaboveanalysiswearepreparedto
recognizethattheassumingofasamenessbetweenthetwodistinctfacultiesofperceptionand
opinion(theassumptionusedtoargueagainstthepossibilityoffalseopinion)isitselfafalse
opinion.Thismistakingofonefacultyforanotheristhesameproblemasthemistakingofone
levelofbeingforanother,whichwesawwasaprobleminthefirstargumentagainstthe
possibilityoffalseopinion.Interestingly,thismeansthatthefirstargumentagainstfalse
opinionstartedwithfaculties(i.e.,knowingornotknowing)andthenshowedusthattheremust
belevelsofbeingintheobjects,whilethesecondargumentagainstfalseopinionstartedwith
thebeingoftheobjects(i.e.,somethingeitherisorisnot)andthenshowedusthatwemust
distinguishbetweenthefaculties.Thisisnotatallsurprising,andperhapsitcanevenbetaken
assupportfortheargumentImadeearlierthattherefundamentallyisnodistinctionbetween
thesubjectandobjectintheaccountgeneratedintheTheaetetus.
33
Thislackofagenuine
distinctioniswhytheunderminingoftheargumentsagainstfalseopinioncanbedonefrom
eithertheperspectiveofthesubjectorobject,andineithercaseweendupinvokingtheother.
Thethirdargumentagainstthepossibilityoffalseopinionrecognizesboththenecessary
multiplicityofwaysthingsarepresenttothesoulandthenecessarymultiplicityofwaysof
being,andhenceitcanbeseenasacombinationoftheprevioustwoarguments.Theargument
failstobeabletoaccountforthepossibilityoffalseopinion,however,becauseitdoesnot
considerthesedifferentfacultiesandbeingsinrelationtooneanother.
Thethirdargument:allodoxia,orother-judging(189b-190e)
Thethirdargumenthypothesizesthatfalseopinionis“ἀλλοδοξία,”
34
or“other-judging.”
SpecificallySocratessaysthat“Falseopinionisakindofother-wiseopinion,whenever
someone,havingmadeanexchangeinhisthinking,saysthatoneofthebeingsisanotherofthe
beingsinturn.”
35
Wearenowexplicitlydealingbothwiththingsthatarepresenttooneofthe
soul’sfaculties(towhichthefirstargumenttriedtolimititself)andthingsthatare(towhich
thesecondargumenttriedtolimititself).Falseopinion,accordingtothethirdargument,is
mistakingsomethingthatisandispresenttothesoulforanotherthingthatisandispresentto
thesoul.Theproblemwiththis,accordingtoSocrates,isthatwesimplyneverdoit.Noone
eversaystothemselvesthat“what’sbeautifulismoreuglythananything,orwhat’sunjustis
just.”
36
Itisimpossibletosaythatoneofthethingsthatispresenttoyoursoulisanotherofthe
thingsthatispresenttoyoursoul,andsinceother-judgingrequiresustodothis,itfollowsthat
other-judgingisimpossible.
Thedevelopmentthisargumentmakesovertheprevioustwo,besidesindicatingthatthe
relation(thisisreallytooweakaword)betweenthesubjectandtheobject,istobefoundin
theexamplesthatSocratesuses.Tomakesurewesetaboutquestioningtheargument,Platohas
insertedintohisexamplesofimpossibleopinionsareferencetoanopinionexpressedearlier
inthedialogue.AtthebeginningoftheirdiscussionTheodorussaysthatTheaetetusisnot
beautiful.
37
LateronSocratessaystoTheaetetusthat“youarebeautiful,Theaetetus,andnot
uglyasTheodoruswassaying,foronewhospeaksbeautifullyisbeautifulandgood.”
38
Theodorusseemstohavemistakenthebeautifulandtheugly,yetSocrateshasjustclaimedthat
thisneverhappens.
Whataccountsforthetwoopposedopinionsbeingexpressedhere?HowcanTheodorus
judgeTheaetetustobeuglyandSocratesjudgehimtobebeautiful?Doesthetruthofoneof
theseopinionsprecludethetruthoftheother,orcanbothbetrue?Itwouldseem,basedon
whathasbeenagreedtointheargument,thatsimplytobeabletojudgeTheaetetustobe
beautifulmeansthathemustbebeautiful,andlikewisetobeabletojudgehimtobeuglymeans
thathemustbeugly,forafterallἀλλοδοξίαistheexchangingofsomethingthatisforsomething
elsethatis.HowhasTheodorusseenuglinesswhereSocratesseesbeauty?Theanswerisboth
obviousandcentraltoanunderstandingofPlato’sconceptionoffalseopinion.Theodorusis
referringtoTheaetetus’appearance,whileSocratesisreferringtohissoulorform.
39
The
beingthatisjudgedtobeuglybyTheodorusisanobjectofperception(i.e.,sense-content
mixedwithcommons).ThebeingthatisjudgedtobebeautifulbySocratesisanobjectof
judgment,andservesastheprincipleofunityfortheexperience.
Itisimportanttokeepinmindboththesamenessandthedifferencebetweenthesetwo
objects(i.e.,theappearanceandthesubstance).Theappearancedependsuponthesubstance
foritsbeing;thesubstanceistheprincipleofonenessforthemultiplicitythatappearanceis
composedof.Thismeansthatsubstanceisthebeingoftheappearance.Ortosayitanother
way,appearancederivesitsbeing/onenessfromsubstance,butcanonlyrepresentthisoneness
throughitsmultiplicity,andassuchislessthanthesubstancefromwhichitderivesitsbeing.
40
Thusthetwojudgments(ofappearanceandsubstance)arefundamentallyofthesamething
(Theaetetus),butpresentthebeingofthatthingmoreorlessfully.
Thenatureoftheunified/unifierrelationandhowmanydifferentkindsofrelationsfitinto
thistypeofrelationwillbedevelopedovertheremainderofthebook.Inparticularchapter3
willshowthatonemeaningfulwaytothinkaboutthisrelation,whichcanalsobethoughtofas
therelationbetweenthelevelsofbeing,isintermsofthewholeandthepart.Chapter3will
arguethatthepartsareunifiedintoawholethroughonekindoflogos,andthatanotherkindof
logosshowsthewholetobearepresentationofanevenhigheroneness.Thisisnotdifferent
thanthethreelevelsthatIhavebeenlayingoutinthischapter;perceptionisunifiedin
judgmentsofcommonsandsense-content,whichareunifiedinthecommonsalone.The
recognitionthatitislogosthatjoinsthelevelsofbeingtogether,alongwiththerecognitionof
theimportanceofdifferentiatingwholesandparts,willhelpustobetterunderstandthe
unified/unifierrelationthatissocrucialforthepossibilityoffalseopinion.
Lookingbackatthethirdargumentwecannowseeitsproblem.Nooneeversaysthat
beautyisugliness.Whatwedosayisthatoneandthesamethingisbeautifulinonewayand
uglyinanother.ThisdoesnotmeanthatwesaythatTheaetetus’noseisuglybuthiseyesare
beautiful,forinthatcasewearenotsayingthatthesamething(Theaetetus)isbeautifuland
ugly.ThiswasthetypeoferrorthatAckrillmade.Whatitmeansisthatthefalseopinionarises
outofalackofrecognitionofthedifferentwaysofviewingthesameobjector,whatamounts
tothesamething,afailuretorecognizethedifferentwaysofbeingthatathingcanhave.
ApplyinguglinesstoTheaetetusisnotfalseifwetakethenameTheaetetustorefertohis
appearance,whichisonewayinwhichTheaetetushimselfexists.Itisfalseifwereferittohis
soul,whichisanotherway
41
inwhichTheaetetusexists.Failingtodistinguishbetweenthe
appearanceandthesubstancethatunderliestheappearancecausesustohavefalseopinions.
ItmaybeworthnotingherethatSocratescallsTheaetetusbeautifulinresponsetohim
differentiatingbetweenthesoulitselfthroughitselfandthesoulthroughanother.Theexchange
betweenthetwoisasfollows:
The ae te tus:Itseemstomethatthere’sabsolutelynosuchspecialorganforthesethings[i.e.,thecommons]asthereis
forthoseothers[i.e.,judgmentscontainingsense-content],butthesoulitself,throughitself,appearstometoobservethe
commonthingsinvolvedinallthings.
Socrate s:Becauseyouarebeautiful,Theaetetus,andnotuglyasTheodoruswassaying,foronewhospeaksbeautifullyis
beautifulandgood.42
Beautyhereistiedtotherecognitionofthedistinctionbetweentheunifierandtheunified,the
veryrecognitionthatIamarguingiscentraltoavoidingfalseopinion.Furthertheunifier,
whichinthiscaseisthesoul,istiedtospeech.Theimportanceofspeechistiedtothe
importanceoflogosthatwasmentionedbefore,i.e.,initsroleconnectingthelevelsofbeing
thatitissocrucialtodistinguishbetween.
Asmentionedbefore,failingtodistinguishbetweentheappearanceandthesubstancethat
underliestheappearancecausesustohavefalseopinions.Thisisakintosayingthatfailingto
distinguishtheobjectsofonefacultyfromtheobjectsofanotherfacultycausesustohavefalse
opinions.ThisobviouslyfollowsfromtheargumentIgaveearlierconnectingthebeingofthe
objectswiththefaculties.Fromtheperspectiveofthefacultieswehaveseenthattoavoidthe
puzzlesraisedbythethreeargumentsweneedbothtoknowandnotknowthesamething.We
needtoknowitinsofarasitispresenttousasanobjectofjudgment,andweneedtonotknow
itinsofarasitspresencetousisconnectedwithignorance.Itisthemultiplicityofwaysthat
somethingcanbepresenttothesoulthatallowsustobothknowandnotknow.Andsince
knowledgeisofwhatis,
43
thepossibilityoffalseopinionrestsuponsomething’sbothbeing
andnotbeing.Thesebeingsthatareandarenotarethemixturesofsense-contentandcommons
thatwe’vebeendiscussing.
44
Thismeansthatthereistruthtothesecondargument’sassertion
thatfalseopinionisjudgingwhatisnot.Itisnotthattheobjectofjudgmenthasnobeingatall,
butratherthatitreceivesitsbeingfromelsewhereandthusislessofabeingthanthatwhich
suppliesitwithitsbeing.
Allthisshedslightonthefalsityofthedefinitioninquestion.Theaetetushasmistaken
opinionforknowledge.Opinion,ifwetakeittobeformedfromperception,isbasedonsome
kindofappearance,whileknowledge(sinceitisofwhatis)
45
isbasedonsubstance.
Theaetetus’definitionhasmistakenonefacultyforanother,andhenceithasmistakenonemode
ofbeingforanothermodeofbeing.ThusTheaetetus’thirddefinitionofknowledgeisnotjust
false,itistheformoffalseopinioninsofarasitconfusesoneofourdiscerningfacultiesfor
another,whichaswe’vejustseenisthegroundforthepossibilityofallfalseopinions.
Sectionfour:thewaxblock(191c-196c)
ThewaxblockisthefirsttimeSocratesincludestherelationbetweendistinctfacultiesin
hisattempttoaccountforfalseopinion,andasaresulthesuccessfullyidentifiesasourceof
oneofthetypesoffalseopinion.Morespecificallyhelaysoutanimageofhowwecan
mistakeamemoryforaperceptionoraperceptionforamemory.Thesuccessoftheimage
lendscredencetomyassertionthatfalseopinionrequiresmultipletypesofcognition,andthat
theobjectsofthesemultipletypesofcognitionmustbeabletobeseenasbothunifiedand
separate.Theintroductionofmultiplicityinthesoul,however,introducestheneedfora
principleofunityforthesoulitself,i.e.,aprincipleofunityforthecurrentprincipleofunity.
Inotherwords,thewaxblockforcesustoconfrontthefollowingquestion:whatisitthatunites
themultiplicityoffacultiesinthesoul?Abrieflookattheimagewillmaketheproblemclear.
Accordingtothewaxblockanalogyfalseopinioncanariseinthoseinstancesinwhich
having“knowledge,”i.e.,rememberingbyhavingstampsinthewaxblockinoursouls,we
mistakeperceptionsforthatofwhichwehavethestamps.Socrates’exampleisseeing
TheaetetusandTheodorusoffinthedistance“knowing”themboth(i.e.,havingstampsofthem
both)andyetmatchingeachoneuptothewrongstamp.InthiscaseTheaetetusandSocrates
agreethatfalseopinionoccurs.
46
Thedifferencebetweenthetrueandthefalseopinionsisthat
inthetrueopinionsthesoulmatchesupthestamp(s)andtheperception(s)properly,whilein
thefalseopinionsitdoesnot.Thismeansthatinorderfortheimagetoillustratefalseopinion
weneedtopositdistinctfacultieswhichpresentdifferentobjectstothesoul,whichthesoulis
thenabletorelatetooneanotherthroughsomethingotherthanthefacultiesbeingrelated.
Clearlyitisthisrelatingoftheobjectsofthetwofacultiesthatisreallytheactofjudgingor
opining,foritisinthisrelatingthattruthandfalsityarepossible.Thewaxblockusesmemory
andperceptiontoshowusthatjudgmentinvolvesourabilitytounify(eithertrulyorfalsely)
theobjectsoftwodistinctfaculties.
47
Aquestionariseshere:whatkindofbeingispropertotheobjectsofperceptionandwhat
kindofbeingispropertotheobjectsofmemory?Intheinvestigationofthefirstthree
argumentsproblematizingfalseopinion,Imadetheclaimthatdistinctfacultiesentaildistinct
typesofbeingsastheirobjects.Theintroductionofmemorycomplicatesthisrathergeneral
assertion.Afterall,ifwearecapableofrememberingobjectsperceived,objectsopined,and
objectsthought,andeachofthesearedifferenttypesofbeings,thenitwouldseemtofollow
thatmemoryitselfmustbeabletohavemultipletypesofbeingsasitsobject.
48
Furtherit
wouldthenseemthatmistakingperceptionsandmemoriesofTheaetetusandTheodorusisa
mistakethatonlyinvolvesonetypeofbeing,thetypeofbeingthatisinvolvedinjudgments
aboutperception,i.e.,sense-contentmixedwithcommons.Ifthiswerethecaseitwouldbea
counterexampletothepositionthatallerrorentailsamistakingofonetypeofbeingfor
another.Thefollowingparagraphswillshowwhythisisactuallynotaproblembyshowing
howtheimproperrelatingofperceptionandmemoryisalsomistakingonekindofbeingfor
another.
Judgment,accordingtothewaxblock,relatestoimages.Socratesgoesthroughalengthy
discussionofthefacultiesrequiredforfalsejudgment,concludingthataccordingtothewax
blocktherearethreecriteriaforsuchjudgments:perception,memory,andthesoul.Perception
andmemorysupplytheobjectstobejudgedaseitherthesameordifferentbythesoul.The
soulmust“see”thetwoimagesasdistinctinordertobeabletojudgethemasthesameor
different.Thatmeansthatinordertomakeajudgmentofsamenessordifferencethesoulmust
havealreadyjudgedadifference,i.e.,simplyinordertorecognizetwodistinctobjectsof
judgmentthesoulmusthavealreadyjudgedtheobjectsasdistinct.Thismeansthatthememory
ofTheaetetuscannotbetheperceptionofTheaetetus,forifitweretherewouldbeno
possibilityofjudgingthemtobedifferent.Toputitintermsofthewaxblock,thesignetringis
notthesameastheimpressionitleavesinthewax.
Thusevenjudgingtwoimagestobethesamerequiresthemtobedifferentinsomeway.
ThiswasalsooneofthelessonsderivedfromAckrill’soversightdiscussedearlier.Icanonly
judgethatJoisnotSmithbecausetherepresentationthatisJoisactuallydifferentthanthe
representationthatisSmith.Thefalsityofthejudgment“JoisnotSmith”iscontingentuponJo
andSmithreferringtosomethingbeyondthedistinctappearanceofeachoneofthem.Sotoo
herewiththetwoimagespresenttothesoulthroughthewaxblockandperception,aslongas
wetreatthemmerelyasimagesitwillalwaysbetruetosaythattheoneisnottheother.
Inwhatwaythencanthejudgmentthattheimpressioninthewaxisthesameasthesignet
ringfromwhichitcamebeatruejudgment?Clearlyitcannotbeajudgmentthatholdsthatthe
impressionitselfandthesignetringitselfarethesame,ratheritmustbeajudgmentthatthey
eitherbothrefertothesamethingorthattheonereferstotheother.
49
Inthiswayjudgment
requiresadistinctionbetweenkindsofbeings.Thereisthebeingoftheimageasareferent,
andthereisthebeingofthatwhichisreferredto.This,onceagain,takesusbacktothe
distinctionmadeearlierbetweentheunmixedcommonsandthecommonsmixedwithsense-
content.Theunmixedcommon(sayTheaetetus’soul)is“referredto”bythecommonmixed
withsense-content(sayTheaetetus’appearance)inmuchthesamewaythatboththeimpression
inthewaxandtheperceptionofthepersonmustreferbacktothesoulofthepersonbeing
sensedorremembered.Morespecifically,thememoryandtheperceptionmustreferto
somethingincommonifthejudgmentthattheyarenotthesameispossiblyfalse,andifthe
judgmentthattheyarethesameispossiblytrue.
Therelationbetweenthefacultiesandtheobjectsofthefacultiesrequiressomethingto
holdthefacultiesinrelation.Thisisthefunctionofthesoulinjudgments,justasitwasthe
functionofthesoulinperceptionearlier.Intherefutationof“knowledgeisperception”
Socratesreferstothesoulasthatwhichbringsthecontentsuppliedbythedifferentsenses
together.Theremustbesomethingcapableofthissincewecanattributevisualandauditory
propertiestooneandthesameobjectofjudgment.Likewiseforthedistinctfaculties;wecan
recognizeTheaetetus’beautifulsoulasbeingsomehowconnectedtotheuglyimagethat
appearsbeforeus.Inordertodosotheremustbesomewayofconnecting(injudgmentof
somekind)theobjectsofperceptionandtheobjectsofopinion/thought.Thisisonceagainthe
soul.Yet,aswe’veseen,eachoftheactivitiesoftheparticularfacultiesisalsotheworkofthe
soul.Thus,thesoulisboththeexaminerandtheexaminedofthesejudgments.Tobeboththe
examinerandtheexaminedistobeboththeprincipleofunityandthatwhichisunified.Thisis
reallynosurprisesincewe’veseenthatthebeingofthatwhichisunifiedmustalsocomefrom
theunifyingsoul.However,forthesoultobeboththeunifiedandtheunifierthesoulmustbe
multiple.Andtobemultipleistorequireaprincipleofunity.Thus,thesoulitselfmustalso
requireaprincipleofunity.
Thismultiplicityintheprincipleofunity(i.e.,thesoul)hasbeenpresentfromthemoment
werecognizedthatallintelligibilitystemsfromthesoul.TheaccountIhaveofferedthusfar
hasinvolvedthedoingawaywithofthesubject/objectdistinction;everyobjectofperception,
opinionandthoughtisonlybecauseofitsattachmenttothecommonssuppliedbythesoul.The
beingandstructureofeverythingiswithintheunifyingsoul.Butthismeansthattheunifying
soul,inunifyingtheobjectspresenttoit,isunifyingitself.Thisiswhatitmeanstosaythatthe
soulmustbebothunifiedandunifier;itisboththeonenessandthemultiplicity,andassuch
requiresahigherprincipleofunitytoaccountforitsbeing.Further,thishigherprincipleof
unityneededtoaccountforthebeingofthesoulmust,clearly,lieoutsideofthesoul.Forto
placeitinthesoulwoulddonothingtoovercomethefactthatthesoulisbothoneandmany,
andhencedonothingtoovercomethemanynessofthesoul.
This,Isuggest,refersusbacktooneofthepolesoftheoppositionthatframesthe
dialogue:theutteronenessthatisrepresentedbyfatherParmenides.Indeedthissectionhas
shownthatthesoulfillsthemiddlegroundbetweenthepurefluxandmanynessofHeraclitus
(asrepresentedbythepure,andunintelligible,sense-content)andthecompleteonenessof
Parmenides.Boththepurefluxandthecompleteonenessmustlieoutsideofthesoul,andyet
botharenecessarytomakesenseofallthatcanactuallybepresenttothesoul.Whatitmeans
tosaythatthepureflux(sense-content)isneededtobeabletoaccountforthemultiplicityof
sensation,opinionandthoughtwillbethefocusofchapter4,thoughtheargumentforthesoul
providedmuchofthejustificationforthisclaim.Theneedforahigherprincipleofunitylying
outsideofthesoulhasbeendemonstratedthroughthemultiplicitypresentinthesoul,andwill
beamaincomponentoftheinvestigationoftherelationbetweenlevelsofbeinginchapter3.
Westartedwithonepoleoftheopposition:thepuremultiplicityexpressedbyHeraclitus
andProtagoras.Wearguedthatthispositionrequiresthepositingofaprincipleofunityas
representedbythesoul(or“someonelook”).Wehavenowseen(atleastinapreliminary
way)thatthisprincipleofunityitselfrequiresaprincipleofunity,whichwillbethecasefor
everyprincipleofunityuntilwereachtheParmenideanOneitself.Thedialogue’smovement
“upward,”however,hasstalled.ThemomentofderailingwasseenearlierwhenTheaetetus
havingclaimedthatthereweresomethingsthatthesoulundertakesitselfbyitselfnevertheless
suggeststhatknowledgeisofjudgmentsthatinvolvethesensiblerealm,i.e.,judgmentsthatare
ofcommonsmixedwithsense-content.
50
BecauseofthismistakebyTheaetetusthedialogue
neverexplicitlyinvestigatestherepercussionsofthesoulbeingmultiple,thoughitdoesgiveus
anargumentforthisbeingthecase,aswellasplentyofimplicitdirectionastohowto
conceiveofourcontradictorysouls.
Turningbacktothewaxblockwecannowseethattheerrorsitallowsforarealsoa
resultofmistakingacommonitselfforacommonmixedwithsensecontent.Oncethejudgment
hasgottentothesoulsofTheaetetusandTheodorusthereisnolongerthepossibilityforerror,
fortosaythat(thesoulof)Theaetetusis(thesoulof)Theodorusisasabsurdassayingthat
“theunjustisjust,”orthat“onethingis,morethananything,someotherthing,”whichSocrates
explicitlydeniesthepossibilityof.
51
Sectionfive:theaviary(197a-200c)
ThisreadingofthethreeargumentsandthewaxblockissupportedbySocrates’criticism
ofthewaxblock.Themoveawayfromthewaxblocktotheaviaryrefocusestheaccountback
ontheunitynecessarilysuppliedbythesoul.IndoingsoSocratesexplicitlybringsinto
questiontheverythesisIamsuggestingthewaxblockinvokes:
52
hesuggeststhattheproblem
withtheimageisthatitmakesitimpossibletomakemistakesinthought
53
alone,i.e.,itis
impossibletomakemistakeswithoutmistakingtheobjectsofonefacultyfortheobjectsof
another.Orinotherwords,Socratesclaimsthatthewax-blockisinsufficientbecauseitisonly
abletoaccountforfalseopinionbyappealingtomultiplefaculties(andthecorresponding
beingstheyhaveastheirobjects).Theexampleheusestomoveawayfromthewaxblockand
towardtheaviaryisonewhichheandTheaetetusclaimbelongssolelytoonefaculty.Socrates
says:
Whatabouttheeleventhatonedoesnothingotherthanthink;doesthisargument[thewaxblock]sayotherwisethanthat
onecouldneversupposeittobetwelvethatonealsothinks?54
Heexplainsthatthiserrorclearlyhappenswhenonesetsbeforehimselffiveandseven
themselves(asopposedtofiveandseventhings)andsupposesthemtobeeleven.Thiserror,it
seems,takesplaceinthoughtalone,withoutanyneedformultiplefaculties.This,however,
wouldtakeusbacktotheproblemassociatedwiththefirstargumentofthesection:mistaking
onethingheknowsforanotherthingheknows.Thiskindoferrorhasalreadybeenagreedto
beimpossibleandwastakenasthefirstgroundfortheimpossibilityoffalseopinion.
55
Thus,
acceptingthearithmeticalexampleoffalseopinionseemstoleaveuswithaninsoluble
dilemma.AsSocratessays:
Socrate s:Butthenonehastoshowthathavingfalseopinionisanythingbuttheswervingofathoughtinrelationtoa
perception,forifitwerethat,wecouldneverbewronginthoughtsthemselves.Butnow,yousee,eitherthereisnofalse
opinion,orit’spossiblenottoknowthethingsoneknows.Andofthese,whichdoyouchoose?
The ae te tus:You’reputtingforwardachoicethere’snowaythrough,Socrates.56
Theaetetus’responsehereseemstoberightontarget.Howcanonechoosebetweenthe
impossibilityoffalseopinionandtheimpossibilityofnotknowingwhatisknown?Theseare
thechoicesofferedbyHeraclitusandProtagoras,thechoicesthatwererefutedearlier.
57
We
arefacedwiththisdilemmaasadirectresultoflimitingourinvestigationoffalseopinionto
onefaculty,andhencetoonelevelofbeing,forasseenbeforetherecognitionoflevelsof
beingmakesnotknowingwhatisknownintelligible.
Torepeat:theexistenceoffalseopinionrequiresnotknowingwhatyouknow,andthis
ignoranceofwhatisknownisonlypossiblebyintroducingmultiplelevelsofbeing.But
Socrates’focussolelyononefacultyintheimageoftheaviaryhaseliminatedthewaxblock’s
methodforintroducingmultiplicityintobeing.Thus,solongasweremainintheconfinesofa
singlefacultywearestuckinaninsolubledilemma.
Platomustthereforecomeupwithanewwayoffindingthemultiplicitynecessaryfor
arithmeticalerrors.
58
Theprimarysolutionproposedbytheaviaryistointroducemultiplicity
intothefacultyofthoughtitselfbydifferentiatingthepotentialfromtheactual,or,touse
Socrates’phrasing,bydifferentiatingbetween“apossessingofknowledge”
59
and“ahavingof
knowledge.”
60
Oncesomeonehaslearnedsomethinghe(passively)possessesthatpieceof
knowledge.This(passive)possessionallowshimtorecallthepieceofknowledge,andwhile
thinkingwhathe(passively)possessedhe(actively)“has”it.Theerrorinjudgmentoccurs
whenhemistakesonepieceofknowledgethatheactively“has”foranotherpieceofpassively
possessedknowledge.Intheimagethedistinctionbetweenactiveandpassiveisthedifference
betweenholding(orhavingre-caught)apreviouslycaughtbirdasopposedtohavingabird
storedintheaviarysomewherebutnotholdingit.
Thinkingbacktotheargumentfortheexistenceofthesoulitshouldbeobviousthatthere
issomethingamisswiththeimageoftheaviary.Accordingtotheimage,thepiecesof
knowledgearecollectedfromexperience.Theaviarystartsoutemptyandisslowlyfilledover
time.Thisisnotatallthepictureofknowledgethatwesawthroughtherefutationof
knowledgeisperception.Previouslywesawthatknowledgeisfoundonlyintheactivityofthe
soulitselfthroughitself,andishadonlyofwhatis,andhenceisknownonlythroughthe
commonsthemselves.Thatwhichisgatheredfromexperienceisneverofthecommons
themselves,butalwaysinvolvessense-content.Thus,theaviary’sclaimtorepresentnumbers
themselves(i.e.,elevenitselfasopposedtoelevenapples)cannotbeaccurate,atleastnot
insofarastheobjectsofpurethoughtaretheunmixedcommons.
Takingtheaboveintoaccount,wecanraisethisquestionabouttheaviary:whatactually
aretheobjectsofjudgmentthatbelongtothefacultythattheaviaryissupposedtorepresent?
Theimageexplicitlydistinguishesthisthinking(dianoia)fromjudgmentsthataredirectlytied
toperceptiblecontent,anditimplicitlydistinguishesthisthinkingfromjudgmentsaboutthe
commonsalone(bytyingtheobjectsoftheaviary’sjudgmentstowhatisgatheredfrom
experience).Thus,theobjectsofdianoiaareneitherthecombinationofsensecontentand
commonsthatconstitutetheparticularsfoundinexperiencenoraretheythecommonsalone
thatbothmaketheobjectsofexperiencepossibleandconstitutetheproperobjectsof
knowledge.Inmakingdianoeticjudgmentsaboutthenumbersevenweareneitherthinking
aboutsevenapplesnorarewethinkingaboutacommon.Rather,theobjectsofdianoiamake
upsomemiddlegroundbetweenthetwo.
Afullaccountofwhattheobjectsofdianoiaare(totheextentthatoneispossible)will
requiretherestofthebook(andthensome).Inbrieftheanswerliesinthenotionofa
universal.Dianoeticjudgments,asrepresentedintheTheaetetus,areapplicabletomorethan
oneobject(i.e.,theyarenotparticular),butarenotapplicableaswidelyasthecommons.The
objectsofdianoeticjudgment,rather,havealimitedgenerality.Therearetwoissuesthatwe
mustfaceincomingtoanunderstanding(totheextentthatitispossible)oflimitedgenerality,
andnotsurprisinglythetwoissuescorrespondtotheironenessandtheirmanyness.(1)What
connectstheseobjects(andtheirfaculty)tothatwhichunifiesthem(thecommons)andthat
whichtheyunify(theobjectsofexperience)?Thiswillbethefocusoftheinvestigationin
chapter3.(2)Whatdistinguishestheseobjectsfromoneanother?Thiswillbethefocusofthe
investigationinchapter4.Bothofthesequestionsalsoapplytotheobjectsofexperienceand
thecommons,butitiswithdianoeticjudgmentsthattheanswersbecomemostclear,for
reasonsthattheinvestigationwillhopefullydemonstrate.
Theimagesofthewaxblockandtheaviarybothfailtopresentuswithanaccurate
portrayalofthesoulitselfthroughitself.This,ofcourse,isnosurprisesincethesoulitself
throughitselfisindependentofimages.Thewaythattheyfailisnoteworthyforour
understandingofthesoul’snecessaryonenessandplurality.Thewaxblockrequiresusto
assumeasoulthatrelatesthedistinctfaculties.Similarlytheaviaryforcesustopositasoul
thatisdistinctfromthesinglefacultyrepresentedbytheaviary.Toputitintermsoftheimage:
Theaviaryisacontainerwithin
61
thesoulthatstoresthepiecesofknowledgecollected
previouslybythesoul.Theimage,besidesjustaskingustoviewtheaviaryaspartofthesoul,
alsoforcesustoconsiderthesoulenteringtheaviaryinsearchoftheknowledgethatit
contains.Theactiveknowingdescribedaboveisrepresentedintheimagebythesoulentering
intotheaviarythatitissupposedtocontainwithinitself.Inotherwords,therecallingof
previouslypossessedknowledgerequiresthatthesoulenterintoapartthatitcontainswithin
itself.Thisisclearlycontradictoryinthatthesoulmustbeawholewithinapartofitself.This
wasanissueinthewaxblockaswell.Thesoulhastostandoutsideofwhatitisdirectly
perceiving,outsideofthewaxblock,inordertorelatethetwoobjectsthatthefaculties
convey.Indeedthenotionofconveyanceitselfbringswithitexternality.Thus,accordingtothe
imagesthesoulmuststandapartfromthatwhichisapartofitself.Thismeansthatneitherthe
waxblocknortheaviarycanbeanaccuratedepictionofthesoulitselfthroughitself,which,as
therefutationoftheseconddefinitiontaughtus,istheprovinceofknowledge.Italsomeans
thatthesoul,asmultiple,willitselfrequireaprincipleofunity.
Conclusiontochaptertwo
Thethreeargumentshaveshownusthatinorderforfalseopiniontobepossiblewemust
introducemultiplicityintothesoul.Theimagesattemptedtointroducethepropermultiplicity,
andbydoingsohaveshownusonceagaintheneedtoseethesoulasone.ThustheTheaetetus
hasproventousthatthehumansoulmustbebothoneandmany.Theproofhasbeenbasedon
tworelatedassumptions.Thefirst,andmorefundamental,istheprincipleofnoncontradiction.
Withoutit,Socratesarguedearlier,wearestuckintherealmofHeraclituswherenothingwe
sayorthinkcanpossiblyhaveanymeaning.Thesecondassumptionisthatthereisfalse
opinion.Denyingfalseopinionleavesusboundtoattributeequalworthtoanyjudgmentaswe
foundtobethecaseinthe
Protagoreanrealm.
Extricatingourselvesfromthesetwoparallelextremeshasleftuswiththeproblemof
makingsenseofasoulthatisbothoneandmany,asoulthatmaywellbecapableofbeing
entirelywithinapartofitself.Theone/manycharacterofthesoulisalsoreflectedinitsability
tograspmultiplelevelsofbeing,eachlevelofbeingcorrespondingtoafacultyofthesoul.
Thelevelsofbeingarethegroundforthepossibilityoffalseopinion,whichmustbepossible
sinceTheaetetus’opinionthatknowledgeistrueopinionturnedouttobefalse.Wehave
sketchedanoutlineoftheselevelsofbeing,andthegeneralkindsofobjectstobefoundon
eachlevel.Furtherinsightintothelevelswillbeuncoveredbychapter3’sinvestigationinto
therelationbetweenthelevels,andchapter4’sinvestigationintothedifferencebetweenthem.
Allofthisisplayingoutinwhatweareseeingisahierarchyofbeingalongthelinesofthe
hierarchyproposedbyPlotinusintheEnneads.AhierarchyholdingfatherParmenides’Oneat
thetopandworkingdown,throughthesoulitselfthroughitself,andthroughthesoulitself
throughanother,towardtheever-flowingriversofHeraclitus.
Notes
1.151e-187a.
2.184d-187a.
3.αὐτὴδι᾽αὑτῆςἡψυχὴ(185e1and185e6).
4.Socratesmakesthisassumptioninrelationtoperceptionat152c.
5.“Aren’tsomethingsbynatureforbothhumanbeingsandanimalstoperceiverightfrom
birth,allthoseexperiencesthatstretchthroughthebodytothesoul,whileotherthings,
gatheredup[ἀναλογίζομαι]abouttheseinconnectionwiththeirbeingand
advantageousness,cometobepresentwithdifficultyandovertime,throughmanytroubles
andthrougheducation,tothosetowhomtheycometobepresentatall”(186b11-186c5).
6.Cornford(1935)recognizesthisaswell(p.102).
7.187a.
8.PerhapsitisworthremindingourselvesthattheentirediscussionbetweenSocratesand
Theaetetustakesplaceunderthepretextofanexaminationoftheyoungman’ssoul(145b).
9.184d.
10.D.K.Modrak(1981)makesasimilarsuggestion,thoughdifferencesariseinour
explanationsofwhySocratesemphasizestheamountoftimeandeffortittakestograspthe
commons.Modraksuggests(46-47)thattheneedfortimeandenergyindicatesthatSocrates
probablythinksthatousia,andtheothercommons,cannotbepresentinsimpleperceptions
suchas“thisisred.”Myaccountsuggestshowevensimplejudgments,suchas“thisisred,”
canbothrequirecommons,andyetstillentailthatthecommonscanonlybegraspedwith
timeanddifficulty.Ontheotherhand,Burnyeat(1976)argues(primarilythrough
philologicalmethods)that“whatthesouldiscoversinperceptionisexternaltoand
independentofourselvesandourbodies”(43).Thisseemstobeentirelycountertomy
positionhere.However,Burnyeatalsoassertsthat“toperceivesomethingisnot,assuch,to
beawareorconsciousofitasbeinganythinginparticular”(50).Thisisverymuchinline
withatranscendentalreadingoftheargumentinthatitdeniestheintelligibilityofanything
thatmaybeexternaltotheindividualperceiver/thinker.
11.514a-520a.
12.147d-148b.
13.147d-e.
14.Inhisexpressionofwhattheydidwhentheymovedfromthemoreparticularinstancetothe
moregeneralgrasp,Theaetetususesthetermἀπεικάζω(147eand148a),whichcanbe
translatedinseveralways,suchas“imaging”(Sachs),or“compared”(Levett),or
“likened”(Cornford).
15.Chapterfourwilladdresstheseissues,butitwilldosoinawaythatshowsthatourgrasp
ofthenuancesoftherelationsbetweentheselevelsmustbeincomplete.
16.181c-183c.
17.Thesense-contentisundifferentiatedtome.Whetherornotitisundifferentiatedinitselfis
beyondthescopeofthecurrentdiscussion.
18.Onecanconceiveofthismis-relatingasmistakingaformforitsinstantiation,orviceversa.
19.Ackrill(1966)p.386.
20.Ibid.p.387.
21.Howmanyandwhichcommonsareinvolvedinanyjudgmentisadifficultquestion,andone
that,becauseitisnotnecessaryforthecurrentaccount,willnotbeaddressedhere.
22.Itisworthremindingourselvesthatitis,asyet,unclearifweshouldthinkofthecommons
asbeingwithinthesoul,orifweshouldthinkofthemsomehowasthesoulitself.Thislatter
optionhasthefurthercomplicationthatproperlyspeakingtherewouldthenonlybeone
common,forthesoul,astheprincipleofunity,isone.Thiscentralandcomplexissuewill
beexaminedingreaterdetaillaterinthischapterandinthefinalchapterofthebook.
23.Ibid.pp.386-387.
24.Itisactuallymorecorrecttosaythatheismanyobjectsofexperience.
25.Thedistinctionbetweenexperience,judgment,andthought,canonlybemadeloosely.Allof
themaresomekindofgraspofthatwhichisoneandmany.Thesourceofthedifferences
betweenthemisdeterminedbytheirattachmenttosensecontent.Experienceissomething
likesimpleperceptionwithonlythemostbasicdistinctionsbeingmade.Judgmentinvolves
usinglogostofindprinciplesofunityofobjectsofexperience.Andthoughtinvolves
findingprinciplesofunityforprinciplesofunity(perhapsevenforthecommons
themselves).Again,thereisnowaytodrawclearlinesbetweentheseactivitiesandthere
objects.Thereasonforthiswillbediscussedinchapter3,andbethefocusofthe
examinationinchapter4.
26.156a-b.
27.157a.
28.188c-d.
29.429d.
30.236e.
31.283e.
32.188e-189a.
33.SocratesgivesanargumentattheendofBookVoftheRepublicthatdealswiththese
issues.InarguingfortheruleofthephilosopherSocratesdistinguishesbetweenthevarious
facultiesbyappealingtotheirobjects.Hesays,“Inacapacity(δύναμιν)Ilookonlytowhat
it’sdirectedtoandwhatitaccomplishes,andbythatIcalleachofthemacapacity,andthat
whichisdirectedatthesamethingandaccomplishesthesamethingIcallthesame
capacity,whileIcallthatwhichisdirectedatsomethingdifferentandaccomplishes
somethingdifferentadifferentcapacity”(477d).Socratesusesthisaccountofcapacities(or
faculties)todistinguishknowledgeandopinion,i.e.,knowledgeisthecapacitythatdeals
withthethingsthatare,whileopinionisthecapacitythatdealswiththethingsthat“lie
betweenwhatispurelyandsimplyandwhatinnowayis”(477a).Thisisverysimilarto
whatisbeingassumedintheTheaetetus,apossibledifferencebeingthatintheTheaetetus
thatwhich“purelyandsimplyis”iscontainedwithinthesoulitself.
34.ἀλλοδοξία(189b12).
35.ἀλλοδοξίαντινὰοὖσανψευδῆφαμενεἶναιδόξαν,ὅταντίς<τι>τῶνὄντωνἄλλοαὖτῶν
ὄντωνἀνταλλαξάμενοςτῇδιανοίᾳφῇεἶναι(189b12-c2).
36.ἀναμιμνῄσκουδὴεἰπώποτ᾽εἶπεςπρὸςσεαυτὸνὅτιπαντὸςμᾶλλοντότοικαλὸναἰσχρόν
ἐστινἢτὸἄδικονδίκαιον(190b2-4).
37.οὐκἔστικαλός(143e8).
38.καλὸςγὰρεἶ...(185e3-5).ThiscommentonthebeautyofTheaetetusbySocratesis
causedbyTheaetetus’assertionthattherearesomethings(i.e.,thecommons)thatthesoul
engagesinitselfthroughitself.Theaetetus’beautyisattachedtohisabilitytoseparatethe
commonsfromthesenses.SocratesgoesontosaythatTheaetetus’recognitionthatthereare
somethingsthesoulthinksitselfthroughitselfhassavedhimalongaccount.Onthe
interpretationofthetextbeingofferedherethiswouldindeedhavebeenalongaccount.
Theaetetus’acceptanceoftheactivityofthesoulitselfthroughitselfisanadmittanceofthe
presenceofthecommonsinthesoulpriortoanyperception.Iaminthemidstofarguing
thatthisamountstonolessthananacceptanceofthegroundsforthepossibilityof
recollectionandtheexistenceoftheforms.
39.184d3.
40.Whatwecansayaboutthedifferencebetweensubstanceandappearanceishighly
problematic.Sincethebeingofappearanceliesinsubstanceitwouldseemthatwhatmakes
appearancedifferentfromsubstancemustbe“notbeing.”Thiswillbethesubjectofchapter
4’sinvestigation.
41.Andamorecompletewaysinceitistheprincipleofunityoftheappearance.
42.185d-e.
43.152c.
44.Wewillseelater,however,thatthisdoesnotmeanthatitiscorrecttothinkofthejudgments
aboutthecommonsthemselvesasbeingjudgmentsaboutwhatpurelyis.
45.152c.
46.Therearethreesuchcasesofpossiblefalseopinionoutofthetotalofseventeencases
investigated.Ithasbeenpointedout(Sachsp.97n.47)thatthenumberofcases
investigatedbySocrateshere(seventeen)isthesameasthenumberofcasesinvestigatedby
Theodorusinhisinvestigationofsquareandrectilinearnumbers.Itisalsoworthnotingthat
thethreecasesofpossiblefalseopinionthatSocratesdiscoversisthesameinnumberas
thethreesquarenumbersthatTheodoruswouldhavefoundinhisinvestigation.Whatreason
Platohasforaligningfalseopinionwithsquarenumbers,oropinionwithnumberin
general,isadifficultquestiontoanswer.
47.Itshowsusthisbyitselfbeinganobjectofjudgment.Theimageofthewaxblockisbeing
judgedtobethesameasjudgmentitself.
48.Ionlyraisethisasapossibilityforitisnotatallself-evidentthatmemoryremembers
thoughtsasthoughts,oropinionsasopinions,orperceptionsasperceptions.
49.Whetherwetaketheimpressioninthewaxtoreferbacktotheperceptionitself,orwhether
wetakeboththeimpressionandtheperceptiontoreferdirectlybacktothesoul(or
principleofunity)ofthatwhichisperceivedmakesnorealdifferenceforthisaccount
(thoughitisimportantforanunderstandingofwhatmemoryis).Wehavealreadyargued
thatthesoulistheprincipleofunitythatallowsforthebeingoftheobjectofperception,
andasaresultevenifwetakethememorytorelyon(i.e.,getitsunityfrom)theperception
thatwouldstillmeanthatfundamentallyitisunifiedbythesoul(astheprincipleofunityof
itsprincipleofunity).Besides,theimportantpartformyaccountisthatthereissome
differenceinbeingatworkhere,i.e.,inorderforjudgmenttobefalsethejudgmentmust
somehowbemixinganobjectandthatobjectsprincipleofunity.
50.Hedoesthisat187a,whenheidentifiestheactivityofthesoulitselfthroughitselfwith
opinion.
51.190b.
52.Thatis,falseopinionrequiresamultiplicityoffaculties.
53.διανόημα196b6
54.195e.
55.188a.
56.196c-d.
57.Theimpossibilityoffalseopinionwasamajoraspectoftheaccountattributedto
Protagoras.Falseopinion’simpossibilityobviouslymeanttherewasnoproblemnot
knowingwhatwasknown,forsinceknowledgewasperception,andthatwhichwas
perceivedonlyexistedinsofarasitwasperceivedtherecouldbenothingthatexistedthat
wasnotknown.163a-165eaddressestheseissuesinProtagorasandHeraclitusmost
directly,buttheyarerelevantthroughouttheentireinvestigationintoTheaetetus’second
definitionofknowledge.
58.Platocouldsimplyavoidthedilemmabydenyingtheclaimthatarithmeticalerrorstake
placeinthoughtalone.Thereseemtobetwowaystodothis.Thefirstistotreatarithmetic
likewetreatedobjectsinthewaxblock,whichwouldamounttoassertingthatthereisno
sevenitself,butrathertothinkofsevenisalwaystothinkofsevensomethings.This,
however,wouldputusbackinthepositionofthosewhodenyjudgmentsofthecommons
alone,apositionwhichhasdireconsequencesforthepossibilityoffalseopinion.Theother
alternativeistorecognizethatthecommonsthemselvesaremultipleandhencerequiretheir
ownprincipleofunity.Ifweidentifythecommonswiththesoulthenthemultiplicityofthe
commonsentailsamultiplicitywithinthesoulitselfthroughitself,whichinturnmeansthat
thesoulitself,asthemultiplicityofcommons,requiresahigherprincipleofunity.Sinceit
ispreciselyintherelationshipbetweenthatwhichunifiesandthatwhichisunifiedthatwe
findthemultiplelevelsofbeingthatallowforfalseopinion,thisintroductionofmultiplicity
innumberwouldofferawaytoaccountforthearithmeticalerrorinquestion.Itwould,
however,haveaccomplishedthisonlybyintroducinganewlevelofbeing;thelevelwhich
suppliestheprincipleofunityforthecommons.
59.ἐπιστήμηςκτῆσιν,197b3-4.
60.ἐπιστήμηςπουἕξιν,197b1.
61.191c8,194c5,and197d4-6.
ChapterThree
TheSamenessBetweentheLevelsofBeing(201c-210d)
Introduction
WehaveseenthroughthefirsttwochaptersthatPlatohasencloseduswithinan
opposition.Thepossibilityofmeaningfuldiscourseariseswiththepossibilityofcontradiction,
bothofwhichdependupontheexistenceofsubstanceorousia.Theexistenceofousiainturn
underminesthepossibilityofapurelyHeracliteanaccount,ousianotbeinginflux,butrather
persistingthroughit.Thebeingofousiaasopposedto,andconjoinedwith,thenon-being(or
becoming)offluxgeneratesthelevelsofbeingthatwefoundintherefutationof“knowledgeis
perception.”ThroughthediscussionfollowingTheaetetus’secondproperdefinitionof
knowledge(“knowledgeistrueopinion”)werecognizedthatitisthesemultiplelevelsof
beingthatallowforthepossibilityoffalseopinion,allfalseopinioninvolvingamistakingof
onelevelforanother.Error’sneedformultiplelevelsofbeing,however,meansthatapurely
Parmenideanaccountunderminesthepossibilityoffalseopinion.Thus,byacceptingboththe
possibilityofmeaningfullogosandthepossibilityoffalseopinion
1
wefindourselves
embracingtheunificationoftheOneandmanyspreadoutoverlevelsofbeing.
Eachofthelevels(inbetweentheOneandnon-being)mustbeacertaincombinationof
onenessandmanynessthatisboththesameasanddifferenttotheotherlevelsofbeing.They
mustallbethesamebecause(1)theyarealllevelsofbeingand(2)eachofthelowerlevels
getsitsbeingfromitsrelationtothehigherlevels.Indeed,insomesense,whateachofthe
lowerlevelsisisfoundonlyinthebeingofthehigher.Andyetdespitethissamenessthe
possibilityoffalseopinionrequiresadifferencebetweenthem.Aswesawthegraspof
Theaetetusasanobjectofperceptionmustbedistinctfromthegraspofhimasasoul.Thus,
therearetwofundamentalquestionsthatmustbefacedifwearetounderstandthelevelsof
being:(1)howarethelevelsthesameasoneanother?and(2)howarethelevelsdifferent?
Thischapterwillattempttoaddressthefirstofthesequestions.Thefourthchapterwilltryto
dealwiththesecond.
2
Outlineofupcomingargument:
Therefutationofthefinaldefinitionofknowledgeas“trueopinionwithanaccount”(μετὰ
λόγουἀληθῆδόξαν,201c-d)isbrokenintotwoprimarysections,eachonecorrespondingto
oneofthetwopartsofthedefinition.Thefirstmainsectionistheatomisticaccountofthe
dream(201d-206a).Thissectionisthemostexplicitaccountofthelevelsofbeingofferedin
thedialogue,thoughitendsinaporia.Thesecondmainsectionisanattempttodefinelogosin
suchawayastosolvetheaporiathatarisesoutofthedream(206c-210b).ThroughSocrates
andTheaetetus’attemptstosalvagethedreamwecometoseethatlogosistherelation
betweenthelevelsofbeing.Thesetwoprimarysectionsareseparatedbyabrief,yetcrucial
argumentagainstthedream(206a-206c).
Thedreamdividesobjectsintoelementsandcompounds.Elementsareoneanddonot
admitoflogosorknowledge,whereascompoundsaremanyanddoadmitoflogosand
knowledge.Thus,thedreamviewsobjectsaseitheroneormany.Wewillseethatthisstrict
dualityinthedreamcreatesadilemma.Thedilemmacanbeovercomebyrecognizingthat
besidesthepossibilityofobjectsbeingoneormany,thereisalsothepossibilityofthembeing
oneandmany.Puttingitinthetermsthattheinvestigationwilluse,insteadoftryingtothinkof
anobjecteitherasallitsparts(πᾶς)orasasinglelook(ἰδέα),wemustthinkofitasa
collectionofallitspartsthatisalsoasinglelook,i.e.,wemustthinkofitasawhole(ὅλος).
Thisisanotherwayofsayingthatallintelligibilitydependsuponthecombinationofoneness
andmanyness.Furtherwewillseethattheall,thewhole,andthesinglelookareanotherway
(andperhapstheclearestway)ofrepresentingthelevelsofbeing.
Thelogosoflogosthatconcludesthedialogueholdsthekeytounderstandingthe
movementbetweenthelevelsofbeing.Itisthroughlogosthatweareabletounderstandthe
movementfromthealltothewhole,andfromthewholetothesinglelook.Thismovementcan
becalled“comingtoknow,”thoughwewillseethatintheinstantthatwecometoknowwe
simultaneouslyceaseknowing.Coming(andceasing)toknowinthiswaywillshowitselfto
betheactofgraspingaprincipleofunity,whichispreciselywhatweshouldexpect
consideringourinvestigationsuptothispoint.
Thegeneralpositionthatarisesoutofthesesectionsisthatthelevelsofbeingarealso
levelsofknowing.Thereisnologosexpressiveofknowledgepreciselybecauselogos
belongstotheintermediaryrealmbetweenoneandmany,whilegenuineknowledge,
3
beingof
whatisone,belongstotheParmenideanrealmofpureoneness.Inorderforlogostobe
possibletheremustbesomeinitialobjectgraspedasonething,andtheremustbethe
possibilityofrepresentingthatobjectthroughitsmultiplicity.Anyobjectthatcanbe
representedthroughitsmultiplicitymusthaveahigherprincipleofunitythatisdistinctfrom
itselfassomethingmultiple.
4
Thegoaloflogosistoallowthethinkerorhearerofthelogosto
movefromaninitial(lower)graspofanobject,throughthatobject’smultiplicityas
representedinthelogos,andtoahighergraspoftheobject’sprincipleofunity.Inotherwords
agoodlogosallowsustogofromgraspinganobjectasitisonalowerlevelofbeingto
graspingthatobjectonahigherlevelofbeing.Thus,asuccessfullogoswillleaveitself
behindasitgraspsthehigherunitythatitbothseeksanddependsupon.
Onepositiveoutcomeofthisdialecticisthatthedialogue’sfailuretogiveanaccurate
logosofknowledgeturnsintoa(potential)success;forifmyreadingiscorrect,thedialogue’s
ostensiblefailuretoexpressknowledgeisakindofconfirmationofitsownclaimthat
knowledgeisinexpressible.Failingtobeabletosaywhatknowledgeisistheconsequenceof
graspingthatgenuineknowledgeisofwhatisone.Thedenialthatthereisanylogosof
knowledgedoesnot,however,underminethepossibilityofknowledge.Itdoes,however,leave
usfacingtheimposingquestionsofwhatrelationlogoscouldhavetoknowledge,andwhat
value(orevenbeing)logoscanhaveas(atleastpartially)separatefromknowledge.
Thedreaminreturnforadream(201c-202c)
Theaetetus’rememberingofsomethinghe“heardsomeonesaying”leadstohisfinal
definitionofknowledgeastrueopinionwithanaccount.
5
Thisistheonlyproperdefinition
offeredthathastwoparts.Wewillseeinthischapterthathavingtwopartstothedefinition,
opinionandlogos,isasignificantmovementforwardincomingtograsptheincompletenessof
anydefinitionofknowledge.Inshort,weshallseethatthetwopartsofthedefinitionsignify
thecontradictorynatureofallobjectsoflogos,thatitbebothoneandmanyatthesametime;
opinioncorrespondstotheonenessrequisiteforanygrasp,andlogoscorrespondstothe
manynessthatdependsupononenessforitsbeing.Theonenessofopinionandthemanynessof
logosareeachtobeunderstoodintwoways.Theonenessofopinionisthatfromwhichlogos
beginsandalsothattowhichlogosisdirected.Inotherwords,opinion,asitisusedhere,isa
generictermforagraspofaoneness,andassuchcanrefertoboththatwhichisunifiedand
thatwhichunifies.Thisalsoexplainsthetwotypesoflogos:logostowardtheprincipleof
unityandlogosawayfromit.
Socrates’fillinginofTheaetetus’incompletememoryleadstothefollowingaccountof
knowledgeastrueopinionwithalogos.Allthingseitherfallintotheclassofelements
(στοιχεῖον)orintotheclassofcompounds(συλλαβή).
6
Theelementsarewithoutparts
whereasthecompoundsarecomposedoftheelementalparts.AsSocratessays:
There’snothingforit[theelement]otherthantobenamedonly,sinceithasonlyaname,butthethingsmadeoutofthese
arealreadycomposite,andjustastheyareintertwined,sotoowhentheirnamesareintertwinedinthesamewaytherehas
cometobeanarticulation(λόγον),sincetheverybeing(οὐσίαν)ofanarticulationisanintertwiningofnames.Sointhat
waytheelementsareinarticulableandunknowable,thoughthey’reperceptible,butthecompoundsareknowableand
speakableandcapableofbeingheldintrueopinion.7
Thegeneralideabehindthedream’saccountiseasyenoughtofollow,thoughallofits
consequencesareverydifficulttograsp.Onlycompoundsarecapableofhavingalogosand
beingsubjecttotrueopinion;sincethesearethetwocriteriathecurrentdefinitionattributesto
knowledge,thecompounds,andthecompoundsalone,arecapableofbeingknown.Accepting
thisposition,however,putsusinadilemma.Ifthecompoundissimplyalltheelementsthen
theaccountholdsthateachoftheelementsbeingunknowableonitsownbecomesknownwhen
heldtogether.Thisisdeemedasabsurd.
8
Whilethereisnojustificationforthisclaimof
absurdityTheaetetus’reasonfordeemingitsoseemstobethatiftheelementsareunknown,
andifthecompoundisnothingotherthanalltheelements,thentosaythatthecompoundis
knownthroughtheelementsistosaythatignoranceisthegroundforknowledge.Theother
optionisthatthecompoundis“someonelook”
9
arisingoutofallofitselements;butasone
look,itiswithoutpartsand,hence,hasnologos,whichmeansthataccordingtothecurrent
definition,thecompoundwillalsobeunknowable.Thus,ineithercase,whetherwemakethe
compoundtheall(πᾶς)orsomeonelook(ἰδέα),itisunknowable.
Theconnectionsbetweenthelevelsofbeingdiscussedearlierinthebookandthecurrent
distinctionbetweencollectionsandsinglelooksareevident.Thetwooptionsforidentifying
thecompoundthusfarofferedareitsmultiplicityanditsprincipleofunity,neitheroneof
whichallowsforknowablecompoundswhilemaintainingthedefinition’sdenialofknowable
elements.Asweshouldexpectfromchapters1and2,thereisathirdoptionbesidesthealland
thesinglelook.Thisthirdoptionisthecombinationofoneness(representedbythesinglelook)
andplurality(representedbytheall).Besidestheallandthesinglelookthewhole(ὅλος)is
brieflyintroducedasthethirdoptionforexplainingwhatthecompoundis.Thiscombinationof
theoneandmanyisofferedandthenwithdrawnbySocratesinthecourseoflayingoutthe
dilemma.Itisintheintroductionand(intentionally)fartooabruptdismissalofthisthirdoption
thatthemeatofthissectionistobefound.
10
Afterpresentingthefirsthornofthedilemma(associatedwithidentifyingthecompound
andtheall)Socratesbeginstoshifttotheotherhorn(identifyingthecompoundwiththesingle
look).Thisshiftisinterruptedbytheintroductionofamiddlegroundrepresentedbythewhole,
whichischaracterizedaswhat“hascomeintobeingoutoftheparts[and]isalsosomeone
form(εἶδος),differentfromalltheparts.”
11
Thewholeistheone(i.e.,thesinglelook)andthe
many(i.e.,theall).Thisnewwhole,asbothoneandmany,ispreciselywhatwe’vebeen
pointedtowardfromtheverybeginningofthedialogue.YetSocratesarguesagainstthewhole
beingdistinctfromtheall,eventuallyabandoningitasadistinctoption,andtherebytrapping
usinthedilemma.WhydoesPlatohaveSocratesdothis?IfIamrightthatthisthirdoptionis
whatwearelookingfor(andwhatPlatowantsustofind),
12
thenitfollowsthatthearguments
Socratesusestoeliminatethedistinctionbetweentheallandthewholeshouldbeflawed,and
flawedinawaythathelpthereadersmoveintheproperdirection.ThisispreciselywhatI
thinkhappensinthedialogue,andwhatIwilltrytoshow.Inmyview,Platoisonceagain
tryingtohelpusthinkthroughtherelationbetweentheunifierandtheunified,arelationwhich
isessentialtothepossibilityoflogos,andheisdoingsobygivingalogosquestioningthe
beingofsucharelation.
Therearetwopartstothedialogue’sinvestigationofthewhole.Thefirstisanargument
identifyingtheallandthewhole.ThisargumentgetsderailedbyTheaetetus.Thesecondis
anotherargumentidentifyingtheallandthewholethat,despitebeingacceptedbyTheaetetus,
isblatantlyfallacious.ThequestionwemustaskiswhyPlatousestheargumentshedoes?
Chapter2was,afterall,anargumentfortheexistenceofjustsuchawhole.WhythenisPlato
unableto,orwhydoeshechoosenotto,giveusaviableaccountofwhatawholeis?
IwillarguethattheexamplesSocratesusesinhisargumentidentifyingthewholeandthe
allactuallylayoutarelativelyclearpictureoftheexistenceoflevelsofbeing,whichagain
reaffirmstheexistenceofwholesasacombinationoftheallandthesinglelook.Thereason
thatPlatochoosesto,orreallyhasto,useanargumentthatfailstocapturethenatureofwholes
isbecauseofthelimitationsoflogosingeneral.Specifically,logosisunabletotrulycapture
beingatanylevel,butwhatitdoesdoisputthesoulinapositiontobeabletoleavelogos
behindandtherebygraspthebeinglogoscanneveractuallycapture.Inotherwordslogosisa
kindofspringboardthatcanbeusedtograspbeingatanylevel(atleastuptothecommons),
butonlyifthethinkeriswillingtojumpoffthespringboard.Thisiswhytheargumentfailsto
giveusanaccurateaccountofwholes:ithasto.Thewayitfails,ontheotherhand,isjustthis
kindofspringboardwhichgivesustheabilitytograspthekindofbeingawholemusthave.
This,again,isalsothecasewiththegraspingofknowledgeitself,andthereasonwhynot
beingabletogivealogosofknowledgedoesnotmeanknowledgeisnotpossible.
Denyingtheidentityoftheallandthewholeleavesus(onceagain)withthreelevelsof
oneness:theall,thewhole,andthesinglelook.Inonesensethesemirrorthelevelsseenin
chapter2,whichweresense-content,sense-contentmixedwithcommons,andcommons
themselves.Inanothersensethesethreelevels(all,whole,andsinglelook)allbelongtoeach
ofthethreepreviouslevelsinsofaraseachofthepreviouslevelsliesbetweenthepurefluxof
HeraclitusandtheutteronenessofParmenides.
13
Thiswillcomeoutbyworkingthroughthe
chapter,butthebasicideaisthatallthreelevelsexaminedinchapter2arelevelsbecausethey
represent(orcontain)akindofunity.Thedistinctnessbetweenthelevelshastodowiththe
degreeofonenessoftheunities;oneunitybeing“higher”thananotherinvirtueofcontaining
thelower’sprincipleofunity.Thus,sinceeachlevelrepresentsaunity,andallunitiescontain
theall,thewhole,andasinglelook,thecurrentinvestigationappliestoobjectsoneverylevel
ofbeing.
Theintentionallyproblematicargumentsidentifyingtheallandthewhole
(204a-205e)
Intheintentionallyproblematicargumentsidentifyingtheallandthewhole,thewhole
servesasastandinforthecompound.Justasinthedilemmathatfollowedfromthedream,
wherewefacedthequestionofwhethertoconceiveofthecompoundasanallorasinglelook,
sotoointhissectionSocrateschallengesTheaetetustodecidewhetherthewholeisanallora
singlelook.Inresponsetothequestionofwhetherthewholeandtheallarethesame
Theaetetussays“Ihavenothingclear,butbecauseyouurgemetoanswerconfidently,takinga
boldrisk,Isaythatthey’redifferent.”
14
Thus,theinvestigationstartsbyassumingthatthe
wholeandthealldiffer.ThisisareasonableassumptionbyTheaetetussincetheyhavejust
arguedthatthecompoundandtheallmustbedifferentifthedreamistobearfruit.Thereare
twoargumentsthatfollow;eachonepurportstodisprovetheidentityoftheallandthewhole.
Thefirstdoessobytryingtoidentifyboththeallandthewholewiththe“number”(ἀριθμός)
ofthething.Theseconddoessobyidentifyingboththeallandthewholewith“thatfromwhich
nothingislacking(οὗἂνμηδαμῇμηδὲνἀποστατῇ).”
15
Thefirstattemptedargument(204a-204e)worksthroughexamplesandisleft
uncompleted.Itbeginsbystatingthatthenumbersixisthesameasthreeplustwoplusone,
threetimestwo,twotimesthree,andanyotherexpressionthatequalssix.Inallthesecaseswe
speakofthesamething,i.e.,six.Sinceeachoneisequivalenttosix,whenwesayanyoneof
themwesayallofthem.Thus,sixisallofthewaysofsayingsix.Therefore,theall(six)isthe
sameasalltheparts(allthewaysofsayingsix),atleastforwhateveriscomposedof
numbers.Thedialoguecontinues:
16
Socrate s:Thenlet’sspeakoftheminthefollowingway.Thenumberoftheplethronandtheplethronarethesamething,
aren’tthey?
The ae te tus:Itappearstobe.
Socrate s:Andit’sthesamewaywiththenumberofthestade?
The ae te tus:Yes.
Socrate s:Andsoalsothenumberofthearmyandthearmy,andsimilarlywithallsuchthings?Witheachofthem,allthe
numberisallthething.
The ae te tus:Yes.
Sincethenumberisnothingotherthantheparts,andthepartsareagreedtobetheall,it
(supposedly)followsthatiftheallandthewholearedifferentthenthewholeisnotmadeof
parts,“sincethenitwouldbeanall,beingalltheparts.”
17
Havingestablished(supposedly)
thattheallisthesameasalltheparts,SocratesasksTheaetetusifitis“possiblethatapartis
theverythingthatitisasbelongingtoanythingelsewhateverthantothewhole?”
18
Accepting
thiswouldthenmeanthatthepartsbelongtoawhole,andhencewouldmakethewholeandthe
allthesame.Theaetetusavoidsthisbysuggestingthatapartcanbeapartofanallasopposed
toawhole.Thisresponseisintherightvein,asSocratesindicatesbytellingTheaetetusthathe
isbattlingina“manlyway”
19
andabandoningthislineofargumentinfavorofanother
approach.
ImmediatelyafterabandoningthefirstargumentSocratesturnstothesecond.Theallis
whenevernothingislacking.Awholeisthatfromwhichnothingislacking.Thatfromwhich
somethingismissingisneitheranallnorawhole,“thesamething,havingbecometogether,
fromthesamething.”
20
Thus,theallandthewholedon’tdifferinanyway.Thissecond
argumentseemstometobearelativelyobviousfallacy,alongthelinesofAisB,CisB,
thereforeAisC,thoughonecouldprobablydenythatthisishowtheargumentistoberead.
Theevidenceforreadingitasfallacious,however,canbefoundbylookingbackatthe
examplesusedinSocrates’previousattempttoprovetheidentityoftheallandthewhole.
21
Thefourexamples(six,theplethron,thestade,andthearmy)usedinthefirstargument
arealldistinctfromeachother,andrepresentakindofprogressionintomultiplicity.Witheach
successiveexampleitbecomesmoredifficulttoidentifythewholewithalltheparts.
Beginningwithsix,weshouldnoticethattheterm“part”isbeingusedinaparticular
way.Inthediscussionoftheaviary,Socratesmadethedistinctionbetweenanumberitself,and
anumberofthings.
22
Assumingheistalkingaboutsixitselfinthecurrentexample,itishardto
understandwhatitmeansfor3x2tobeapartofsix.Heisnotsimplysayingthatthreeandtwo
arepartsofsix,i.e.,whenyouhavesixthatthreeandtwoaredivisibleoutofit.Theclaim
alsoinvolvestheoperationofmultiplication.So,too,3+2+1involvestheoperationof
addition.Inwhatwayaremultiplicationandadditionpartsofsix?Aredivisionand
subtractionpartsofsixaswell,ordoesthefactthatyouhavetobeginthoseoperationswitha
numberlargerthansixprecludethemfrombeingpartsofsix?Thedifficultyisconnectedtothe
attributingofpartstothatwhichisnotmaterial.3x2,2x3,5+1,andalltheotherformulaedo
notseemtobeactualpartsofsix,butrathertheyaredifferentwaysthatsixcanbeexpressed.
Eachisaparticularlogosofsix,andassuchfailstocapturealltheotherlogoibelongingto
six.
Onemightsuggestthatthepartsofsixaretheunits.Theproblemwiththisisthatwethen
havetosaythatsixisequivalenttosixunits.Butthismeansthatwehavetousesixinthe
definitionofsix,aproblemwhichSocratesraiseswithboththefirstandlastattemptsata
definitionofknowledgeintheTheaetetus.
23
Theidentificationofthewholeandtheallinthe
caseofsixisprettyclearlytheeasiesttoswallowofalltheexamplesSocratesuses,butitis
easytoswallowpreciselybecauseitisfarfromclearwhat,ifany,partssixactuallyhas.In
otherwords,notonlyisithardtoargueagainsttheallandthewholebeingthesameinsix,itis
hardtoargueagainsttheallandthesinglelookbeingthesame!
Theplethron(whichisequivalenttoonehundredfeet)alsorepresentsaquantity,but
unlikesixtheplethronincludesameasureaswell.Inotherwords,theplethronisanumberas
itappliestosomething(inthiscaseadistance).Whatthenarethe“parts”ofthemeasureofa
distance?Shouldwedividetheplethronintomeasure(feet)andnumber(onehundred)?Or
shouldwethinkofthepartsassomesmallerunitsintowhichtheentireplethronis
commensurable?Forexample,sincetheplethronisonehundredfeet,thentheplethronis
composedofsinglefeet,contiguouslyarranged,andonehundredinnumber.This,however,
wouldmeanthattheallandthewholediffered,foreventhoughtheallandthewholebothare
onehundredfeet,thewholemustalsoincludeacontiguousarrangement.Theplethronasa
measureofwhatisspatialrequiresacertainsortofstructurethatisatbestdifficulttoseein
thenumbersix.
Thestade(whichissixplethra,orsixhundredfeet)hasallthesameissuesasthe
plethron,withtheadditionalfactthatthemeasurebecameidentifiedwithaspecificthing;as
JoeSachspointsout,thestade“isnotonly6plethra,butthelengthoftheracetrackatthe
Olympicgames,andhenceastandardwordforaracecourse;itisnotamereaggregate.”
24
Thestadeisnolongersimplyameasureofsomethingliketheplethron;itisalsothematerial
thinghavingthatmeasure.Whatthenqualifiesasapartofthestade?Notonlyisitnumber,
measure,andcontiguousarrangement,therearenowalsomaterialcomponentstoconsider.
Theexamplesoftheplethronandthestaderaiseseriousconcernswithidentifyingtheall
andthewhole,buttheexampleofthearmyshowstheidentitytobeblatantlyfalse.Anarmyis
clearlymorethanitsparts.Simplyhavingtenthousandmendoesnotanarmymake.Thereneed
tobeparticularrolesandaprincipleofordersettingeachroletoitstask.Somethingmust
allowtheinfantryandthearcherstooperatetogetherasasinglegroup.Gotoaboxingmatch,
andyou’llhavetenthousandmentogetherunderoneroof,butyouwon’thaveanarmy.The
“soldiers”won’tevenberootingforthesameend.Somethingmustbeaddedtothemere
multiplicity.Somethingmustunifythemintoaoneness.Thisdistinction,thepresenceofa
singleunifyingprinciple,ispreciselythedifferencebetweentheallandthewholethat
Socratesisarguingagainst.Oneofhisownexamplesseemstoclearlyunderminethe
equivocationheismakingbetweentheallandthewhole.Thisiswhythesecondargumentisa
fallacy;theallisthatfromwhichnopartsaremissing,andsoisthewhole.
25
Butthewhole
requiressomethingelsebesidesjusttheall.Itrequiresaform,orasinglelook.
26
Thus,theexamplesSocratesusestoidentifytheallandthewhole,andtherebyleaveus
withonlytheallandtheonesinglelookaswaysofunderstandingwhatthecompoundis,
underminethatveryidentity.Insteadofshowingthatthereisnowaytodifferentiatebetween
theallandthewhole,theexamplesSocratesusesseemtodependonjustsuchadistinction,
andinsodoingtheyofferfurtherevidenceforthelevelsofbeingthatIhavebeenarguingfor.
Thisleavesuswiththethirdoptionforwhatthecompoundis,athirdoptionthatissome
combinationoftheothertwooptions.Thereis,besidesthemanyandtheOne,aonethatis
many.Indeeditisobviousthatanargumentidentifyingtheallandthewholewillfail,justasit
isobviousthatanargumentidentifyingthewholeandthesinglelookwillfail;clearlythe
wholecannotbeidentifiedwiththeallorthesinglelookbecauseitmustbebothofthem.
Again,thereasonthatPlatoputssuchpoorargumentsandexamplesinthemouthof
Socrates,usinganargumentthatexplicitlyunderminestheneedforthewholewhileimplicitly
supportingit,hastodowiththenatureoflogosingeneral.Makingtheargumentdealingwith
alls,wholes,andsinglelooksblatantlyfallaciousisonewayPlatohasofindicatingtousthat
thereisnoconsistentaccountthatcanbegivenofthem.Anyattempttocapturethemin
languageisboundtofailbecausethebeingofsomethingisfundamentallyone,whilelogos
requiresmultiplicity.Thus,everylogosmustfallshortofthebeingofthatwhichitistryingto
express.Choosingthisargumenttopointtotheincompletenessoflogosisparticularlystriking
because,aswe’veseen,denyingtheexistenceofwholesunderminesmeaningfullogos
entirely.
27
ThepoornessofPlato’sargumentmakesitdifficultforthereadertofailtoseethat
somethingisnotbeinggraspedhere.WhatdirectionthenhasPlatogivenustonavigatethe
stormywatersassociatedwiththeseissues?
Itisfarfromanewclaiminthisbookthattheallandthesinglelookarefundamentally
unaccountable.Thefactthatthismayalsobethecaseforthewholeisdisturbing.Thewholeis
supposedtobethefertilemiddlegroundbetweenfluxandtheOne,anditsfertilitywasthought
tobeadirectresultofourabilitytothink,andtalk,aboutit.Butwhatareweactuallygrasping
whenwethinkaboutawhole?Ithasbeenarguedthatanyobjectofthoughtorlogosmustbe
onetosomedegree,andhencemusthaveaprincipleofunity.Ithasalsobeenarguedthatany
objectofthoughtandlogosmustalsobemanytosomedegree,andhenceissomekindof
compound.Thewholehasbothoftheseaspects,buthowdoesthatmakeitknowable?
Itisasiftheknowabilityofanythingisalwaysslippingjustbeyondourgrasp,orperhaps
moreaccurately,itisalwaysjustbeyondourlogos.Theallisgraspedonlyinsofarasitcanbe
seenasawhole.ThiswasseenintherefutationofHeraclitus;ifthereisnoprincipleofunity
andstillness,thenanythingiseverything.Thewhole,likewise,isonlygraspedwhenits
principleofunityisfound,therelationbetweenunifierandunifiedfoundinthewholebeing
thegroundforthelevelsofbeing,andhence,forthepossibilityoffalseopinion.Thesingle
lookandthecommonsaredoublyproblematicinregardstologos.Iftheyaretreatedas
entirelyone,whichisakintothembeingtreatedsimplyasthesourceofunityforcompounds,
thentheyadmitofnologos.Ifwerecognizethattheytoomustbemany(asthemultiplicityof
commonspresenttothesoul,andthediscussionofsix,suggested)thenweareleftscratching
ourheadsastowhatthemultiplicityis.Sayingwhatthismultiplicityiswouldamounttogiving
alogosofanall,whichisnotsomethingthatcanbedone.Andyetdespiteallofthisweare
capableofformingdifferentkindsofgrasps,andwearecapableofgivingmanytypesoflogoi.
Therelationbetweenourgrasps
28
andourlogoiisatthefocusoftherestofthedialogue,
andaccordingtomyaccountisreallyattheheartofeverydialogue.Thegraspandthelogos
seemtobemutuallyexclusive.Thegraspisalwaysofwhatisone,andhenceslipsawaywhen
weseektogivealogosofit.Logosisinherentlymultipleandhencewouldseemtoprevent
anypossibilityofagrasp.Thisproblemfinallycomestotheforefrontofthediscussionnow
becauseTheaetetus’finaldefinitionofknowledgeastrueopinionwithanaccountrequiresthe
unificationofagraspandalogos.
Havingeliminatedthewholeasanoption,thedream’sfirstattemptatanexplanationof
Theaetetus’finaldefinitionofknowledgehasfallenbackonthehornsofthedilemma;the
compoundisonlyasknowableaseithertheelementsorthesinglelook.Sincewecannotknow
eitherofthosethedreamremainsunabletoaccountforknowledgeastrueopinionwitha
logos.ThefailureisactuallysoextremethatSocratesreversestheentireaccount.
Thedreamreversed(206a-c)
UsingourchildhoodexperiencesinlearninggrammarandmusicasevidenceSocrates
pointsoutthat
Inlearningthem[thelettersofthealphabet]youperseveredinnothingotherthantryingtodistinguisheachoftheletters,
itselfbyitself(αὐτὸκαθ᾽αὑτὸἕκαστον),bysightandbyhearing,inorderthattheirarrangementwouldnotconfuseyou
whentheywerespokenorwritten....Thereforeinthosethingsinwhichweourselvesareexperiencedwiththeelements
andthecompounds,ifoneoughttoconcludefromevidencefromthesethingstoeverythingelseaswell,we’llassertthat
theclassofelementshasamoredistinctandmoreauthoritativerecognitionthanthatofthecompounds,forgettingholdof
eachlearnablethingperfectly,andifanyoneclaimsacompoundismoreknowable,andanelementisbyitsnature
unknowable,we’llconsiderthat,willinglyorunwillingly,he’sbeingplayful.29
Judgingbythethingswefirstlearnitistheelementsthatarethemoreknowablesincethey
makepossiblethe“gettingholdofeachlearnablethingperfectly.”Judgingbythesekindsof
pastexperienceswecometolearnthingswellonlybygraspingtheirelements.Hence,since
thegraspoftheelementsappearstobethecauseofourgraspofthecompound,wemustsay
thattheelementismoreknowablethanthecompound.
Thisargumentfromexperienceisalsoproblematic(evenifweignorethefactthatitis
basedonexperience).Clearlyitisinsufficienttocallknowledgeofthenotesknowledgeof
music.Amusicianisabletointerweavethenotes.Justlikethewritercreatesalogosby
interweavingnames,
30
sotoothemusiciancreatesamusicallogosbyinterweavingnotes.Itis
grantedthatinordertobeabletodoso,hemusthaveagraspofthenotes;butthisgraspisnot
initselfknowledgeofmusic.Thegraspoftheelementsissomethingakintoamaterial
conditionfortheknowledgeofmusic;theabilitytocreatethecompoundbyinterweavingthese
notesisclosertothefinalend.Learningtoidentifytheelementsispartoftheprocessof
becomingknowledgeable,justasSocratesasserts,butitisonlypartoftheprocess.Indeed
whatismissinghereispreciselywhatwasmissingintheexamplesidentifyingtheallandthe
whole.Thearmyisnotsimplyitspartsorelementsitisalsosomestructureorformtakenon
bythoseparts.Wemustbuilduptoknowledgeofthecompoundsthroughsomekindof
incompletegraspoftheelements.
Thisraisesthequestionofwhatanincompletegraspmaybe.Thisquestionisclosely
connectedtothequestionofhowitispossiblethatwecannotknowwhatweknow(raisedin
chapter2).Theargumentfortheincompletenessofourgrasps(anargumentwhichdoesnot
explainthe“how”wegraspincompletely,butonlyinsiststhatwedo)isthattheelementis
whatitisinvirtueofitsplaceinthecompoundofwhichitisapart.Socratessuggestsasmuch
inthedialogue.
31
Acceptingthismeansthatsincewegrasptheelementthroughourgraspofthe
compound,andwegraspthecompoundinitiallythroughourgraspoftheelements,
32
wemust
(assumingthepossibilityofknowledge)grasptheelementpriortoourgraspoftheelement.
Hence,wemustgrasptheelementonlypartiallypriortoourgraspofthecompound.
Theissuesatworkintherelationbetweenthedreamanditsreversalarefamiliarto
readersofPlato’sMeno.Thefamousparadoxfromthatdialoguefocusesonthesamebasic
oppositionthatwefindwhenwerelatethedreamanditsreversal.
33
Theparadoxarguesthat
learningisimpossiblebecauseonemusteitherlearnwhatonedoesnotknoworwhatone
alreadyknows.Onecannotlearnwhatonedoesnotalreadyknowbecauseoneneedstoknow
itinordertobeabletothinkit,andonecannotlearnwhatonealreadyknowsbecausewhatis
alreadyknowncannotbecomeknown.Inotherwords,wecannotlearnsomethingbystarting
withwhatisnotknownorbystartingwithwhatisknown.Thedreamsuggestsstartingwiththe
unknowableelements,whileitsreversalsuggestsstartingwiththeknownelements.To
recognizetheissuesinMeno’sparadoxistorecognizethatneitherthedreamnoritsreversal
willleadustoknowledge.Socrates’responsetotheparadoxalsosuggestswhatneedstobe
changedtoovercometheproblem.
The“solution”totheparadoxliesinthedoctrineofrecollection,whichholdsthatthe
potentialobjectsofknowledgeareknown(presentinoursouls)buthavebeenforgotten.
34
We
mustberemindedofthembyseeingimagesorrepresentationsoftheminotherthings.
35
RecollectionispresentintheTheaetetus,butitisstrippedofallitsmysticalovertones.The
commons,aswesaw,mustbeapriori,fortheyarethegroundsforthepossibilityof
intelligibleexperience.Wegrasptheobjectsofexperiencebyunifyingcommonsand
sensecontent.Knowledgeoftheseobjectsrequiresgraspingtheirprincipleofunity(the
commonsthemselves).Thus,inourinitialintelligibleexperiencewegrasptheobjectswithout
fullyknowingthem,i.e.,weknowthemwithoutknowingthem.Thissimultaneousknowingand
notknowingsupplieduswiththesolutiontotheproblemsoffalseopinion.Wealsosawin
chapter2thatthisknowingwhatisnotknown(ornotknowingwhatisknown)requireslevels
ofbeing.Thetwopoles(knowledgeandignorance)mustbecombinedtoallowforcomingto
know.
Consideringallthis,weshouldaskourselveswhatkindofmiddlegroundthereis
betweenthedreamanditsreversal?Thedreamsuggestsamovementfromunknowable
elementstoknowablecompounds,whilethereversalsuggestsamovementfromknown
elementstolessknowncompounds.TheovercomingofMeno’sparadox,aswellasthe
solutiontotheproblemoffalseopinion,hingesuponbeginningwithanobjectofjudgmentthat
isbothknownandnotknown.Toapplythistothedreamanditsreversalrequiresfindinga
wayinwhichtheelementisbothknownandnotknown.Thiswouldcorrespondtoaninitial
stageincomingtoknow,astagethatonitsownmustfallshortofknowledge,andyetisnot
completelyothertoit.Followingthemovementinthedialogue,wecanthenseeinwhatway
thisinitialgraspofanelementthatisnotfullygrasped(i.e.,notknown)isdevelopedbythe
generatingofacompoundoutofit.Andwecanalsoseeinwhatwayourgraspofthe
compoundisdevelopedbyrecognizingtheroleoftheelementinit.ThisiswhatItakePlatoto
suggestinthedreamanditsreversal:thebeginninginthesimpleisdevelopedbyananalysis
ofthecompound,whichinturnisthenfurtheredbyalookbackatthesimple.Thereis,touse
ananalogy,akindofaccordionmotionbeingsuggested.Amovementfromtheonetothemany
andthenbacktotheone.Forthistobevaluabletheremustbesomedevelopmentfromthe
initialgrasptothelatergraspthatisaccomplishedbybreakingtheinitialgraspintoparts.This
iswhatIintendonshowing,thoughitwilltaketheentirechaptertodoso.Theaccordion
motioncorrespondstoonenessgraspedonalowerlevelofbeing,whichisbrokenapart
throughlogosinordertoleadtoagraspoftheinitialgrasp’sprincipleofunity.
Thereisaproblemherethough.Howcantheinitialgraspofanelementleadtoagraspof
thecompound?Orinotherwordshowdoesthestudentofmusicmovefrom“knowledge”of
thenotestotheknowledgeofamusician?Howdoesonewho“knows”theletterslearnto
constructsyllables,andthenwords,sentences,andlogoiingeneral?Howdoesoneconstructa
whole,letaloneasinglelook,outoftheelementsasopposedtoconstructinganall?Howdoes
apersonconstructsomethingthathasanature(i.e.,ousia)asopposedtoamerecollectionof
parts?Thesearetheissuesthatareatstakeinthemovementfromtheelementtothecompound
andfromthecompoundtotheelement.
Theseproblemsofrelatingtheousiatotheallarefamiliarfrombothchapter2and
earlierinthepresentchapter.Wemustrememberthateverythinggraspedbythesoulispresent
onlyinsofarasitisseenasbeingone.Thisemergedfromtherefutationsofthefirstdefinition
ofknowledgeasperception.Withoutaprincipleofunity,everythingisinconstantflux.This
recognitionmakesitdifficulttoseehowwecanrelatethealltoanything,forwhatsetstheall
apartfromthewholeisthatitlacksaprincipleofunity.Howthendowehaveanysortofgrasp
oftheall?Wegraspitonlyinsofaraswethinkitunified.Butitistheousiaitselfthatsupplies
theprincipleofunityfortheall.Thus,inthinkingtherelationbetweentheousiaandtheall,we
needtohavepreviouslythoughttherelationbetweentheousiaandtheall.Tosaythesame
thinganotherway:tothinktherelationbetweentheousiaandtheall,weneedtohave
previouslythoughttheousiaitselfandtheallitself.Buttothinktheallitselfweneedto
supplyitwithaprincipleofunity.Theprincipleofunityoftheallistheousia.Thus,tothink
theallitselfweneedtothinktheallinrelationtotheousia.Therefore,tothinktherelation
betweentheousiaandtheallwemusthavepreviouslythoughttherelationbetweentheousia
andtheall.
36
Acceptingthisargumentmeansthatifwecometoknowanousiathroughtheall,thenin
doingsowemustbecomingtoknowwhatwealreadyknew.Fortheknowledgederived
throughallthepartsisoftheousia,butsimplygraspingallthepartsasanallrequiresa
previousgraspoftheousia.Whatthenisthemechanismbehindthislearningwhatonealready
knows?Whatactivityisthesoulengagedinthatallowsittorecollect?Inonesensetheanswer
isnomystery.SocratesconcludesthediscussionoftheTheaetetuswithalengthyexamination
ofit.Logosisthenameoftheactivitythatmovesfromtheelementtothecompoundandback
again.Itislogosthatallowsonetoturnbackintooneselfandrecollectwhatonehasalways
known.Theinvestigationoflogosthatconcludesthedialogue,whichwewillturntoina
moment,examinesinwhatwaylogosdoesthis.
Onemorethingworthnotingabouttherelationbetweenthedreamanditsreversal
37
is
thatthedream’sassertionthatthereisnologosoftheelementsisbroughtintodoubtbythe
dreamreversal’sassertionthat,basedonourpastexperience,thereisnograspofthe
compoundwithoutsomegraspoftheelement.Reasonfordoubtingthatitispossibletogivea
logosoftheelementswaspresent,however,priortothedream’sreversal.Lookingbacktothe
dream,Socrates,aftergettingTheaetetustoagreethatthelettersandtheelementsarethesame,
asksTheaetetustogivealogosofthelettersigma.Theaetetusresponds:
Howisanyonegoingtostateanelementoftheelement?Andinparticular,Socrates,thesigmaisoneoftheunvoiced
ones,onlyasound,asofthetonguehissing;andforbeta,inturn,there’sneithervoicenorsound,noristhereformostof
theletters.Soitholdsupquitewellforthemtobecalledinarticulable(ἄλογα),whenthemostdistinctofthemarethevery
seventhathavevoiceonly,andnoarticulation(λόγον)whatever.38
PayingsomeattentiontoTheaetetus’shortgrammarlecture,weshouldnoticethathisaccount
ofwhytheelementshavenoaccounthasactuallygivenanaccountoftheelements!Hehasnot
givenelementsoftheelements,buthehasnonethelessdifferentiatedtheelementsintothree
groups:thefirstbeingtheunvoicedandsounded,thesecondbeingtheunvoicedand
unsounded,andthethirdbeingthevoicedseven.Hehasdividedtheelementsintoclasses.
39
ThisisnotthefirsttimeTheaetetushasdefinedsomethingwiththismethod.Goingbacktothe
beginningofthedialogue,weshouldrecognizethismethodofdefinitionastheoneTheaetetus
usedindefiningcommensurableandincommensurablenumber,thekindofdefinitionthat
Socratesaskedhimtoduplicateinhisdefiningofknowledge.Thiskindofdefinition,aswe
sawbackinchapter1,
40
wasopposedtotheexampleSocratesusedindefiningmudaswater
mixedwithearth.Thetwodifferentmodesofdefinitionhaveonceagainmovedtotheforefront
ofthedialogue’sdiscussion.
Toreview:Onemethodofdefinitionworksbylistingalltheelements.Themainproblem
withthistypeofdefinitionisthatitlosessightofthe“singlelook,”which,astheprincipleof
unityofalltheparts,servestomakethewholewhatitis.Thesecondmethodofdefinitionisto
gatheramultitude“intoone.”
41
Thisamountstofindingthesingleclasswhichcapturesallthe
particularsfallingunderit,i.e.,itistofindthe“singlelook”thatissharedbyamultiplicity.
Thus,ourtwomethodsofdefinitionseemtooperateinoppositedirections.Thefirstmoves
towardHeraclitusbybreakingthecompoundintoitsparts.Thesecondmovestoward
Parmenidesbyfindingtheclassintowhichthecompoundfalls.Thisisclearlyparalleltothe
movementslaidoutinthedreamanditsreversal:thereisamovementfromtheelementstothe
compound,andfromthecompoundtotheelements.Turningnowtoaninvestigationoflogos
(asthedialogueitselfdoes),wewillseethatthesetwomethodsholdthekeytounderstanding
thetypeofknowledgethattheTheaetetussuggestswearecapableof.
Logos(206c-210b)
Theexplicitreasonthedialoguegives(206c)fortheexaminationoflogosisasanattempt
tocompletetheinvestigationintothedefinitionofknowledgeastrueopinionwithan
account.
42
Iwillbearguingthattheimplicitreasonisthatlogosholdsthekeytounderstanding
(insofarasitisunderstandable)thetransitioningbetweenthegraspingofsomethingasan
elementandthegraspingofitasacompound,andbetweengraspingsomethingasacompound
andgraspingitasasinglelook.Inotherwords,itislogosthatfillsthespacesbetweenthe
grasps.
Therearethreedefinitionsgivenforlogosaddedontothedefinitiongivenearlierinthe
dream.
43
Thefirsthastodowithmakingwhatispresenttothesoulapparent.Thesecondtakes
usbacktothedreambymakinglogosadivisionintoelements.Thethirdpushesustowardthe
definitionthroughdivisionthatthestrangerfocusesonintheSophist,andthatTheaetetus
himselfhasalreadygivenustwoexamplesof.
44
Eachofthethreefallwithintheoriginal
definitionoflogosasanintertwiningofnames.Therearemanywaysofreadingthissectionof
thedialogue,andmanydifficultissuescometothesurface.IsPlato’slogosoflogosinaccord
withoneofhisthreedefinitionsoflogos?Isthesectiononlogosmerelyacollectionof
distinctparts(i.e.,anall)?Isitawhole?Ordoesitreflectsomesinglelook?
Iwillarguethateachdefinitionoflogosrepresentsadistinctpartoftheprocesswe’ve
beenlayingoutinthisaccount.Eachlogosisamoving-towardoneness,eitherbymovingaway
frommultiplicityorbygeneratingamultiplicityforthesakeofestablishingaunitywithinit.Its
positioninthemiddlegroundbetweentheoneandthemanyleavesitalwaystransitioning
betweenthetwo.Thus,whileeachofthedefinitionsisdistinct,theyallfallunderthesame
kind,namely,therelatingoftheoneandthemany.Thiskindofdefinitionisreflectedinthe
definitionoflogosgivenearlierinthedream.Theideaof“intertwining”carrieswithitan
expressionofamanynesssomehowbeingheldtogetherasoneand,yet,stillhavingpartsthat
remainseparate.ThedialogueshowsuswiththelengthyrefutationsofHeraclitusand
Protagorasthatthebeginningpointtoanylogosisagraspofoneness.Thediscussion
followingthedefinitionofknowledgeastrueopinionshowsusthatthisoneness(orthese
onenesses)admitsofdivision.Thedreamthenfocusesontheunifyingofparts.Thismovement
ismirroredinthedefinitionsoflogosthatconcludethedialogue.Webeginwithanempty
graspofasimplicity,thendivideitintopartssothatwecanbringthesepartsunderasingle
lookthatistheirsourceofunity.
Firstdefinitionoflogos(206d-e)
ThefirstdefinitionSocratesoffersforlogosis“makingone’sthinking[διάνοια]apparent
throughsoundwithphrasesandwords,molding[ἐκτυπούμενον]one’sopinion[δόξα]intothe
streamflowingthroughthemouthasifintoamirrororwater.”
45
Thisdefinitionisquickly
dismissedbySocrates’assertionthateveryonecandothis(soonerorlater),
46
whilenot
everyonecanturntheirtrueopinionintoknowledge.Thisbriefrefutationisleftunquestioned
inthedialogue.Inspiteofitsquickdismissalthisdefinitionoflogoscontainsseveralkey
pointstounderstandingthemovementbetweenlevelsofbeingthatPlatoischaracterizingfor
us.Twooftheseareparticularlyrelevanttothecurrentinvestigation.Thefirsthastodowith
whatisbeingassumedbySocrateswhenheclaimsthateverybodyisabletoperformthistype
oflogos.Thesecond,whichbecomesclearerafterthinkingthroughthefirst,iswhatrolethis
typeoflogoshasinrelationtotheacquiringofknowledgeasitischaracterizedinthedream
anditsreversal.
Thereasonforthewidespreadandcommonabilitytogivethistypeoflogosisnot
difficulttograsp.Inorderfortheexpressionofthoughtandopiniontofollowsoquicklyon
thoughtandopinionthemselvesitmustbethecasethatthereislittleornosignificant
differencebetweenthoughtandexpressionofthought,andbetweenopinionandexpressionof
opinion.Everyonewhocanthinkcanspeaktheirthoughtbecausethoughtandspeechare
fundamentallythesame,andsotooareopinionandspeech.Thedifferencebetweenthought
andexpressionisthe“makingapparentthroughsound,”whilethedifferencebetweenopinion
andexpressionisthe“streamflowingthroughthemouth.”Otherthanthemakingexternal,
expressingisfundamentallythesameasthinkingandopining.
ThisisconfirmedbynoticingthatpreviouslyinthedialogueSocratesdefinedboth
dianoiaandopinionforusintermsoflogos,andnowheisdefininglogosforusintermsof
opinionanddianoia.Dianoia,inthediscussionoffalseopinion,wasdefinedas“logosthat
thesoulitselfgoesthroughwithitself
47
aboutwhateveritconsiders,”
48
whileopinionwas
definedas“astatement[logos]that’sbeenmadethoughnottoanyoneelseorwithsound,butin
silencetooneself.”
49
Logosissomehowthesameasbothdianoiaandopinion,differingfrom
theminthisfinalsectiononlyinsofarasitis“outloud.”
Wehaveseenpreviously(inthediscussionsofHeraclitusandProtagoras)thatboth
dianoiaandopinionrelyuponthepresenceofaprincipleofunity.So,too,hereintheinitial
discussionoflogoswearepointedbacktothismostfundamentalfeature.Eventheimagery
Platousesinthisfirstdefinitionoflogosevokesourearlieraccount.Tomold(or“setin
relief”)
50
one’sopinionsintothestreamfromthemouthcongersupanimageofputtingformto
theHeracliteanflux.
51
Weonceagainarebeingremindedthatanyaccount(aswellasany
thoughtoropinion,oranythingelseforthatmatter)canonlybethroughthepresenceof
oneness,andthatthisonenessistherootandbeginningofanyandallintelligibility.Andyet
thisonenessalonecannotbeenoughtoallowfortheinterweavingthatisalogos.Theremust
alsobeamanynesscapableofbeinginterwoven.Hereagain,asinanydiscussionoflogos,we
seethenowfamiliarneedforthecombinationofcommonandsense-content.Whatsetsthis
definitionoflogosapartfromtheothersistheease,andnaturalness,withwhichitis
accomplished.Indeedthisisitsdownfallasadefinitionofknowledge.JustaswithHeraclitus
andProtagorasearlierinthedialogue,thisdefinitionoflogosresultsineveryonehaving
knowledge.
Therefutationof“knowledgeisperception”madeitclearwhatitwouldmeanforalogos
toleadtoknowledge:itmustbeabletomakegraspabletheousiaofwhateverisinquestion.
Knowledgeisonlyhadwhenonegraspsbeing.
52
Buthowcanalogosdothis?Itiscertainly
noeasymattertoeitherrecognizethenecessarypartsofwhatiscombinedtomakeanousia,or
toorderthosepartsinawayastomaketheousiavisiblewithinthem.Thisrequiresmorethan
theambiguousunityandmultiplicitynecessaryforthesimplespeechofthefirstdefinition.
Indeed,sincegraspingtheousiaisagraspingofwhatmakessomethingone,itmustrequirea
thoroughgoingdisambiguationoftherelationbetweentheprincipleofunityandtheparts.So
whilethisfirstdefinitionoflogosremindsusthatourinvestigationwillinvolvesomekindof
relationbetweentheoneandthemany,andthatgraspingthisambiguousrelationisenoughfor
opinionwithoutknowledge,itfallstothetwodefinitionsoflogosthatfollowtointroducethe
methodsforaccomplishingthedisambiguationnecessaryformovingfromopinionto
knowledge.
Therecognitionthatthisinitiallogosfallsshortoftheousia,alongwiththerecognition
thattheabilitytogivethislogosisbasic(becauseeveryonecandoitsoonerorlater),helpsus
seewhatrolethistypeoflogoshasincomingtoknowledgeasitischaracterizedinthedream
anditsreversal.Thisfirstdefinitionoflogosincorporatestheideaofmirrorreflectioninit,
inasmuchastheaudibilityofthelogosreflectsthoughtoropinion.Butthereisanotherlayerto
thereflective“nature”ofthislogos.Thethoughtandopinionofthisdefinitiondonotcapture
anousia,andyetitisonlyinvirtueofaconnectiontoanousiathatathoughtoropinionhas
meaning.Justlikeareflectioninamirror,thereflectivenatureofthoughtsandopinions
suggeststhattheylackthatintheoriginalswhichmakesthembewhattheyare.Whatthenisthe
thoughtoropinionthatisverbalizedaccordingtothisdefinition?Itisareflectionofwhatcan
beknown,nottheknowableitselfbyitself;itistheknowableobjectasrepresentedonalower
levelofbeing.Everyonecanperformthistypeoflogosbecauseitdealswithbeingatitsleast
real,i.e.,beingastheobjectsofperceptionandexperience.Thedisambiguationnecessaryfor
movingfromopinionandthoughttoknowledgeissuppliedintheupcomingdefinitionsof
logos.Itinvolvesraisingourgraspuptoahigherlevelofbeing.Tosaythesamething,the
disambiguationbetweenopinion/thoughtandknowledgecorrespondstothedisambiguationof
sense-contentandousia,whichisaccomplishedbygraspingtheousiaitselfandleavingthe
sense-contentbehind.
Seconddefinitionoflogos(206e-207b)
Theseconddefinitionoflogosissupposedtotakeusbacktothedream,asSocrates
makesclear.
53
Socratessuggeststhathavingalogosisbeingabletoanswerthequestionabout
whatsomethingisbylistingthething’selements.
54
Thisexplanationoflogosthusorientsus
aroundthedistinctionbetweenanaskerandananswerer.Thedefinitionsuggeststhatwhat
differentiatestheanswerer(i.e.,knower)fromtheasker(i.e.,non-knower)isthatthelatter
cannotlistallthepartsofwhatheisaskingabout.
Fortheanswerertoactuallyanswertheasker’squestion,thetwomustsharesome
commonnotionabouttheobjectbeingaskedafter;yet,despitesharingacommonalitytheir
notionsalsomustdifferpreciselyinsofarasoneisaknowerandtheotherisnot.Theaskerhas
agraspwithoutknowledge,whiletheanswererhasagraspwithknowledge.Agraspwithout
knowledgeisanotherexpressionforopinion,andisatleastsomethingliketheobjectofthe
previousdefinitionoflogos.Theanswerer’slogos,asalistingofparts,mustthereforebein
additiontotheopinion,sinceitistheopinionthatgivesussomethingtogivealogosof.Thus,
inordertolistthepartsofthewagononemusthaveapriorgraspofthewagon(intheformof
opinion).
AsSocratessaystheknoweristheonewhohas:
Thepowertogothroughtheverybeing(ousia)ofit[thewagon]bywayofthosehundredthings,whobyaddingthishas
addedalogostohistrueopinion,andinsteadofbeingcapableofopinionhasbecomeartfulandaknoweraboutthevery
beingofawagon,havinggoneallthewaythroughthewholebywayofitselements.55
Thegoingthroughtheelementsissupposedtoallowsomeonetobecome(γίγνομαι)aknower
oftheousiaofthewagon.Thislogos,therefore,marksthetransitionfromthegraspofthe
askertothatoftheanswerer.What,then,canwesayaboutthegraspofthewagonpriortothe
goingthroughtheelements,andwhatcanwesayofthegraspofthewagonafterthegoing
throughoftheelements?
Thoughwecannot“know”theobjectthatisonlyanobjectofopinionandnotanobjectof
knowledge,wehavenonethelessdeterminedsomething(actuallyquiteabit)aboutits
character.Theobjectofopinionsharedbytheaskerandtheanswererisacombinationof
commonsandsense-contentgraspedambiguouslyasonething.Itmustbeacombinationofthe
twobecause,aswasarguedatlength,allopinionsareacombinationofthetwo.Itmustbean
ambiguousrelationbecauseifthedifferencebetweenthesense-contentandtheousiawere
clearthenboththeaskerandtheanswererwouldbeknowers,whichisnotthecase.Thegrasp
oftheaskercanbesomethingassimpleaspointingtoawagonandsaying“whatisthat?”This
wouldstillbeanapplicationofcommonstosense-content,forsimplypickingoutoneobject
fromthemanifoldfoundintheperceptualfieldrequirescommons.Thispickingoutoneobject,
asthecombinationofacommonandsense-content,isthenarecognitionofawhole,thoughit
isarecognitionofthewholeambiguously(i.e.,withoutdistinguishingbetweentheousiaand
theparts).
Thedisambiguationofthecommonandthesense-contentisessentialtoknowing.Ihave
arguedatlengththatknowledgemustinvolvethegraspofacommon,orspecificallythegrasp
ofousiai.Thisdefinitionoflogosonceagainmakesthatclaim;asSocratessays,thislogosis
“thepowertogothroughtheverybeing(ousia)ofit[thewagon]bywayofthoseonehundred
things.”Whatistherelevanceoftheonehundredelements?Thelistingoftheonehundred
elementsisopposedtodividingthewagonupintomerelythe“wheels,axle,box,poles,
crossbar.”
56
Thefirstpersonknowsthebeingofthewagon,thesecondpersonmerelyhasa
trueopinionregardingthewagon.Socratesconnectsthisbacktothedreambymakingasimilar
claiminreferencetospelling.Hesays:
Butthequestionerforhispartmightperhapssuppose,ashewouldifwehadbeenaskedyournameandhadansweredby
itssyllables,thatwewereridiculous,eventhoughwehaveacorrectopinionandarticulatedthethingswearticulated
correctly,ifwesupposedthatwewereliteratepeopleandthatwehadandgavethearticulationofthenameTheaetetusin
aliterateway;he’dsupposetherecouldn’tbeanyarticulatingofitknowledgeablyuntilonehadgottenallthewaythrough
eachnamebywayofitslettersalongwithatrueopinion,aswassurelystatedinwhatwentbefore.57
Thediscussionofspellingtakesusbacktothedream,butthedifferencebetweenknowledgeof
spellingandwagonsbringsanewpointtobear.The“wheel,axle,box,poles,crossbar”are
comparedtothesyllables,whiletheonehundredpartsarecomparedtotheletters(or
elements).Takingtheletterstobefundamentalandindivisibleisonething,
58
buttakingthereto
beonehundredindivisiblepartsinawagonisimpossible.Thewholenotionofmaterial
indivisibilityisproblematic.Ifmattertakesupspaceitmusthaveextension,andtohave
extensionistobepotentiallydivisible.ButthenwhatdifferencedoesitreallymakeifIlist
five,ten,twenty,onehundred,oronethousandpartsofthewagon?NomatterhowmanyIlistI
willnotexhaustthewagon’snumberofmaterialparts.Recognizingtheinfinitedivisibilityof
materialpartsseemstoundermineanyrealdistinctionbetweenfiveoronehundredparts.
What,then,isthedifferencebetweenlistingfiveoronehundredparts?Thedefinitionin
questionreallygivesustheanswerexplicitly;theknoweristheonewhograspstheousia.In
somesensethismakesthenumberofpartsirrelevant,forafteralltheousiaistheprincipleof
unityandhencemustbeone.Fundamentallythereisnodifferencebetweenlistingfivepartsor
onehundredpartssolongasthelistisgeneratedthroughagraspoftheousia.Thedifferenceis
reallyonlysignificantfromwithintheasker/answererrelation.Whatmakesalistingofsome
numberofpartsbetterthanalistingofsomeothernumberofpartscanonlybethattheone
reflectstheousiabetterthantheother.Theaskerhasidentifiedasomethingtoaskafter.The
answerer(assuminghehasknowledge)hasidentifiedtheousiaofthatsomething.Togetthat
ousiaacrosstotheaskertheanswererdividestheobjectupintoparts,butnotjustanynumber
ofparts,theappropriatenumberofparts.Theappropriatenessofthenumberofpartscanonly
bedeterminedbywhatisneededtoconveytheousia,sincethatisthegoalofthelistingof
parts.
Thereareseveralsignificantmetaphysicalissuesatworkinthesepassages,allofthem
revolvingaroundthequestionofwhatanousiais.Inonesensewe’vehadananswertothisfor
quitesometime.Ousiaisaonenessthatisappliedbythesoulallowingfortheintelligibilityof
anythingpresenttothesoul.TheproblemisthatSocratesandTheaetetuskeeptalkingabout
particularousiai(thewagonforexample),andwhatmakeseachparticularousiadistinct
cannotbeousiaitself,forousiaitselfiscommontoallousiai.Ifitisnottheousiathat
differentiatesbetweentheparticularthings,ortypesofthings,thenitmustbetheparts.This
becomesthecentralissueinthefinaldefinitionoflogostobediscussedshortly,anditwillbe
theprimaryfocusofthefourthchapter.Thatitisthepartsthatdifferentiatetheousiaifrom
eachotherisnotatallanewclaim,itisactuallywhatwe’vebeenclaimingsincetheargument
fortheexistenceofthesoul.Thecommonsprovidesamenessandstillnesstointelligible
objects,whilesense-contentprovidesthedifferenceandmovement.
Thisisouroldoppositionbetweenoneandmanycomebacktotheforefront,onlythis
timethediscussionisexplicitlywithintheconfinesoflogos.Inchapters1and2wesawthat
meaningfullogosrequiresamixtureofoneandmany.WhatPlatoiswrestlingwithnow,with
thedialogue’sconcludingthreedefinitionsoflogos,iswhatrelationlogoshastothelevelsof
being/oneness.Howdoeslogosrelatetoandreflectthedifferentwaysinwhichobjects
presenttothesoulexist?Theseconddefinitionoflogosdescribesitasgoingthroughthe
wholebywayoftheelementstherebyprovidingknowledgeoftheousia.Thisisthemystery;
howdoesgoingthroughthewholebytheelementsleaveoneknowingtheousia?Actually,this
istwomysteries;howdoesgoingthroughtheelementsleaveonewithagraspofthewhole?
andhowdoesagraspofthewholeallowonetoknowtheousiaitselfbyitself?Thereisaleap
beingmadeineachofthesetransitions.Thearrangementofthemultiplicitysomehowallows
thesoultoseetheonenessthatmakesalltheelementsandthewholebewhattheyare:wethink
somekindofintelligible(andhenceunified)manynessandtherebyendupknowingaoneness!
Socrateshadactuallysaidsomethingtothiseffectbackinthediscussionoffalseopinion.
Thinking(dianoia)wasdefinedas“speechthatthesoulitselfgoesthroughwithitselfabout
whateveritconsiders...askingitselfquestionsandansweringthemitself.Butwheneverit
hasmadeadeterminationwhethermoreslowlyorwithaquickerleap[ἐπᾴξασα],andit
assertsthesamethingandisnotdivided[διστάζῃ],wesetthatdownasopinion.”
59
Taking
“opinion”asagenericwayofreferringtoanygraspmadebythesoul,thispassageistellingus
thatgraspingaonenessrequiresa“leap,”andwecannowseewhy.Thinking,orinternal
logos,mustmovethroughmultiplicity,butgraspingmustbeofprinciplesofunity.The
overcomingofthemultiplicityisagraspingofitsprincipleofunity,andthisrequiressome
kindofjump.Thisnewlygraspedunityisthendividedbyanotherlogosandtheprocess
repeats.
Takingallthisintoconsideration,wecanreorientourselvesinthecurrentinvestigationof
logos.Thefirsttypeoflogosbeginsfromagraspthatisanambiguousrelationofcommonand
sense-content,i.e.,somemostbasicformofopinion.Thelogosthenmakesthismultipleby
“moldingone’sopinionintothestreamflowingthroughthemouthasifintoamirroror
water,”
60
ascharacterizedinthefirstdefinitionoflogos.Thismultiplicityisthenarrangedby
theanswererofthesecondtypeoflogosinsuchawayastoallowtheaskertoseetheoneness
underlyingit.Thisseeingoftheunderlyingonenessisthedisambiguationofthecommonand
thesense-contentthatremainambiguouslyconnectedinthefirstdefinitionoflogos.
ToputitintermsoftheimageusedbySocrates,thereissomeinitialgraspofthewagon
thatneedbenothingmorethanrecognizing“thatthingoverthere.”Thisrelativelyemptygrasp
correspondstotheambiguousrelationofsensecontentandcommonmentionedabove.The
examinationofthisgraspallowsfordivisionintoparts(fiveorfiftyoronehundredorany
othernumber),whichhopefullyallowsfortheleaptothegraspoftheousiaofthewagon;the
graspoftheousiabeingthedisambiguationofthecommonandthesense-content.Thisisthe
basicmovementthusfar.
Weshouldpauseforamomentandaskwhatisentailedinthegraspoftheparts?Afterall,
tograspeachpartistograsponething,andthiswouldseemtorequiregraspinganotherousia.
Ortosaythesamethinginanotherway,everypartisalsoawhole.Thiswasseenearlierin
thediscussionofthedreamanditsreversal.Notonlydidthedreamanditsreversalshowus
thateverygraspisofawhole,italsodemonstratedthateverywholeiscomposedofasingle
lookandanall.Tobesomethingintelligible(i.e.,tobeanobjectcapableofbeinggrasped)
requiresbeingbothoneandmany;thisappliesjustasmuchtothepartasitdoestothewhole.
What,then,differentiatesthepartfromthewhole?Orforthatmatterwhatdifferentiatesone
partfromanotherpart,oronewholefromanotherwhole?
Thesequestionscanbestatedmoregenerally.Sinceallintelligibleobjects(whethera
partorawhole)arethesameinsofarastheyareallaunityofmanyness,weareleftwiththe
problemofunderstandinghowwecanaccountforthedifferencebetweenthem?Therearetwo
kindsofdifference.Thefirstdifferenceliesinthedistinctionbetweenlevelsofbeing;the
wagonisdifferentiatedfromtheaxlebecauseitistheousiaofthewagonthatmakestheaxle
whatitis.Thiswasthefocusofthesecondhalfofchapter2andthefirsthalfofchapter3.The
secondkindofdifferenceisthatbetweenobjectsonthesamelevelofbeing.Forexample,
whataccountsforthedifferencebetweentheaxleandthewheel?Botharewhattheyarein
virtueofthesamething(i.e.,theousiaofthewagon),andyeteachdiffersfromtheotherin
spiteofsharingacommonprincipleofunity.Thesedifferenceswillbethefocusofchapter4.
Thedistinctionbetweenthepartandthewholeaskedaboutaboveobviouslyliesinthefirst
kindofdifference.Thepartisdifferentfromthewholebecausethepartgetsitsbeingfromthe
whole.
Thisdifferencebetweenthepartandthewhole,however,endsuponceagainbeinga
similaritybetweenthetwoassoonaswerecognizethatthewagonitselfalsoderivesitsbeing
fromsomethingelse;thewagon’sbeing,aswithallartifacts,comesfromhumanactivity,which
inturnistiedtoman’sousiaorsoul.Thisonceagainpointstothesamenessofallobjects.
Everyobjectthatderivesitsprincipleofunityorbeingfromsomethingoutsideofitselfwill
necessarilybebothoneandmany.Indeed,itmaybeworthnoticing(inpassing)thatobjects
canhavemorethanoneprincipleofunity.Sincetheprincipleofunityaccountsforanobject’s
being,thisamountstosayingthatanobjectcanbemorethanonething.
61
Thisiseasilyseenas
soonaswerecognizethateverymaterialthingisapartofnature.Thus,theaxlequaaxle
derivesitsousiafromthewagon(whichinturnderivesitsousiafromman),whiletheaxle
quawoodenderivesitsbeingfromnature.
Theseconddefinitionoflogosstartswithawholeandattemptstograspitbydividingit
intoparts.Takingintoaccountthateverypartisalsoawhole,andeverywholealsoapart,we
canseethatthereisanotherpossiblekindoflogos.Insteadofbreakingintopartsthatwhich
oneseekstoknow,wecanalsograspthatofwhichitisapart.Thismakesmuchmoresenseas
anattempttocometoknowsincewehaveseenthattoknowsomethingistoknowitsprinciple
ofunityorbeing,andtheprincipleofunityforapartliesinthatofwhichitisapart.Thisis
preciselywhatthethirddefinitionoflogosattemptstodo.
Thirddefinitionoflogos(207c-210b)
Thethirdandfinaldefinitionoflogosis“havingsomesigntosayinwhatrespectthe
thinginquestiondiffersfromallthings.”
62
Socratesgoesontoexplainthat
assoonasyougraspthedifferenceofeachthing,bywhichitdiffersfromeverythingelse,you’llgraspanarticulation,as
somepeopleclaim;butaslongasyouhangontoanythingthat’ssharedincommon(κοινοῦ),yourarticulationwillbeabout
thosethingsamongwhichthecommonnessisshared.63
Afterprovingintherefutationof“knowledgeisperception”thatknowledgeisonlyhadofthe
commons,thedialogue’sfinalattempttoaccountforknowledgeassertsthatknowledgeof
somethingisonlyhadwhenonemovesawayfromwhatitsharesincommonwitheverything
elseandgraspsitsdifference.Basedonwhathascomebefore,thissimplycannotbe.Can
Platoseriouslytakethisasaplausibledefinitionofknowledgeafterbuildinganentireaccount
aroundtheclaimthattobeistobeone,andknowledgeisofwhatis?Adefinitionof
knowledgethatinvokesdifferenceisdeadfromthestartbecauseitisnotofwhatisone,and
hencenotofwhatthethingis.Indeed,thehangingontowhatiscommonispreciselywherewe
shouldexpecttofindknowledge.Inaway,thedefinitionisentirelybackwards;knowledgeis
acquiredwhenweovercomethedifference,notwhenwerecognizeit.Thisiswhyitisonly
thecommonsthatareknowable,ormoreaccurately,itisonlyousiathatisknowable,i.e.,
becausethereisnodifferencewithinit.Thenecessityfordifferenceliesonlyinthelower
levelsofbeing,andanygraspofwhatbelongstothelowerlevelsmustalwaysfallshortof
knowledgeinsofarasitsprincipleofunitymustlieinahigherlevelofbeing.Thisiswhatthe
Theaetetushasbeenshowingus.Thefinaldefinitionoflogosandknowledgeareconfirmation
thatthereisnoknowledgeofparticularsorindividuals,noristhereevenknowledgeof
universals.GenuineknowledgebelongsonlytotheOneofParmenides,thatterrifyingobjectof
reverence,
64
andyetthattoowehavefoundtobeunintelligible.WhatParmenidesmissed,
65
to
speakfartoodisrespectfully,isthatfalseopinionispossibleandthatinorderforthattobethe
casetheremust,insomeway,bethatwhichisnot.Evenifmotionandchangeareanillusion,
thebeingoftheillusionmuststillbeexplained.
AlookatthetwoexamplesthatSocratesusestoillustratethisfinaldefinitionoflogos
bearsthisout.Thefirstexample,thesun,isusedasanexampleofwhatthiskindofdefinition
lookslikewhenitissuccessful.Thesecondexample,Theaetetushimself,isusedinthe
refutationofthedefinition.Whatisstrikingaboutbothexamplesisthattheyareindividuals.
Thereisonlyonesun,andonlyoneTheaetetus.
ThedefinitionofthesunofferedbySocratesisthat“itisthebrightestofthethingsgoing
acrosstheheavensaroundtheearth.”
66
Therearetwoprimarypartstothisdefinition:aclass
(“thingsgoingacrosstheheavensaroundtheearth”)andadifferentia(“brightest”).Thefinal
definitionoflogosclaimsthatitisthedifferentiathatmakesatrueopinionknowledge,andthe
differentiaofferedbySocrates(bothforthesunandforTheaetetus)isaperceptiblequality.
Thisamountstoareaffirmationthatgraspingdifferencecannotleadtoknowledge,becauseit
amountstoclaimingthatperceptioncanturnagraspintoknowledge.
67
Thisisthevery
oppositeofwhatwehavebeenseeing.Perceptionisthecorruptingofthecommons.Ortoput
itanotherway,perceptionkeepsonefromgraspingacommonitselfbyitself.
Thedifficultyariseshere,atleastinpart,becauseSocrateshasusedtwoindividualsas
hisexamplesofwhatthisdefinitionmakesknowable.Tograspanindividualrequiresa
graspingofwhatseparatesthatindividualfromallotherindividuals,butitispreciselyin
doingsothatonefailstograsptheousiaitselfbyitself.Orinotherwords,theousiaiof
individualsmustincorporatedifference,butitisthisverydifferencethatmakesthem
unknowable.ThisisactuallythecriticismthatSocratesraiseswithhisowndefinition.Without
differencethereisnograspofanyindividualthing;so,tosaythatknowledgeofTheaetetusis
havingatrueopinionofTheaetetusandaddingtothatalogosofhisdifferenceisself-refuting,
forwithoutalreadyhavingthedifferenceincorporatedintotheopinionthereisnowaythatthe
opinioncouldbeaboutTheaetetus.AndyetthisgraspofTheaetetusthatisnotagraspof
Theaetetusasanindividualisreallywhatwe’vebeenlookingforalong!Thedoingaway
withindividuality,whichcoincideswithamovingawayfromdifference,leavesussimply
withousiaitselfbyitself.Infact,takingthisintoconsideration,wecanseethattherecognition
ofdifferenceisconfirmationthatknowledgehasnotbeenreached.
Anotherwaytosaytheaboveisthatfundamentallythereisnoknowingofousiai,thereis
onlyknowingoftheousia.WhatmaybePlato’smostfamousimagereflectsthisidea,animage
whichalsoinvokesoneofthetwoindividualsusedasexamplesinthisfinaldefinitionof
logos.InRepublicBookVIISocratessaysthatthesunisthesourceofboththebeingandthe
knowabilityofallthatisandisknowable.
68
Thesameideaisatworkhere:thereisousia
itselfbyitselfthatisresponsibleforthebeingofallousiai.Thatisactuallypartofwhatisso
strikingabouttheexamplesSocratesusestoillustratethisfinaldefinition.Thesunisperhaps
Plato’smostwell-knownimagefortheOne,whileTheaetetus(asthehumansoulunder
investigation)hasbeenthesourceofallousiaithroughouttheTheaetetus.
Lookingattheothersideofthecurrentdefinition(i.e.,theclassinsteadofthedifferentia)
wecanseethissameidea.Theclassiscommontoallthatbelongstotheclass.Itcapturesthe
beingofwhatisinvestigatedinawaythatisthesameforallobjectsfallingwithintheclass.In
theexampleofthesun,theclassistheheavenlybodiesmovingaroundtheearth.Thisclass,
however,canalsobedividedintoparts.Thenew,broader,classwouldbetheheavenlybodies
andthedifferentiawouldbemovingaroundtheearth.Andagainthisstepcanberepeatedby
dividingthenewclassintotheclassofbodiesanddifferentiatingthembyheavenlyand
terrestrial.ThisispreciselythekindofdefinitionthatTheaetetusoffersofcommensurableand
incommensurablenumberswaybackinthebeginningofthedialogue,
69
whichistheformof
definitionthatSocratesasksTheaetetustoemulateinhisattemptstodefineknowledge.Itis
alsotheformofdefinitionthatisexaminedinTheaetetus’discussionwiththestrangerthat
takesplaceintheSophist.Whyisthisformofdefinitionsosoughtafterifitisclearthatitdoes
not,ofitself,provideuswithgenuineknowledge?
Theclasses,liketheindividualstheycontain,arewaysofreferringtoparticularousiai,
eachsuccessivedefinitionbeingamorecommonrepresentationofwhatissoughtafter.Itis
preciselythiskindofmovementthat,whenrepeatedenoughtimes,willtakeusalltheway
backuptothecommons,foreachmovementupaclassidentifiestheprincipleofunitythatis
commontoalltheclassesbelowit.Andtotakeitevenfurther,thecommonsthemselves
constituteaclass,andtheirprincipleofunitywillcontaintheirtruthinit.Thus,therepeated
applicationofsuchadefinitionwill,inprinciple,eventuallyleadusbeyonddifferencetothat
whichisnotinneedofanyprincipleofunityitself.
Whatdoesallthistellusaboutthegraspofalls,wholes,andsinglelooks?Everyoneof
themfallsshortofknowledgeinexactlythesamewayastheyfallshortofoneness.Agraspof
anythingthatfallsinbetweenthefluxofHeraclitusandtheabsoluteOneofParmenides
requiresarecognitionoftheirdifference,whichinturnunderminesanygenuineknowledgewe
canhaveofthem.Inonesensetherearereallytwokindsofgraspsatworkhereforevery
object.Thefirst,whichwehavebeencallingknowledge,isfundamentallythesamefor
everything.Knowledgeofeverythingisthesamefor“allthingsareone.”
70
Thisisthetruthof
fatherParmenides.Thesecond,whichIhavesimplybeenreferringtobythegenericterm
grasp,isarecognitionofsomethingasdistinctfromotherthings.Thiskindofgraspistheone
thatcorrespondstotheobjectsofperceptioninthelowestlevelofbeing,theobjectsof
opinionandthoughtintherealmofopinion,andeventhejudgmentsaboutthecommons
themselvesintheactivityofthesoulitselfthroughitself.Themovementbetweentheselevels
iswhatPlatohasbeencharacterizing(insofarasitcanbemadeintelligible)inthedefinitions
oflogos.Thefirstlogosisareflectionanddividingofwhatisgraspedinaconfusedway.The
secondisalayingoutofthemultiplicitysoastograsptheousia.Andthethirdisaclassifying
ofakindofousia.
TherearemanymoreissuesatworkinthesepassagesoftheTheaetetus,andmuchmore
tobesaidabouteveryaspectoftheaccountgiven.Thegoalofthischapteristohaveshown
howtheTheaetetus’supposedfailuretogiveanaccountofwhatknowledgeisreally
constitutesakindofsuccess.Thisfollowsfromthefactthatanygrasp,oranyobjectof
“knowledge,”requiresrecognizinghowitentailsdifference,arecognitionwhichundermines
genuineknowledge.Thisisseenbyrealizingthatanygrasprequiresrecognizinghowthe
objectgraspedisdifferent,arecognitionwhichunderminesgenuineknowledge.Inspiteof
theselimitationsanygrasponanylevelofbeingdoesallowforakindofimitationof
knowledge.Eachgraspisagraspofoneness,anditisgraspingonenessitselfthatconstitutes
genuineknowledge.Thus,eventhoughtheknowledgeweacquireiscorruptedbythe
distinctness(ordifference)ofeachofourgrasps,itstillfollowsthateverygraspattachesusto
onenesstoagreaterorlesserdegree,andhence,thateverygrasp,ofwhateverkind,isa
knowing.
Notes
1.Thetwoargumentsagainst“knowledgeisperception”thatdirectlyprecedethefinal
refutationof“knowledgeisperception”revolvearoundthepossibilityoffalseopinionand
themeaningfulnessoflanguagerespectively.Thesearguments,whilenotsufficientontheir
owntomoveusoutoftherealmofperception,aregenerallyheldasthemostpersuasive
argumentsofthesection(excludingthefinalrefutation,whichisalsoanargumentfor
substance/soul).M.J.Levettreferstothemasthe“seriousrefutations”ofProtagorasand
Heraclitus(Levett,p.252).
2.Theseparationofthesetwoquestionscannotbecomplete,forattheheartofthisaccountis
therecognitionthatintelligibilitydependsuponbothsamenessanddifference.Soany
investigationofsamenessordifference(oronenessandmanyness)willhavetoinvolvethe
other.Thus,thedifferencebetweenthechaptersreallyamountstowhichofthetwoisbeing
focusedon.
3.BygenuineknowledgeImeanknowledgethatmeetsthetwocriterialaidoutearlyoninthe
dialogue,i.e.,thatknowledgebeofwhatisandthatitbeunerring(152c).
4.Thiswaspartoftheargumentfromchapter2.
5.201e.ThefactthatinthisdefinitionTheaetetusisrememberingsomethingsaidbyanother
indicatesthatthedefinitioncanonlybesomethingthatfallsundertherealmofopinion,for
knowledge,astheargumentforthesoulshowedus,canonlybefoundintherecollectionof
thecommonsthathavealwaysbeenpresenttoeverysoul.Theinclusionofexternalityinthe
formofsomethingheardindicatesthatthedefinitionforTheaetetuscanonlycorrespondto
thatwhichisamixtureofcommonsandsense-content,whichwehavearguedatlength
cannotentailknowledge.Burnyeat(1990)pointsthisoutaswell(p.129).
6.Thetermsusedforelementandcompoundalsomeanletterandsyllable,asSocrateshimself
laterpointsout(202e).Thispointsbacktothediscussioninchapter2inwhichitwasnoted
thattheoppositionbetweenthesubjectandobjectdisappearsinPlato’saccount.Sotoo
here,onecanspeakofthepartsandwholesoftheobjectsthemselvesorwecanthinkabout
howwethink(throughlanguage)aboutthosepartsandwholes.Itamountstothesamething.
Thenewadditionhereislogositself,whichwewillseeisnottobeunderstoodsimplyas
anoperationofthemind,butalsoasapartofbeingasit“is”inmultiplicity.
7.202b.
8.Inresponsetothesuggestionthattheunknowableelementsbecomeknowablewhenheld
togetherTheaetetussays,“Butthat’saterrible(δεινόν)andunspeakable(ἄλογον)thing
Socrates”(203d).
9.“μίαντινὰἰδέαν”(203c).Thisisexactlythesameexpressionusedinreferencetothesoulin
theargumentthatundermines“knowledgeisperception”(184d).Thisisnocoincidence,as
weshallsee.
10.SocratesandTheaetetusactuallyspendmoretimeentertainingtheideaofthecompoundas
thewholethantheydodiscussingtheallorthesinglelook.Thecompoundastheall
stretchesfrom202e-203d.Thereissomeoverlapbetweenthediscussionsofthewholeand
thesinglelook,butareasonablewaytodividethemistosaythatthediscussionofthe
wholestretchesfrom204a-205a,andthediscussionofthesinglelookstretchesfrom205c-
d.
11.204a.
12.Iamnotentirelyaloneinthisreading.SeeMiller(1992)p.93.
13.Itisproblematictorefertoperceptionandsense-contentasrepresentingalevelofbeing,as
wediscussedinchapter2(p.36-37).Whatwewillseeintheupcominginvestigationisthat
referringtoeachofthemasalevelofbeingisawaytorefertotheleastintelligibleof
intelligibleexperience.
14.204b.
15.205a.
16.204d-204e.
17.204e.
18.Ibid.
19.205a.
20.205a(mytranslation).
21.Abriefwaytostatethetwoargumentsisthatthefirstarguesthatboththeallandthewhole
areidenticalwithalloftheparts,andthereforetheymustbethesame.Thesecondisthat
theallandthewholearebothidenticaltothatfromwhichnothingismissing,andtherefore
theymustbethesame.Foreitherargumentwecometotheconclusionthattheallandthe
wholeareallthepartsandthatfromwhichnothingismissing.
22.195e-196a.
23.147a-b,210a-b.
24.Sachs(2004),p.118note60.
25.Anissuecanbeseenherethatwillariseexplicitlyjustafewpageslaterinthedialogue.
Howmanypartsareneededtomakeuptheall,andisthisthesamenumberofpartsthatis
neededtomakeupthewhole?Anarmycanlosesomenumberofsoldiersandstillbean
army,butcananarmyloseallofitsarchersandstillbeanarmy?Orallofitsinfantry?Or
itsgenerals?
26.MitchellMillermakesasimilarargument(Miller[1992],p.93-95).
27.Wewillspendquiteabitoftimearguingthatitisnotonlythelogosthatfallsshortofa
particularobject’sbeing,butalsotheparticularobjectitselffallsshortofitsownbeing
insofarasitsbeingisdependentonaprincipleofunitylyingoutsideofit.
28.Again,“grasp”isagenerictermforanythingthatisrecognizedbythesoul.Forexample,
seeingTheaetetuswalkingtowardyouisagrasp,andsotooisrememberingTheaetetus,
andsotooishavinganopinionaboutTheaetetus,andsoforth.
29.206a-c.
30.202b.
31.“Butisitpossiblethatapartistheverythingthatitisasbelongingtoanythingelse
whateverthantothewhole?”204e.
32.Thisisthecaseinboththedreamandthedream’sreversal.
33.Meno80d-e.
34.Meno81b-e.
35.Phaedo74a-75d.
36.Thedifficultissuesregardingrecollectionareevidentinallthis.
37.Itisworthnotingbecauseitwillshowitselftobehelpfulinunderstandingthedefinitionsof
logostocome.
38.203b2-7.
39.Benardete(1994,I.171)recognizesthistoo.
40.Seep.20-21.
41.147d8.
42.Thisreasonishighlydubious,foracceptingtheidentificationoftheallandthewholemakes
itverydifficulttoseehowanyaccountofaccountscouldpossiblysalvagethedream.See
Miller(1992),p.89.
43.“Theverybeing(ousia)ofalogosisanintertwiningofnames”(202b).
44.Thefirstexampleisincommensurableandcommensurablenumbers(147d-148b).The
secondishisdefinitionoftheletters(203b).
45.206d.
46.206d.
47.“αὐτὴπρὸςαὑτὴνἡψυχὴ”incontrasttothe“αὐτὴδι᾽αὑτῆςἡψυχὴ”(185e)which
referredtothejudgmentsaboutthecommons.
48.189e.
49.190a.
50.Thewordfor“tomold”isfromἐκτυπόωwhichcanalsobetranslatedas“toworkin
relief.”
51.Benardette(I.176)andTschemplik(130)bothpointthisoutaswell.
52.Thisisindicatedat152cinthediscussionofperception,anditisstatedmoreexplicitlyat
186c-dintheargumentfortheexistenceofthesoul,andyetagaininthediscussionoffalse
opinionat188e-189b.
53.207b.
54.206e.
55.207b-c.
56.207a.
57.207a-b.
58.TheGreektermtranslatedas“element”(στοιχεῖον)inthissectioncanalsomean“letter.”
59.189e-190a(myemphasis).
60.206d.
61.Itshouldcomeasnosurprisethatobjectscanbemorethanonething.Afterallithasbeen
arguedatlengththattheobjectsofourgraspareincompletelyone.
62.208c.
63.208d.
64.183e.
65.This,again,isjustParmenidesasheisrepresentedintheTheaetetus.Partofhispoem,
afterall,is“thewayofopinion.”
66.208d.
67.Thisisthesamethingthattherefutationofthesecondproperdefinitionofknowledgedoes.
Therefutationclaimsthatthetrueopinionofthejurycannotbeknowledgebecausetheydid
notwitnessthecrime(201a-201c).
68.“Intheknowableregion,thelastthingtobeseen[i.e.,thesun],withgreateffort,isthelook
ofthegood,butonceit’sbeenseen,ithastobeconcludedthatit’stheverycause,forall
things,ofallthingsrightandbeautiful,thatitgenerateslightanditssourceinthevisible
realm,andisitselfthesourcethatbestowstruthandinsightintheintelligiblerealm”
(Republic517b-c.Sachstranslation).
69.147d-148b.
70.180e.
ChapterFour
TheDifferenceBetweentheLevelsofBeing
Thepreviousthreechaptershavearguedthatanunderstandingofanything,whileitcanbe
betterorworse,willalwaysbeincomplete.Theincompletenessresultsfromtherecognition
thattheintelligibilityofeverydistinctthingliesoutsideofitself;
1
theintelligibilityofevery
distinctobject,asacollectionofparts,liesinitsprincipleofunity.Thisprincipleofunity,in
turn,asadistinctthing,findsitsprincipleofunityinsomethingelseaswell.Theonlywayfor
theintelligibilitytoremain“within”thatwhichitmakesintelligibleisfortheprincipleofunity
tobeinternaltothatwhichisunified.Butthiscanonlybepossibleinsomethingthathasno
parts,forinvolvedintheparadoxofadistinctexistenceisthatitreallyisnotwhatitis.
2
Soin
anythingthathaspartstheprincipleofunityandthatwhichisunifiedmustbedifferent,forthe
principleofunityisproperlywhatthecollectionofpartsis,whilethecollectionofpartsisnot
properlywhatitis.Thus,theonlywayforintelligibilitytobeinternalisfortheretobe
somethingthathasabsolutelynoparts.
Thatwhichhasabsolutelynoparts,however,cannotbeanydistinctthing.Allwereally
needtorecognizeasjustificationforthisisthattobedistinctrequiresdifferenceandtobe
differentrequires(minimally)bothagenusandadifferentia.
3
Thus,thatwhichisabsolutely
Onecannotentaildifferenceand,hence,cannotbeadistinctthing.Thiswaspartofwhatwas
recognizedearlyoninthelayingoutofthedialogue’sframeworkandpartofthereasonwhy
PlatoiscarvingoutamiddlegroundbetweenHeraclitusandParmenides.For,ontheirown,
neithertheHeracliteanfluxnortheParmenideanOneallowforanysortofintelligibility.
So,ontheonehand,theintelligibilityofanydistinctthing(whichisanythingthatcanbe
spoken/thoughtof)mustlieoutsideofitself.Ontheotherhand,thatwhichhasitsintelligibility
withinitselfcannotbedistinctinanyway,andhencecannotbethesubjectofanylogos.Thisis
whyknowledgeisalwaysslippingawayfromus;wheneverwefindtheprincipleofunityof
whatevertheobjectofourgraspis,weareonceagainleftgraspingsomethingwhoseprinciple
ofintelligibilityliesoutsideofitself.Thisiswhythedialoguemustendwithoutacompleted
logosofknowledge:anythingthatisdistinctandhencegraspablewillalwaysrequireanother
logosforitsintelligibility.Ifthesecontinuinglogoiwerethensomehowtoleadustothat
whichisabsolutelyOne,therewouldbenowaytothinkthatwhichwouldresultfromall
logos.Inshort,anythingdistinctandthinkablefallsshortofwhatisknowable,andwhatis
knowablemustbeentirelyindistinctand,hence,unthinkable.
Makingtheunintelligibleintelligible,andviceversa
Theseclaimsareclearlyparadoxical.Afterall,thatwhichisutterlyOne(andhence
utterlyindistinct)isbeingdistinguishedfromthatwhichisdistinct(anything)preciselyin
regardstoitsindistinctness!Thisparadoxagainpointsusbacktotheoverarchingstructureof
theTheaetetus,asIdescribeditinchapter1.Theutterlydistinct(theOne)andutterly
indistinct(puremultiplicity)arebeyondanyaccount.Thus,anythingwesayabouteithercannot
reallybetrueofeither,andyetnothingisthatdoesnotentailoneorbothofthese.Thisposes
significantdifficultiesforanyontologicalaccount.Theaccount,tobemeaningful,mustbe
unifiedoroneinsomeway,yetitcannotbecompletelysoforthatwouldbothunderminethe
possibilityoflogosandalsofailtobeabletoaccountforanyofthedistinctnessthatwe
experienceorthink.Whatweneedisapartiallyintelligibleandpartiallyunintelligibleaccount
ifwearetograsphowthings(i.e.,themanythings)are.Buthowcanwepossiblyfindthe
properbalancebetweenintelligibilityandunintelligibility?Todosowouldseemtorequire
makingtheunintelligibleintelligible,andhencemakingitnotwhatitis.
ThemeatofPlato’sontologyaspresentedintheTheaetetusgetsoffthegroundwithan
assumption:thereismeaninginwhatwecanthinkandsay.Itisthisassumption,aswesaw,
4
thatgetsusawayfromHeraclitus,andleadstotheargumentfortheexistenceofthesoulas
“someonelook”thathaswithinitthepowertodeterminesamenessanddifference.The
onenessofthesoulalsoappliestotheobjectgraspedbythesoul.Everygrasp,likeevery
being,onlyisinsofarasitisone.Soeverygraspisthesameaseveryothergraspinsofarasit
isone,andyetisdifferentfromallothergraspsinsofarasitisdistinct.
Wehaveactuallyseenmultiplewaysinwhichgraspsmustbethesameanddifferent,
alongwiththerelatedrecognitionthattheymustbeoneandmany.Afundamentaldistinction
betweenwaysinwhichtheoneandmanyarerelatediswhethertherelationtakesplacewithin
onelevelofbeing,orwhetheritextendsoverdifferentlevelsofbeing.Wesawinchapter2
thatforfalseopiniontobepossible,thesamethingmustexistondifferentlevelsofbeings.
Forexample,itmustbetruethatTheaetetusisbothsomeunifiedcollectionofphysical
properties(i.e.,anobjectofperception)andaunifyingsoul(i.e.,anobjectofthought)ifitis
possibletomaketrueandfalsejudgmentsabouthim.Further,itisalsothecasethatcertain
collectionsofattributeswillapplytohim,andcertaincollectionswillnot.Forexample,itis
truetosaythatTheaetetushasasnub-noseandbulgingeyes,andfalsetosaythathehasan
aquilinenoseanddeep-seteyes.Ortosaythisanotherway,thereareonenessesthatexiston
thesamelevelofbeinganddifferfromeachotherbecauseoftheirrelationstoadifferent
(higher)levelofbeing.Statedmoregenerally:someunifiedcollectionsofpropertiesmustbe
connectedwithcertainprinciplesofunity,andothercollectionswithdifferentprinciples.
Denyingtheexistenceofmultiplelevelsofbeingdoesawaywithtruthandfalsity,and
establishesusfirmlyintheHeracliteanflux.Thatistosaythatwhenlimitingourselvestoone
levelofbeingnotonlyisthewagoninthefieldutterlydistinctfromthehorse,asitisfromthe
plow,asitisfromeveryotherobjectofperceptionorjudgment,itisalsoutterlydistinctfrom
itself.Thereisnosamenessbetweenanyobjectswhenourattentionremainsonanysingle
levelofbeing;indeed,objectsarenoteventhesameasthemselves.Forsameness,oranyother
common,inpickingoutaprinciplesharedbyseveralobjectsatonceorbyoneobjectthrough
time,alwayspointstoatranscendentprincipleofunity,andatranscendentprincipleofunity
alwayspointstoahigherlevelofbeing.Thisprocessappliesnotjusttotherelationbetween
differentobjects,butalsototherelationbetweenthe(supposedly)“same”objectfrommoment
tomoment.ThisiswhyforHeraclitusthereisnotrueorfalsejudgment:thereisnosameness.
ThereisnosamenessforHeraclitusbecauseherecognizesnolevelsofbeing.Itisonlyonce
weaccepthigherprinciplesthattheobjectsonthesamelevelofbeingactuallystandinany
relationtoeachother.Theserelationsarethendeterminedbytherelationsbetweentheobjects
onthehigherlevelofbeing.Utterdifferenceanditscorrespondingdenialoflevelsofbeing,
therefore,putsusbackintheutterlymeaninglessrealmofHeraclitus.Indeed,wehavealready
seenthatneitherdifferencenorsamenessalone(i.e.,onewithouttheother)canconstitutea
relation.Differencerequiressameness,for,attheveryleast,twoobjectsmustbothsharebeing
(andoneness)incommoninordertostandinarelation.Ontheotherhand,iftwoobjectswere
entirelythesametheywouldnotbetwoandhencebeunabletobedistincttermsinarelation.
ThepicturewehavearrivedatinthisaccountofPlato’sontologyislayered.Thegraspof
objectsbelongingtoahigherlevelcorrespondtothe(incomplete)knowingoftheobjectson
thelowerlevel.
5
Further,withineachleveltherearedistinctobjectsstandinginvarious
relationsofsamenessanddifference.Anyobjectofjudgment,asdistinct,isgraspedasa
particularinstanceofamoregeneralclass.
6
Asthefinaldefinitionoflogossays,anygrasp
approachingknowledgemustbeabletosay“inwhatrespectthethinginquestiondiffersfrom
allthings,”andmorespecificallyinwhatrespectitdiffersfromthattowhichitismostsimilar.
Theobjectisthesameasotherinstancesfallingwithinthatclassanddifferentfromobjects
fallingoutsideoftheclass.Sotootheclassitself,liketheobject,willbesimilartoand
differentfromotherclasses,andthoseclasseswillinturnbethesameasanddifferentfromyet
other,moregeneral,classes.Followingthispattern,wemusteithercontinueinfinitelyseeking
moreandmoregeneralclassesorwemustcometotheclassthatincludesallotherclasses.For
PlatothisistheOne.Sinceknowledgeofsomethingisachievedbygraspingitsprincipleof
unity,andessentiallyeverythingsharesthesameprincipleofunity(theOne),itbecomes
obviousthatnothingistrulyknownuntilweknowtheOne,andassoonastheOneisknown
everythingisknown.Yetinknowingonenessweovercomedifference,andinsodoingthereis
nowayforustoknowanyofthemanydifferentobjectsofjudgment.However,itisobvious
thatwedograspmanydifferentthings,andinsodoingwegrasphowthesethingsarethesame
anddifferentinthewaysoutlinedabove.Howdowerecognizetheserelations?
TheOnebothmakespossibleandunderminesthegraspofanydistinctthing.Itmakes
possiblethegraspofanythingbecausetobegrasped(andsimplytobe)requiresbeingone.It
underminesthepossibilityofdistinctthingsbecausedistinctnessdependsonmultiplicityandis
therebynotknowable.Samenessanddifference,inturn,dependuponthelevelsofbeing.As
arguedinchapter3,thesamenessbetweenlevelsisexplainedbyrecognizingthatthehigher
levelssupplytheprinciplesofunityforthelowerlevels,meaningthatthelevelsare
reflectionsofthesamethingbecauseoftheir“degree”ofoneness.Yetsomelowerlevel
“onenesses”arenotreflectionsofcertainotherhigheronenesses.Forexample,wecangivea
listofthepartsofawagonthatistrueorfalse.The“onehundredelements”ofthewagonthat
isgraspedbythepersonwhoactuallyknowswagonsisboththesameasanddifferentfromthe
ousiaofthewagon.Ortouseanotherexamplefromthetexttherearecertainphysical
characteristicsthatcanbetrulyascribedtoTheaetetus(saysnubnosedandbulgingeyes)and
othersthatcannot.Iftheconnectionbetweenthelevelsofbeingisonenessthenshouldn’titbe
thecasethatanythingthatwecanthink,sinceitmustbeone,willbeareflectionofeverything
else?Whatcanpossiblydifferentiatetheonesthatbelongtothesamelevelofbeing?
Thesamedifficultycanbeseeninanother(perhapsevenmorebothersome)way.Howdo
wedistinguishbetweendifferentgraspsatall?Everygraspisinsofarasitisone.Sinceour
graspisalwaysofoneness,whatcouldpossiblyaccountforthedifferencebetweenonenesses?
Onlypluralitycould,andyetpluralityasdistinctfromonenessisnot.Yetwenonethelessare
abletograspdistinctonenesses.Howisthispossible?
Thisissuehasbeenwithussincewebegantheaccountoffalseopinioninchapter2(and
reallysinceweleftHeraclitusbehind).
7
Wesawinchapter2thatfalseopinionrequiresthe
mistakingofonelevelofbeingforanother.Eventhemistakingofonesetofcharacteristicsfor
anothersetofcharacteristics(i.e.,themistakingoftwothingsbelongingtothesamelevelof
being)canonlybefalseifthesetsofcharacteristicsareheldinrelationtoahigherprincipleof
unity.
8
Thepossibilityofthisdependsuponcertaindistinctsetsofcharacteristicshaving
connectionstocertaindistinctprinciplesofunitiesandnotothers,andyetthepossibilityofthis
ishighlymysterious.
Alltheseissuesraisethequestion:towhatextentisitpossibletogiveanaccountofthe
relationbetweenlevelsofbeing?Itisrelativelyclear(forreasonsabouttobegiven)thatitis
notpossibletomakeabsolutelyintelligibletheconnectionbetweenthatwhichmakesthings
intelligibleandthatwhichismadeintelligible.Thisiswhatweseektodobytryingtoanswer
howtheprincipleofunityisconnectedtothatwhichitunifies.Thedifficultyisthatin
differentiating“thatwhichisunified”fromitsprincipleofunity,yousimultaneouslystripitof
itsintelligibility,foraswe’veseenrepeatedlyintelligibilityisinherentlytiedtooneness.Once
you’vestrippedoneofthetermsinarelationofitsintelligibilityyouwouldseemtohavedone
thesamethingtotherelationitself.Itisliketreatinganarmyasmerelyanassortmentoften
thousandparts.Withoutaprincipleofunity,themultiplepartsexistonlyindependentlyand,
hence,cannotbeintelligibleasparts.Theargument,again,isthatsettingahigherandalower
levelofbeinginrelationrequiresseparatingthem,andseparatingalowerlevelfromthe
higheramountstoseparatingthelowerlevelfromthatwhichmakesitintelligible.Thus,setting
ahigherandalowerlevelofbeinginrelationmustmakeoneofthetermsintherelation(i.e.,
thelowerlevelofbeing)unintelligible.Butifoneoftherelatainarelationisunintelligiblethe
wholerelationwillbeunintelligible,forinsucharelationwhatisgrasped(i.e.,intelligible)
willsimplybeoneoftherelataandhencenottherelationitself.
Perhaps,though,itisincorrecttothinkabouttheconnectionbetweentheunifierand
unifiedasarelation.Arelationmaywellrequiretwoindependentrelata,andthisisnotthe
caseinthelevelsofbeing.Thelevelsofbeingarenotindependent,forthebeingofeachofthe
lowerlevelsdependsuponallofthelevelsaboveit.Thisiswhyanunderstandingofanything
requiresthegraspofthatthing’sprincipleofunity.Theprincipleofunityismostproperlywhat
thethingis,butthenthethingitselfisnotproperlywhatitis.Moreover,thething’sprincipleof
unityisaprincipleforallthingsofthatsort.Thisiswhyeverygraspmustbeincomplete.
Eitherwegraspthething’sprincipleofunityandnotthething,orwegraspthethingwithoutits
principleofunityandfailtograspitsousia.Tosaythesamethingfromtheperspectiveof
knowing(insteadofgrasping),immediatelyuponcomingtoknowsomething(i.e.,graspingits
principleofunity)knowledgeofitislost,fortheprincipleofunityisitselfsomeotherthing
thatexistsonahigherlevelofunity.
Soinonesenseweshouldnotthinkaboutthelevelsofbeingasstandinginrelationtoone
another,butwhatisouralternative?Wehaveseenthatourabilitytogiveanylogosatall
dependspreciselyupontherelationinquestion;forlogosrequiresbothacollectionofparts
andaprincipleofunitysomehowconjoined.Thus,thinkingofthelevelsofbeingasarelation
makesthempartiallyunintelligible,andyetourthinkingnonethelessdependsonacceptingsuch
arelationbecausetheintelligibilityofeachleveldependsuponitsconnectiontothelevel
aboveit.
Everygraspisknowingandnograspisknowing
Therelation(andopposition)betweentheunifierandtheunifiedisthesameasthe
relation(andopposition)betweenanobjectasknownandthesameobjectasgrasped.
9
Knowingandgraspingarereallytwosidesofthesamecoin,orperhapsmoreaccurately,two
polesofthesamerelation.Tograspanobjectistoseesomeunifiedthing.Toknowthatsame
objectistograspthatunifiedthing’sprincipleofunity.Thegraspofthishigherprincipleis
thenboththeknowledgeofthelowergraspandalsoitselfthegraspofanobjectthatisseenas
someunifiedthing,whichinturnwillbeknownonlybygraspingitsprincipleofunity.Thus,
oneandthesamerepresentationtothesoulcanbeagraspandaknowingdependingonwhatit
isheldinrelationto(i.e.,whetheritisheldinrelationtothatwhichitunifies,orthatwhich
unifiesit).Onceagain,weseethesameprogressionincomingtoknowseenabove,a
progressionthatentailsasteadymovementupthelevelsofbeing.
Thus,inonesensethegraspandtheknowledgearebothofthesameoneness,andin
anothersensetheyareofdifferentonenesses.Forexample,Icanrecognizethatthewagonis
someonethingwithorwithouthavingknowledgeofwhatthatonethingis.Bothofthese(the
graspandtheknowledge)areofthesamething,i.e.,thewagon;buttheyareeachdifferent
insofarastheyentailthemultiplicityofwagonindifferentways.Thefirstgraspissomething
likethefirstlogos;itispriortoanyunderstanding.Itcorrespondstoasimplerecognitionofa
distinctbeing,withoutanyideaastowhatthatdistinctbeingis.Theknowingispost-logos,
onlyhavingthemultiplicitypotentiallywithinit,astheteacherwhoisabletoshowthe
essentialpartstothestudent.Asarguedinchapter3,themovementfromagrasptoaknowing
isaccomplishedthroughlogos.Thegraspassociatedwiththefirstkindoflogosisdivided
throughthefinaltwokindsoflogoiinordertofindaprincipleofunityforthepartsproduced
bythedivision.Thisprincipleofunity,despitebeingthesourceofknowledgeforthatwhichit
unifies,willthenlikewiserequireaseekingoutofitsownprincipleofunity,andsoforth.
Thus,thedialoguesuggestsamethodforacquiringknowledge,butstopsshortofactually
presentinguswiththesoughtafterknowledgeofknowledge.
10
Thereasonforthedialogue’sstoppingshortofknowledgehasalreadybeenexplained.
Onlythatwhichhaspartscanhavealogos,andaslongasthereareparts,therecannotbe
knowledge.Knowledgeonlyariseswhenthelogosasappliedtothegrasphasbeenleft
behind.Andyetassoonastheprincipleofunityisgraspedasanindependentthingitceasesto
beknowledge,andonceagainisjustsomeobjectgraspedasdistinctfromotherobjects.That
whichallowsagrasptobeknownbecomesnotknownatpreciselythemomentitmakesthe
originalgraspknown!
Thisproblem,thatthatwhichmakesthingsknownisnotitselfknown,wasactuallyoneof
theprimarydifficultiesraisedinreferencetothedream.Torecall,therefutationofthedream
raisedtworelatedproblems:eitherthecompoundismerelytheaggregateoftheelements,orit
issomeonelookarisingoutofthem.Ineithercasethecompoundwillbeunknowableinthe
samewayastheelements.Ifitismerelytheaggregate,thenthecompoundwillhavethesame
natureastheelementsand,hence,beunknowableinpreciselythesameway.Ifthecompound
issomeonelookarisingoutoftheinterweavingoftheelements,thenthecompoundwill
necessarilyhavethesamecharacterasanindividualelement(i.e.,itwillbeoneand
indivisible),andasaresultitwouldbeunknowableinthesamewayaswell.So,too,onmy
accountthehigherunitythatservesastheknowledgeofthatwhichitunifiesendsuphavingthe
samecharacterasthatwhichitunifies;forittoo,insofarasitisanobjectofthoughtatall,
mustbeacombinationofoneandmany.Becausethehigherunityhasthesamecharacterasthat
whichitunifies,itshowsitselftobenot-knowninpreciselythesamewayasthatwhichitis
supposedtomakeknown.
Theproblemwiththedreamisthatitmakestheelementsthefundamentalbasisforbeing
andthought.Thisiscompletelybackwards,astheargumentfortheexistenceofthesoulshows
us.Thehigherprinciples,notthepartsthatareinterwoven,arethefundamentalbasisforbeing
andthought.
11
Theelementsaccountforthemultiplicity,butitistheonenessthatallowsfor
beingandknowledge.Thedream,therefore,invertsreality.
12
Buthowdoesthisinversionof
thedreamhelpusavoidtheproblemsraisedearlier?Isn’tthepresentaccountstillmaking
knowledgeofthingsrestuponthatwhichisnotknown,evenifitdoessoinawaythatis
differentthanthedream?
Therecognitionthatthebasisofknowledgeandbeingliesintheprincipleofunity,as
opposedtotheunifiedparts,givesusawaytoavoidthedilemmathatunderminedthedream.
Thegraspofthehigherunityarisesoutofthemultiplicityrecognizedintheparts.Thesingle
grasparisingoutoftheperceivedmultiplicity(whichistheknowledgeoftheoriginalgrasp)is
ofwhatisone,butsincethegraspofithasarisenoutofthemultiplepartsitisalsosomething
overandabovetheemptyonenessofthegraspofanelement.Thewagonasasimple,
contentless,objectofperceptionisanelement.Thewagonasanobjectofknowledgeisstill
simpleandone,butitalsohascontent,contentthatisimplicitintheknowingandcanbelaid
outinallitsparts(throughlogos)iftheknowersochooses.Theprincipleofunityislikethe
elementofthedreaminsofarasitisoneandfundamentallyindivisible,butitdiffersfromthe
elementinthatitsindivisibilitynonethelesshasthepossibilityofdivisionwithinit.The
seemingcontradictionofsayingthattheindivisibleobjectofknowledgeisnonetheless
potentiallydivisibleisnotreallyacontradictionatall,forthedivisionoftheobjectisnotthe
knowingoftheobject,eventhoughtheproperdivisiondoesdependupontheknowledge.This
iscentraltounderstandingtheaccountbeingofferedasitpointsusrightbacktothelevelsof
being.
Therecognitionofknowledge’sneedforhigherprinciplesofunityavoidsthepitfallsof
thedream’selementsonlybyacceptingthateventhougheveryobjectoneverylevelofbeing
onlyexistsinvirtueofitsoneness,thereisnonethelessadifferenceindegreesofoneness.This
isconnectedtotheseemingcontradictionpointedtoabovethatthemoreone(i.e.,thatwhich
suppliestheprincipleofunityforsomethingelse)has“within”itthatwhichislessone.That
oneandthesamethingcanberepresentedinwaysthataremoreandlessonewasatthecenter
ofwhatallowsforthepossibilityoffalseopinion(aswasarguedinchapter2).Therearetwo
requirementshere:(1)Onenessoneachlevelisfundamentallythesame,foritisonenessthat
makeseverythingbe.(2)Therearelevelsofthisoneness,despiteonenessbeingfundamentally
thesame.Ingraspingaprincipleofunity,wearegraspingsomethinglikeanimageoftheOne
itself.Yeteachmovementupward,whilealwaysincomplete,isnotmerelyamovementtoward
theOne,itisalsoaknowingoftheOne;forwithouttheonenesstherewouldbenograspatall.
However,eachofthesegrasps,asgraspsofdistinctthings,underminesitselfasknowledgejust
atthemomentitisgrasped.Inotherwords,despitethefactthateverydistinctgraspfallsshort
ofknowledge,eachone,nonetheless,mustbeagraspofsomedegreeofoneness.Assucheach
graspisaknowing,forallknowingisofoneness.Thelevelsofbeing,notsurprisingly,
correspondtolevelsofknowing.Butsinceeachprincipleofunityhasitssourceof
intelligibilityoutsideofitself,eachoftheseinstancesofknowingisalsoaceasingtoknow.
Goodlogosandbadlogos
Theaboveargumentconcludingthatknowledgeisnevercompleterestsuponaclaim
aboutknowledge.Specifically,itrestsupontheclaimthattoknowsomethingistograspits
principleofunity.Doesthismeanthattheargumentunderminesitself?(Afterall,theclaimthat
“toknowsomethingistograspitsprincipleofunity”mustitself,iftheconclusionitgroundsis
true,beatbestonlypartiallytrue.)Theanswertothisquestionmustbeyes.Theclaimsmade
abouttheincompletenessofeverygraspisalogos,andwehaveseenthatanyandeverylogos
mustbeincomplete.Morespecifically,wehaveseenthateverylogosmustunderminethe
multiplicityinherentinitinordertoleadtoagraspofaprincipleofunity.Inotherwords,not
justthisone,buteverylogosisselfundermining!Actually,theironyhereisthatitisonlythe
meaningfullogoithatunderminethemselves.Themeaninglesslogoi,becauseoftheirlackof
meaning,areunabletounderminethemselves.Thereisnoutterlytruelogos,thereareonly
betterandworselogoi.Agoodself-refutinglogosleadstoaprincipleofunitywhileabad
logosdoesnot.
Thus,todistinguishbetweenagoodlogosandabadlogoswemustbeabletoidentify
principlesofunity,andthisrequiresbeingabletodeterminehowlevelsofbeingrelatetoeach
other.Yet,makingintelligibletherelationbetweenlevelsofbeingseemstobeimpossible.So
thequestionbecomes:howcanwepossiblydeemonelogosgoodandanotherbad?This,
again,appliesnolesstothisbook’slogosthanitdoestoanyother.Howcanweknowthatone
accountisanybetterthananyother?ThepositionofProtagoras,wherenojudgmentwastruer
thananother,isbroughttomindhere.Movingbeyondhislogosrequiredtherecognitionof
substance,whichtranslatesintoanacceptanceofoneness.Thesameprincipleappliesnowin
differentiatingonelogosfromanother.
13
Thebetterlogoiaretheonesthatcansupply(orlead
tothegraspof)amoreunifiedandmoreunifyingprinciple.Thequestionishowwecan
recognizethis.
Abriefinvestigationofhowmyaccountofaccountsappliestoitselfwillbeincludedin
theconclusionofthebook,butthegeneralideaofhowtodifferentiateaccountsshouldbe
evident.Differentiatingbetweenbetterandworselogoiisakintodifferentiatingbetween
higherandlowerlevelsofbeing.Whilewecannotdifferentiatethelevelsofbeingfromone
anotherinvirtueoftheironeness,foritistheironenessthatmakesthemalllevelsofbeing,we
canrecognizethatcertainloweronenessesarecontainedincertainhigheronenesses.The
beingsharedbytheobjectsofexperienceiscontainedinthesoulitselfthroughitself,forthe
objectsofexperienceareinvirtueofthecommonssuppliedbythesoulitselfthroughitself.
Thebeingofthewholeofthewagoniscontainedinthesinglelook,thoughitisnotcontained
thereasawagon,fortobethewagonrequiresamultiplicitythatasinglelookcannothave.
Theindividualiscontainedinthespecieswhichiscontainedinthegenus.Thisiswhat
accountsforthedifferencebetweenthelevelsofbeing,i.e.,thehigherlevelscontainthebeing
ofthelowerandnotviceversa.Thus,thedifferencesbetweenthelevelsofonenessis
understandableintermsoftheircontent,orlackthereof.Thelackofcontentofthelowerlevels
ofbeingallowsustounderstandthebeingandnotbeing(andcorrespondingknowingandnot
knowing)thatwesawinchapter2wasnecessaryforthepossibilityoffalseopinion.Judging
TheaetetusasuglyisfalsewhenweholdthejudgmentinrelationtowhatTheaetetusmoretruly
is(i.e.,abeautifulsoul).JudgingTheaetetus’appearancetobeuglywithoutholdingitin
relationtowhatTheaetetusmoretrulyisisnotafalsejudgment,itisjustamostlyempty
judgment.
Thus,althougheachgraspisone,itisstillthecasethateachsingleobjectcanbegrasped
inamultitudeofways.Allofthewaysareboththesameaseachotheranddifferentfromeach
other.Thesamenessissuppliedbytheirsharedoneness,whichissupplied,intheTheaetetus’
limitedaccount,bythecommons.
14
Thecommons,wehaveseenrepeatedly,arethesourceof
allintelligibility.What,then,islefttobesaidaboutthedifferencebetweenthegrasps?Ifthe
sourceofintelligibilityisresponsibleforthesameness,itwouldseemtofollowthatthesource
ofthedifference,ordistinctness,mustbeunintelligible.Thismeansthatweshouldnotexpect
anintelligibleanswertothequestionofwhatconnectsadistinctprincipleofunitytosome
distinctsetofparts,fordistinctnessisinherentlyunintelligible.
Andyet,wecan,anddo,distinguishbetweenprinciplesofunityandparts.Youcannot
articulatethedifferencebetweenthelevelsofbeingfromtheperspectiveofthelowerlevels.
ThisisunderstandablethroughthestandardPlatonicdistinctionbetweenformsandimitations
(whichisrelativelyeasytoreadintothisaccount).Forexample,youcannotsayhowthe
particulartreediffersfromtheuniversaltreebyarticulatingwhatitisabouttheparticularthat
differs,fortheparticulardiffersfromtheuniversalonlyinsofarasitisanimitationoftheform.
Buttoimitatetheformistolacktheform(i.e.,theprincipleofunity)insomeway,forifthere
werenolackthentheparticularwouldnotbeanimitationoftheform;itwouldbetheform
itself.Buttheformisresponsibleforthebeingofthatwhichimitatestheform.Hence,what
makestheparticulardifferentfromtheuniversalisalackofbeing,andsincenon-beingcannot
be(norbearticulated)itisnotpossibletosaywhattheparticularhas(orrather,lacks)that
makesitdifferfromtheform.Theonlywaytodistinguishthetwoistorecognizethat,while
stillbeingone,theformmustcontainthebeingoftheparticularwhiletheparticularcannot
containthebeingoftheform.Thedifferenceisintherichnessoftheoneness,aonenessthat
theybothmusthavetobegraspableatall.Tosaythatthelackinthejudgmentoftheparticular
isalackofonenessisinonesensetrue,butitisalso,likeeveryotherstatement,partially
false.Bothgraspsareone.Theyhavetobeinordertobeatall.Buttheonenessofthehigher
levelbeingincludestheonenessofthelowerlevel.Thisinclusion,however,isnottobe
interpretedasamultiplicity,foritispreciselyinthelackofmultiplicity,orthelackofnon-
being,thatthehigherlevelisabletoincludethelower.Rather,theinclusionofthelowerlevel
beinginthehigherisonlyintermsofitsbeing,notintermsofitbeingsomedistinctthing.
Thistakesusbacktologos,foritislogosthatsomehowholdsthedistinctonenesses
belongingtoseparatelevelsofbeinginrelationtooneanother,whetherbymodelingthemina
streamthroughthemouth,listingelements,dividingintogenusanddifferentia,ormore
generallyinterweavingnames.Everylogosisareflectionofwhateveritisalogosof,and
everylogosworksbyhavingastartingonenessandbreakingthatonenessapart.Thisactof
division,however,canhavetwodifferentendsordirections,onecorrespondingtotheroleof
theaskerandtheothertotheroleoftheanswerer.Thegraspoftheaskerisempty,thoughthere
mustbesomeminimalunitybeingaskedafter,forquestioningitself(atleastoftheform“what
is...?”)isarecognitionofsomeonenessthattheaskercannotidentifyotherthanto
(somehow)pointouttheobjectinquestiontotheanswerer.Theanswererinturntakesthe
onenessinquestionandmakesclearerwhatitisbypointingoutwhatitiscomposedof.Both
logoiaredividedrepresentationsofthesamething,butthesamethinggraspedatdifferent
levelsofbeing.Theasker’sattempttodividetheobjectfailstoallowhimtorecognizethe
(firstlevel)underlyingunityofwhatheasksafter,thoughitispossiblethatintheactof
formulatingthequestiontheunitybecomesclear,
15
whiletheanswerer’slogosarisesoutofa
graspofthatveryunitywhichtheasker’slogosseeks.
Partofthechallengehereisthatonceweacceptthismovementbetweendifferentdegrees
ofonenessbeingmediatedbydifferenttypesoflogoiweareforcedtoconcludethatnothing
canactuallybesaidofanyofthedegreesofonenessthemselves,whichinturnmeansthat
nothingcanbesaidofthethingsthatweareactuallygraspingorknowing.Forassoonaswe
saysomethingabouttheonenessitselfwearenolongerdealingwiththatonenessalonebut
onlywithalogosofthatoneness.Aswearguedearlierlogoiallrequirenotjustonenessbut
alsomultiplicity.Thegraspsareoneinawaythatthelogoicannotbe,andhencethelogos
mustundermineaunity.
Theflipsideofthisisalsotrue:inseekingoutknowledgeofwhatalogosis,weare
turninglogositselfintoanobjecttobegraspedorknown,butbymakinglogosanobjecttobe
graspedorknownitceasestobethatwhichunifiesthegraspandtheknown.Butifknowingthe
relationbetweengraspsorknowingsrequiresknowinglogos,andknowinglogosrequires
makinglogosanobjecttobegraspedorknownandhencenotlogos,thenitisnotpossiblefor
ustoknowtherelationbetweenagraspandaknowing.Thisisyetanotherargumentforwhat
wesawearlierinthischapter:whatisknowablecannotbespokenof,andwhatcanbespoken
ofisnotknowable.
Atthecruxofallofthesedifficultiesistherecognitionthatdifferenceisinherently
unintelligible,andyetnecessaryforthepossibilityofanythought.Thishasbeenanunderlying
problemthroughoutthedialogue;indeedithasbeentheunderlyingproblemateveryturninthe
dialogue’slogos(orlogoi).Thelevelsofbeing,whichIhavebeenarguingareindispensable
forunderstandingtheTheaetetusasawhole,remainunclearintheirdetailsbecausetosupply
detailswouldrequireexplainingdifference.Allwereallygetexplicitlyinthedialogueasa
representationofthelevelsisadistinctionbetweenthesoulitselfthroughitselfandthesoul
itselfthroughanother.
16
YettherearehintsthroughouttheTheaetetusatseveraldistinctions
withinthesoulthroughanother.Asexamples,thedialoguegivesusimages.Thewaxblock
(memory)andtheaviary(thought)arebothdistinctrepresentationsofthesoulthroughanother,
sotooistheimageofthewoodenhorsewiththesoulsittinginside
17
(perception).Eachof
theseimagesinsomewaycorrespondstograspingadistinctlevelofbeing,andeachfalls
shortofthesoughtafterknowledge(whichitselfsomehowcorrespondstoadistinctlevelof
being).Tomakethedifferencesbetweentheselevelsclearwouldrequiredistinguishing
differencefromdifference,foraspointedoutearlier,eachlevelmustbeoneinsofarasitis,
andhenceitispreciselyintheironenessthattheyremainindistinctfromeachother.Thisis
whytheonlymeaningfulwayofdistinguishinglevelsofbeingisbyrecognizingthatonetypeof
beingsuppliestheprincipleofunityforanother,forinsodoingwefocusontheonenessof
boththelevelsinquestionasopposedtotheirmultiplicity.Yet,assoonaswerecognizethat
theobjectofjudgmenthasaprincipleofunitythatliesoutsideofitself(i.e.,isdifferentfrom
itself),werecognizethatthatobjectofjudgmentfundamentallyisn’t,andthatthereisnoactual
thingitselfthereforustojudge,andthatwhatisactuallybeingjudgedbelongstosomething
else.Thus,whenwepayattentiontoeachofthelevelswenoticethatthey(asintelligiblein
anyway)arealwaysvanishingintothelevelabove,whichinturnwillvanishintothelevel
aboveit,andsoforth.Eachofthesevanishingsisasclosetoagraspofdifferenceasweget;
werecognizethatwhatwetookasoneisnotreallyone,i.e.,itismany.Inthissensedifference
endsupbeing“thesame”asnon-being,fordifferencehererepresentswhatisnottheoneness.
ThisisnotsomethingthatisparticulartotheTheaetetus.Thereareseveraldialoguesin
whichPlatoexplicitlynotesthatlogosrequireshypothesizinganintelligibilitytodifferenceor
non-being.BothintheSophistandtheParmenides,Platohasthediscussionleaderhypothesize
differenceandnonbeingforthesakeofallowingformeaningfuldiscourse.
18
IntheTheaetetus
thehypothesizingisnotasexplicit,butnolessnecessary.Inthepivotalargumentrefuting
“knowledgeisperception,”differenceistakentobeoneofthethingscommontoallthesenses,
aclaimwhichisacceptedwithoutreservationbyTheaetetus.Claimingthatdifferenceisa
common,oraform,isimmenselyproblematic.Aswe’veseeninchapter2,thecommonsare
thegroundforallintelligibility.Theirroleinsupplyingintelligibilityisconnectedtotheirrole
astheunifierofthatwhichisconveyedthroughthesenses,thesoulbeingthepointatwhichall
thesenses“convergeintosomeonelook.”Difference
19
andunlikeness
20
arebothlistedamong
thecommons.Thedifferencebetweendifferenceandunlikeness(ortheunlikenessbetween
them)isveryhardtounderstand,butbothofthem,regardlessoftheirrelationtoeachother,
appeartobeunintelligibleascommons(i.e.,unintelligibleasprinciplesofintelligibility):
commonsarebydefinitionwhattheobjectsofexperienceshare,i.e.,whatisthesameforall
ofthem.Howcandifference,asacommon,possiblyberesponsibleforwhatisthesameinall
objectsofexperience?Inshort,whatisdifferentcannotbeshared,forinbeingshareditis
madethesame.
OneoftheparadoxesoftheaccountI’vebeenofferingisthatittreatsdifference(or
distinctness)asthenon-common.Tosaythesamethinginaslightlydifferentway,difference
seemstobethecommonresponsiblefornoncommonness.Onewaytoseethisistorecognize
thatthelevelsofbeingcorrespondtovaryingrelationsbetweenoneandmany,andtobemany
istohaveamultitudeofdifferentparts.Aswe’venotedseveraltimes,tospeakofthemanyis
toapplyonenesstoit(otherwiseweareleftwiththelogos-lessaccountofHeraclitus).To
speakofdifferenceistospeakofdifferencewithsameness,orinotherwords,tospeakof
differenceisinsomesensetonotspeakofit.
Thewholeaddsanotherlayertotheissuewhenthinkingthroughtheneedforsameness
withindifference.Therearetwolayersofonenessesinthewhole.Thereisanall,i.e.,a
collectionofparts,andthereisthesinglelookthatturnstheallintothewhole.Thisisthe
quintessentialexampleofadistinctionbetweenlevelsofbeing.Whatisthedifferencebetween
theonenesses?Eachofthepartsoftheallmustbeoneinordertobe,andthesinglelookmust
beoneinordertobetheprincipleofunityofthewhole.Thismeansthatboththepartandthe
wholemustbeone.This,again,isthesourceofthedilemmathatarisesoutofthedream;either
thecompoundisanall(i.e.,abunchofones)orasinglelook(i.e.,asingleone),andineither
caseitisonlyasknowableastheelements.Whatthenislefttodifferentiatebetweenthepart,
thesinglelookandthewhole(whichissupposedtobethecombinationofthetwo)?
Whatissostrikinghereisjusthowdifficultitistofindanythingtosayaboutthese
onenesses,somuchsothatitisverydifficulttomakeanymeaningfuldistinctionbetweenthem.
Onceagain,asI’vebeenarguingfromthebeginning,whatweneedisacombinationofthe
two,butsinceeachofthepairseemtobethesame,itisnotclearhowwehavetwohere,nor
isitclearhowifwedohavetwohowourunifyingofthemwon’tmakethemoneagain.We
haveaseriesofproblemsallrevolvingaroundanattempttomakedifferenceintelligible,
whichisallthemorestrikingbecausewe’veseenthat,asacommon,differenceisrequiredto
makethingsintelligible.Somehowtheonesthatcorrespondtothepartsaredifferent(without
usbeingabletosayhow).Somehowtheseonesareunifiedintoaonethatincludesthemall,
withthecharacterofthenewlyformedonebeingknowableinawaythattheelementalones
arenot,andhencehavingadifferentcharacterfromthem.Somehowtheprincipleofunity
allowingfortheonethatisacompoundispartlessandhencedifferentfromitselfwithinthe
unifiedobject.Theseareallnecessaryfortheaccountoffered,whichinturnisclaimingthat
theyarenecessaryformeaningfuldiscoursetobepossible.Theinabilitytogivealogosof
onenessmeansthatthatwhichmakeslogospossiblealsolimitsthescopeoflogosbecauseno
logoscanbegivenofit.
Thedialogueendswithpreciselytheseissuesattheforefront.Theproblemraisedwith
definingTheaetetusbystartingwithatrueopinionofTheaetetusandthenaddinghowhe
differsfromwhatheismostsimilartoisthatthereisnoopinion(trueorfalse)withoutfirst
graspingtheobjectofopinion’sdifference.
21
Opinionentailsdifference.Infactanygraspof
somethingentailsdifference,andyetitispreciselyinthefailuretoovercomedifferencethat
knowledgeisundermined.Theendofthedialogue,however,makesitseemlikethefailureto
knowarisesfromnotrecognizingdifference’sfundamentalroleinknowledge.AsSocrates
says:
assoonasyougraspthedifferenceofeachthingbywhichitdiffersfromeverythingelse,you’llgraspanarticulation
(λόγον),assomepeopleclaim;butaslongasyouhangontoanythingthat’ssharedincommon[κοινοῦ],yourarticulation
willbeaboutthosethingsamongwhichthecommonnessisshared.22
Takingthispassageastellingusthatknowledgeisgraspingdifferenceisamisreading,orat
bestanincompletereading.Differenceismostcertainlyfundamental,butnottoknowledgein
anunqualifiedsense,forknowledgeisofoneness.Differenceisfundamentaltoopinion,orto
graspingandthinkingingeneral.Theturningofopinionintoknowledgetakesplaceprecisely
intheovercomingofdifference,i.e.,itliesingraspingbeingasacommon,andinsodoingwe
mustleavetheobjectasdistinctfromitsbeingbehind.Thegraspingofthecommonisknowing
inonesense,asitisagraspofaprincipleofunity,butasadistinctgraspitimmediately
reincorporatesthedifferenceithadovercome,onlythistimeonahigherlevelofbeing.
Thispointstoaprogressionfromaparticulartoitsspeciestoitsgenus,etc.,andthis
progressionwillremainincomplete(i.e.,shortofknowledge)foraslongasaprincipleof
unitymustbefoundforwhateverisgrasped.Eachofthesegraspswillentaildifferenceuntil
wecometotheOneitself.Ihavebeenarguingthateachofthesegraspsisofsomethingthatis
bothoneandmany,i.e.,awhole.Theknowledgeofthewholedependsupongraspingits
principleofunity,whichitselfwillbeanotherwhole,andhencewillalsorequireaprinciple
ofunity.Eachgraspofaprincipleofunitythatisitselfawholeisbothaknowingandanot
knowing.Itisaknowingofthebeingofthatforwhichitsuppliestheprincipleofunity,andit
isanotknowingofitsownbeing.Thisamountstosayingthateachgraspisaknowinginsofar
asitisofaprincipleofunity(i.e.,insofarasitisofwhatisone),anditisanotknowing
insofarasitisofthatwhichrequiresaprincipleofunity(insofarasitentailsplurality).
Notes
1.Tobedistinctheremeanstobesomethingandnotsomeotherthing.Thisentailssomekind
oflimitationandmultiplicity(alittlemorewillbesaidregardingthisinthenextparagraph).
Distinct,inthesenseusedhere,appliesasgenerallyastheterm“grasp”does.Theterm
graspisawayofreferringtoallofthemanywaysthesoulcanattachtoanobject.
Perceiving(insofarasthereisminimalintelligibilityinvolved),opining,andknowingare
allformsofgrasping.Distinctnessisthesamenotionappliedtotheobjectbeinggrasped
insteadoftothefacultygraspingit.Distinctnessisoneofthetwocriteriaforanintelligible
object,theotherbeingoneness.
2.Thiswasarguedforinchapter2.
3.Thisisaversionoftheone/manyrequirementwehavebeenseeingfromthebeginningofthe
investigation.
4.Chapter2,pp.21-24.
5.Thisknowinghasbeenseentobeincompleteintwoways.Thefirstisthatthegraspofthe
objectonthehigherlevel,insofarasitisagraspatall,willshowitselftobeamultiplicity
inneedofaprincipleofunitylyingoutsideofitself.Thesecondisthatthegraspofthe
objectonahigherlevelleavesthedistinctnessofthatobjectasitexistsonthelowerlevel
behind.Forexample,theknowingofTheaetetusasahumanbeingdoesnottellusabout
Theaetetusasadistinctindividual.
6.Therehavebeenmanyexamplesgiveninthedialogue.Thesunisaninstanceofheavenly
bodiesmovingaroundtheearth.Sigmafallsintotheclassofunvoicedletters.Theaetetusis
aninstanceofhumanbeing,etc.
7.WithHeraclitus,ofcourse,wehadtheoppositeproblem.Nowwearestrugglingtoaccount
fordifference,whileatthebeginningofthedialoguethestrugglewasinaccountingfor
sameness.
8.Theexampleusedinchapter2wasjudgingJotonotbeSmithwhenreallyJoandSmith
weresimplytwodifferentsetsofcharacteristicsthatbelongtothesameperson(JoSmith).
9.Thisfollowsfromtherecognitionthatbeingissuppliedbythesoulitself.Theobjectsbeing
judgedbythesoularetheobjectsthatare.
10.Iarguedinthepreviouschapterthatthefinalsectionofthedialogueissimplythelast
example(orstep)inaseriesofonenessesdividedbyalogosinordertobeovercomebya
higheroneness.Eachofthedefinitionsreallyaccomplishesthis.Thefirstonenessis
perceptionbythesoul.Weseethatthisisreallyacombinationoftheworkofthemany
sensesandthecommons.Thisrecognitionleadsustoopinionasthehigherunity.Opinionis
thenshowntobemultipleinsofarasanyopinionisonlyoneofanynumberofpossible
representationsofahigherunity.Thefinaldefinition’sinclusionoflogosthenindicatesthe
waywearetomoveupwardtowardthathigherprinciple.
11.Thiswasactuallypointedoutinchapter3.Thedreamtalksaboutelements(στοιχεῖον)asa
“lotlike”(στοιχεῖα)the“firstthings”(πρῶτα).Thefirstthings,I’msuggesting,arethe
principlesofunity.Theabove,hopefully,showsbothhowtheelementsofthedreamare
similaranddifferenttotheprinciplesofunity.
12.ThisisapossiblereasonthatSocratesreferstoitasadream.
13.ItisinterestingthatthisisreminiscentofthedefensethatProtagorasgaveofhisposition
(throughthemouthofSocrates)backintheseconddefinitionofknowledge.Hesaysin
regardstoeducationthat“oneshouldproduceachangefromoneconditionthatholdstoa
betterone,butwhileadoctorproducesachangewithdrugs,asophistdoessowith
speeches.Onedoesnot,however,makesomeonewho’sbeenhavingsomefalseopinion
afterwardhavesometrueopinion,forthereisnopowertohaveasopinionseitherthings
thatarenot,orotherthingsbesidesthoseoneexperiences,andthelatterarealwaystrue”
(167a).ThedifferencebetweenProtagoras’positionandtheonewearelookingatnow
aroseoutoftherefutationof“knowledgeisperception,”theargumentwhichshowedthe
needforaprincipleofonenessandlevelsofbeing.
14.Limitedbecause,asdiscussedinchapters2and3,thecommonsthemselvesalsorequirea
principleofunity,andthis/thesehigherprinciple(s)arenotexplicitintheTheaetetus.
15.Thisisnotanuncommoneventinaphilosophycourse:thestudent,incomposingthe
question,comestoseewhatsheisreallyaskingafter.Whenthisdoesn’thappentheteacher
asanswerermustreplacethelogosoftheaskerwithanotherlogosthatmakesthe
underlyingonenesssomehowmoreobvious.
16.185d-e.
17.184d.
18.ThisisamajorthemeofthediscussioninthesecondhalfoftheSophist.See236e-241ein
particular.AlsoseeParmenides135b-c.
19.ἕτερον(185a).Thisiscommonlytranslatedas“otherness.”
20.ἀνομοίω(185b).Thisisalsocommonlytranslatedas“otherness.”Sach’stranslatesitas
“unlikeness”andIkeptitheresincemostofthetranslationsI’vebeenusinghavebeenhis.
21.209c.
22.208d.
Conclusion
What,then,havewelearnedaboutknowledge?Everyactofknowingisasimultaneous
actofnot-knowingtheverythingknown.Thereasonforthis,statedsimply,isthatevery
knowingisofwhatisandeverybeing(exceptOne)bothisandisnot.Toputtheargumentin
thetermsusedintheTheaetetus,inordertoknowwhatawholeisitisnecessarytograspthe
onelookthatallowsittobe.Butthewholecannotbeidentifiedwiththeonelook,forthe
wholehaspartswhiletheonelookdoesnot.Thus,incomingtoknowthewholeIgraspone
look,andinsodoingceasegraspingthewhole.Thegraspoftheonelook,assomething
intelligible,willthenhaveitsownprincipleofunitywhichmustbegraspedifknowledgeisto
behadofit.Thus,everyactofknowingleadsdirectlyintotheneedforhigherknowledge,and
everygraspofhigherknowledgeis,insomesense,agraspofaonenessthatwasalready
known,thoughtoalesserdegree.Comingtoknowcan,therefore,betakentobeacontinual
distancingfrommultiplicityforthesakeofricherandrichergraspsofoneness.
Thisconclusion,thatknowingisagraspingofonenessthatleadstotheneedfornew
graspsofoneness,aroseoutofanattempttounderstand(i.e.,know)thedialogueasawhole.
Theattempttounderstandthedialogueasawholeamountstotryingtoseehowthemanyparts
ofthetextfittogetherintoonething.Thismeansthatthedialogueisreflexive:comingtoknow
whatknowledgeis,weengageinthesortofinquirythatisnecessaryforanyparticular
knowledge,butishereaninquiryintoknowledgeitself.Thismeansthatinsomesensethe
conclusionthatweneedtoseekoutonenessinordertocometoknowwasassumedatthevery
beginningoftheinvestigation.Indeed,theseekingoutofoneness,thedialogueargues,isthe
groundforthepossibilityofanymeaningfulinvestigation.Thisiswhattherefutationofthefirst
properdefinitionofknowledge,anditscorrespondingrefutationofHeraclitus,taughtus.There
waswithinus,attheverybeginningoftheinvestigation,agraspofwhatwehadtodoinorder
tocometoknow,despitethefactthatfiguringoutwhatwehadtodoinordertocometoknow
wastheexplicittopicoftheinvestigation.Theknowledgebeingsoughtafterwas,insome
lessersense,knownpriortothesearch.
Ihavearguedthatthiscomingtoknowwhatistosomedegreealreadyknownismade
possiblebythelevelsofbeing(asrepresentedbytheall,thewholeandthesinglelook).The
initialgraspofsomethingisanambiguousrelationoftheprincipleofunityandtheparts;some
ambiguousonenesswithminimalcontentpresenttothesoul.Thisminimalgraspisnecessary
merelytobeabletoaskafterthebeingofsomething.Logosallowsfortherecognitionthatthe
ambiguousonenessisawhole,whichinvolvesakindofdisambiguationofthesinglelookand
alltheparts,whichinturnentailsakindofgraspofthesinglelookitself.Thus,theknowledge
oftheprincipleofunity(i.e.,thesinglelook)ofthewagonisprecededbyanemptygraspof
thewagonasanobjectofexperience.Bothoftheseareagraspofoneness,andhencebothof
themmarkakindofknowing.Thedifferencebetweenthetwoisthatthegraspoftheprinciple
ofunityincludesthebeingofthegraspoftheobjectofexperience;andsinceknowledgeisof
beingthismakesitamorecompleteknowing.Yetthemorecompleteknowingsarealso
incomplete,for,ashasbeenargued,theknowledgeofanydistinctthingmustinvolve
multiplicity,andhencemustappealtoahigherprincipleofunityforitsbeing.
So,too,fortheinsightsthedialoguehastooffer;theymustbepresenttousinorderforus
tobeabletodiscovertheminthetext.Socratesisrelativelyexplicitaboutthisinhis
conversationwithTheaetetus;hisartofmidwiferyisonlycapableofbirthingwhatisalready
present.Therefutationof“knowledgeisperception”showedusthisaswell.Itdemonstrated
thatallintelligibilityisrootedinbeingandonenesswhicharesuppliedbythesoulitself.This
appliestobeingonanylevel.Thismeansthatthemovementfromtheinitial(mostlyempty)
graspsoftheobjectsofexperiencetothegraspofwholeness,andthemovementfromthegrasp
ofwholenesstothegraspofousia,arereallymovementsbacktothesoul:eachgraspof
onenessonanylevelisthesoulreturningtoagreaterorlessergraspofitself.Tousetheterms
ofthedialogue:eachactofknowingisanactofthesoulitselfthroughitself.Whattheaccount
hasshownusisthateveryintelligibleexperienceofthesoulisareturningtoitself,some
returningsbeingmorecircuitousthanothers.Logos,astherelationbetweenthelevelsof
being/oneness,canbethoughtofastheothernessthatthesoulpassesthroughinreturningto
itself.Inotherwords,successfullogosisthemovementfromonenesstoonenessthrough
multiplicity.
Astheexpressionofbeing,logosmustalwaysfallshortofthatwhichitseekstoexpress.
Thisincompletenessoflogosisbothepistemicandontic.Notonlydoesagraspofbeing
overcomelogos,beingitselfrequirestheovercoming.Tostatethissimply:thelowerlevelsof
beingfallshortofthehighersimilarlytohowlogosfallsshortofbeing.Or,lookedatfromthe
otherdirection,theinabilityoflogostoeverfullycapturebeingistiedtoalowerlevelbeing’s
inabilitytobefullyone.
MylogosofthelogosintheTheaetetus,likealllogoi,isincomplete.Thegoalhasnot
beentogiveadefinitiveaccount,for,accordingtomyownposition,thereisnosuchthingasa
definitiveaccount.Rather,Ihavetriedtoshowwhatallaccounts,intheirquestforknowledge,
seektoaccomplish.Oneoftherepercussionsofmyaccountisthatagoodaccountwillalways
leadtotheneedforanother,new,account.Hence,attheconclusionoftheirlongexaminationof
Theaetetus’soulSocratessays“atdawn,Theodorus,let’smeethereagain.”
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AbouttheAuthor
DanielBloomisanassistantprofessorofphilosophyatWestTexasA&MUniversity.He
receivedhisBAandPhDinphilosophyfromtheUniversityofGeorgia.