Liggan DY, Kay J: Pract Res 1999; 8(2):____ ____psychotherapy: a review. J PsychotherNeurobiology; Affect;aspects of Psychotherapy andSome neurobiological Attachment; Memory Some Neurobiological Aspects of Psychotherapy A Review Deborah Y. Liggan, M.D. Jerald Kay, M.D. he role of learning in the conduct of psychotherapy Ever since the idea was accepted that memory is Tdates back to mid-century. The neuroanatomist associated with alterations in synaptic strength, studies Ramón y Cajal1 had earlier discovered that information on the cellular and molecular mechanisms responsible could be stored by modifying the connections between for the plastic changes in neurons have attracted wide communicating nerve cells in order to form associations. interest in the scientific community. This article In 1949 this idea was formalized by Hebb,2 who sug- explores the process of memory consolidation leading to gested that such modifications should take place between persistent modifications in synaptic plasticity as a the connected cells if and only if both neurons were mechanism by which psychotherapy facilitates changes simultaneously active. From this idea emerged the well- in the permanent storage of information acquired known Hebb s rule: When an axon of cell A is near throughout the individual s life. The psychobiological enough to excite a cell B and repeatedly and persistently interrelationships of affect, attachment, and memory takes part in firing it, some growth process or metabolic offer a perspective regarding the etiology and treatment change takes place in one or both cells such that A s of clinical disturbances of affect. Analogies between efficacy, as one of the cells firing B, is increased. Infor- mation is therefore encoded by strengthening the con- brain physiology and modes of psychotherapy provide nections between neurons that are simultaneously the foundation for a review of psychiatric disorders activated. The discovery of Hebb-like synaptic plasticity involving the inability to control fear, obsessions, in a putative memory structure was one of the most im- compulsions, and delusions, all of which respond to portant neurophysiological finds of the 1950s. Hebb s psychotherapeutic interventions. main interest was considering how complex neural net- (The Journal of Psychotherapy Practice and works could account for phenomena such as perception Research 1999; 8:103 114) and memory. His postulate of synaptic changes offered a theory of how such changes could support the forma- Received October 19, 1998; revised December 7, 1998; accepted December 14, 1998. From the Department of Psychiatry, Wright State University School of Medicine, Dayton, Ohio. Address correspon- dence to Dr. Liggan, Department of Psychiatry, Wright State Univer- sity School of Medicine, Dayton, OH 45401-0927. Copyright 1999 American Psychiatric Association J Psychother Pract Res, 8:2, Spring 1999 103 Neurobiology and Psychotherapy tion of neural networks. Studies of various forms of forms of synaptic plasticity at CNS synapses: 1) LTP me- synaptic plasticity in the central nervous system provided diated by N-methyl-D-aspartate (NMDA) receptor acti- insights into the cellular and molecular mechanisms for vation; 2) LTP mediated by voltage-dependent calcium certain types of learning and memory.3 5 Synaptic plas- channel activation; and 3) LTD mediated by the NMDA ticity became the target of much neurobiological re- receptor. A detailed review of the status of research into search as its role in memory formation was elucidated. the mechanisms underlying LTP has been presented by Evidence indicated that activity-dependent short-term Bliss and Collingridge.22 Suffice it to say that the neural and long-term changes in strength of synaptic transmis- mechanism underlying cortical representational remod- sion are important for memory processes. eling is that it is a result of synaptic plasticity, primarily Cortical maps are dynamic constructs that are re- LTP of excitatory synapses following a Hebbian learning modeled in detail by behaviorally important experiences rule. Post and Weiss23 posit that mechanisms involved in through life. Over the past decade, the number of ex- neuronal learning and memory, such as LTP and LTD, perimental papers reporting physiological plasticity in are used and reused in the molding of personality and primary neocortical regions, following certain types of behavior based on experience. They postulate that for controlled sensory experience, has increased greatly.6 9 higher order processes such as emotional memory, such These reports have been characterized by specific changes neuroplasticity is occurring at increasingly larger num- in receptive fields of individual neurons and/or the dis- bers of synapses and cell assemblies with increasing tributions of receptive fields across cortical maps. In par- mechanistic complexity and self-organization. Experi- allel with developments in the field of cortical map plas- ments conducted by Bear24 reveal that many synapses ticity, studies of synaptic plasticity characterized specific in the hippocampus and neocortex are bidirectionally elementary forms of plasticity, including associative modifiable, that the modifications persist long enough to long-term potentiation (LTP) and long-term depression contribute to long-term memory storage, and that key (LTD) of excitatory postsynaptic potentials.10,11 A great variables governing the sign of synaptic plasticity are the deal of the experimental work linking modifiable syn- apses to macroscopic brain behavior has been carried FIGURE 1. The hippocampus may store long-term memory for weeks and gradually transfer it to specific out in the hippocampal formation, a part of the limbic regions of the cerebral cortex. The diagram system that has long been implicated in memory forma- illustrates this process for visual memory. tion.12 15 There is now a multitude of experimental evi- Neural input travels to the visual cortex and then to the hippocampus, where it is stored for dence linking hippocampal long-term potentiation to several weeks before it is transferred back to memory formation.16 21 the cortex for long-term memory. The hippo- In this article, we examine a memory model of psy- campus has three major synaptic pathways, each chotherapy based on brain plasticity as a prerequisite for capable of long-term potentiation, which is thought to play a role in the storage process. any long-lasting change in behavior, cognition, and emo- tions, and therefore for all psychotherapeutic effects. Af- ter considering learning-induced anatomical changes demonstrated by psychotherapy trials, we present analo- gies between brain physiology and psychotherapy schools. Finally, we discuss brain plasticity from the per- spective of psychiatric disorders involving the inability to control fear, obsessions, compulsions, and delusions, all of which respond to psychotherapeutic interventions. THE NEUROBIOLOGY OF MEMORY: IMPLICATIONS FOR PSYCHOTHERAPY What happens to information once it has been transduced by the sensory receptors and passed into the brain? Long-term potentiation is currently regarded as the best existing memory model. There are three known 104 J Psychother Pract Res, 8:2, Spring 1999 Liggan and Kay amount of NMDA receptor activation and the recent new habit-based manner is engrained in the implicit history of cortical activity (Figure 1). The principle com- memory system. Within this proposition, psychothera- mon to representation formation in nearly all neural net- peutic change may be attributed to a process of insight works is that of associability, which is the idea that or to the provision of abstract explanations regarding streams of information are combined by forming, underlying relationship patterns. strengthening, or pruning connections between them to Animal research examining habituation, sensiti- form new representations that can later be retrieved.25,26 zation, and classical conditioning has offered some in- Most accounts of perceptual learning are concerned triguing insights into how learning affects the brain. The with changes in neuronal sensitivity or changes in the simplest neural chain investigated was the monosynaptic way a stimulus is represented across two distinct memory reflex arc, which is used to describe the mechanism of systems, depicted in Figure 2 as explicit and implicit primary learning in the gill withdrawal reflex of the ma- memory. These two types of memory are fundamentally rine snail Aplysia californica.41 43 In habituation, an animal separate brain functions that rely on different sets of learns to suppress its response to a stimulus that is neither neural structures and physiologic properties, and they rewarding nor harmful. In contrast, sensitization occurs result in distinct patterns of neural activity as detected when the animal encounters a harmful stimulus and by positron emission tomography (PET)27 and electro- learns to respond more vigorously to a variety of other encephalography.28 The explicit memory system records stimuli. Classical conditioning describes learning by as- experience for later recall by utilizing temporal lobe sociating one type of stimulus with another. The animal structures, especially the hippocampus.29,30 In contrast, is exposed to an initially weak or ineffective stimulus that implicit memory is an enduring neural structure that becomes highly effective in producing a response after depends on the basal ganglia and whose existence is in- it has been associated with a strong unconditioned stimu- ferred from observable influence on emotional behav- lus.44 Because gill withdrawal in the Aplysia is a change iors related to early attachment experiences. Information that occurs within the reflex arc, it is sometimes referred from this system is not available for conscious recall.31 36 to as an intrinsic change.45 Bernibeu et al.46 reported that Comprehensive reviews of implicit memory have been there is a direct link between learning and learned be- provided by Reber,37 Schacter,38 Schacter et al.,39 and havior and neurotransmitters. At the synaptic level in the Squire et al.30 Aplysia, serotonin may be one of the mediators in behav- The distinction between the two memory systems is iorally learned changes in stimulus response.47 Many significant both in the course of development over the life cycle and in the context of memory modulation FIGURE 2. Explicit memory refers to conscious recollection of through psychotherapy. Amini et al.40 emphasize that facts and events and depends on the integrity of evidence exists to support the hypothesis that human limbic/diencephalic structures. Implicit memory refers to a heterogeneous collection of abilities. infants are equipped with a functional memory system In the case of implicit memory, experience at birth and that memory is more capable of implicit alters behavior nonconsciously without learning than explicit learning at this neurodevelopmen- providing access to any memory content. Reprinted with permission from L.R. Squire and tal stage. Information regarding affect undergoes proc- M. Zola-Morgan, The medial temporal lobe essing in the implicit system. The implicit system is memory system. Science 1991; 253:1380 1386. capable of extracting and storing prototypes and rules Copyright 1991 American Association for the from exposure to large amounts of complex information. Advancement of Science. Once learned implicitly, rules may exert a self-perpetu- ating bias for interpreting later experience in a manner consistent with past experience, regardless of the appro- priateness of such an interpretation. Therefore, the infor- mation learned in this way is not available for conscious processing and reflection, but rather guides behavior without impinging on consciousness. In psychotherapy, these patterns of implicit rules are revealed and reflected upon, and change occurs through the learning of new patterns explicitly repeated until the J Psychother Pract Res, 8:2, Spring 1999 105 Neurobiology and Psychotherapy simple neural circuits receive input from superordinate Because early attachment memories may be implic- circuits, and learning-induced plasticity may occur at the itly unconsciousł rather than repressed, as stated in clas- superordinate level. In eyelid conditioning in mammals, sic analytic literatureł the memory model of psycho- it appears that the site of plasticity necessary for the con- therapy offers an interesting psychobiologic perspective. ditioning is in a higher order circuit in the cerebel- Amini et al.40 posit that psychotherapy is not merely a lum.48,49 Considered in relation to the reflex arc, this is conversation or an intellectual exchange of words and sometimes called an extrinsic change. ideas. Instead, it is an attachment relationship, which is Extrapolating from this animal research, it is be- a physiologic process capable of regulating neurophysi- lieved that implicit memory provides an empirical basis ology and altering underlying neural structure. for postulating the mechanisms by which people might The psychobiologic conceptualization of psycho- come to have memories of which they are unaware, that therapy offered by Amini and colleagues is that psycho- are based on early emotional experiences and that act in therapy may function as an attachment relationship an unconscious way to guide behavior, expectations, and whose purpose is to regulate affective homeostasis and impressions relating to relationships.40,50 In order for restructure attachment-related implicit memory. There- these interactions to exert long-lasting influences on be- fore, when patients participate in psychotherapy, they havior, they must be encoded in the type of memory that first of all activate the implicit memory system and then is believed to be implicit in nature.51 The existence of engage the mechanism whereby implicitly stored mate- implicit memory represents an important part of the the- rial can be modified. ory of maladaptive affective learning characteristic of psychiatric disorders. HOW PSYCHOTHERAPY STIMULATES The assertion that affective attunement can result in BRAIN CELLS AND SYNAPSES changes in neural structure and is critical to the long-term stability of the emotional life of the individual clearly Whether learning-induced anatomical changes in the implies that early affective interactions are permanently nervous system are necessary for storage of long-term encoded in memory.40 Central to the memory model of memory has been discussed by several authors, includ- psychotherapy is attachment research demonstrating ing Morris,5 Greenough et al.,54 and Martinez and Der- that early patterns of responsiveness exhibited by attach- rick.55 The search for a model of the neural mechanisms ment figures can have far-reaching consequences during of memory is based on discoveries that training or dif- neural development. ferential experience leads to significant changes in brain The capacity for affective self-regulation is postu- neurochemistry, anatomy, and electrophysiology. Con- lated to be minimal at birth and is thought to be enhanced sequently, it is generally accepted that psychotherapy is by exposure to experiences of appropriate attachment a powerful intervention that directly affects and changes relationships. Notable deficits in the adequacy of the at- the brain. tachment relationship result in disorganized neurobe- havioral repertoires and impaired capacity for internal 1. Psychotherapy affects cerebral metabolic rates. Landmark self-regulation.40 The inability to self-regulate is clinically investigations by Baxter et al.56 and Schwartz et al.57 manifested by an inability to self-soothe or to modulate demonstrated that psychotherapy and fluoxetine pro- anger. duced decreased cerebral metabolic rates in the right Rosenblum et al.52 demonstrated this model of at- caudate nucleus. The two interventions appeared to tachment with respect to the rhesus monkey. Exposure have similar physiological effects. Additionally, van der of monkeys in early life to an inadequate attachment fig- Kolk58 conducted clinical trials of patients diagnosed ure engendered permanent vulnerability to anxious and with posttraumatic stress syndrome. After treatment depressed states and to poor social functioning. Addi- with eye movement desensitization and reprocessing tionally, there are intriguing similarities between the be- (EMDR), they reported increased prefrontal metabo- haviors of animals that exhibit the isolation syndrome lism and decreased limbic system activation in single- and the behaviors of character-disordered patients.53 In photon emission computed tomography (SPECT) scans these personality disorders, a particular consequence of of the patients. The imaging data provide additional early attachment failure is an exaggerated and prolonged support for the findings of controlled clinical studies that reliance on external sources of regulation. have shown that EMDR may be effective. In EMDR, 106 J Psychother Pract Res, 8:2, Spring 1999 Liggan and Kay patients focus on their memories of a traumatic event underlie the experience-dependent changes in discrete while moving their eyes rapidly back and forth. When brain areas consequent to psychotherapy. used several times, this exercise somehow appears to Although there is no evidence that psychotherapy change the patient s cognition of the traumatic incident. directly stimulates brain plasticity, there are many rea- sons to assume this mechanism of action. It is postulated 2. Psychotherapy affects serotonin metabolism. Viinamaki that in psychotherapy, learning through exploration et al.59 used SPECT imaging before and after 1 year of gives increased synaptic field potentials in the perforant dynamic psychotherapy in a patient with bipolar person- path synapses. This increase has been demonstrated in ality disorder and depression. Her imaging studies were animal models in which a group of spatially trained adult compared at the same timepoints to those of a control rats showed faster spatial learning and higher basal bipolar patient who received no therapy and to those of dendritic spine density compared with two control 10 healthy control subjects. Both patients initially had groups. On the basis of the unchanged dendritic length decreased serotonin uptake in prefrontal cortex and and branching pattern, the results suggest the formation thalamus compared with the healthy control subjects. of new synapses.65 After 1 year, the psychotherapy patient had normal Greenough et al.54 note several observations that re- serotonin uptake. These findings suggest that dynamic late number of synapses and degree of dendritic branch- psychotherapy can affect serotonin metabolism. ing to the amount and sites of learning or experience in Viinamaki s clinical work was preceded by evidence the rat. Environmental stimulation has been found to from animal studies establishing a relationship between increase brain weight (especially forebrain), cortical serotonin and learning. Injecting serotonin into the an- thickness, the number of glial cells, the glia-to-neuron terior limbic cortex of dogs with low serotonin blood ratio, and neuronal cell body and nucleus size, and to levels has been shown to reduce the effects of classical alter synaptic profiles by increasing dendritic branching, conditioning.60 A high level of conditioned and uncon- dendritic spine density, and the number of discontinu- ditioned reflexes in dogs was accompanied by low sero- ous synapses.66 Note that the changes occur in brain tonin blood levels.61 Although Viinamaki s study has a regions involved in the learned tasks; if learning is number of methodological problems (such as a relatively confined to one side of the brain, the synaptic and small N ) and has not yet been replicated, the clinical dendritic changes are also confined to that side. These significance of these findings is that most exposure treat- findings were replicated by Kolb and Whishaw,67 who ments for anxiety disorder are based on the principles found that experience produces multiple, dissociable of classical conditioning.62 The underlying concept is changes in the brain, including increases in dendritic that successful exposure therapy reduces patient anxiety length, increases (or decreases) in spine density, synapse through extinction of a classically conditioned reflex. formation, increased glial activity, and altered metabolic activity. 3. Psychotherapy affects the thyroid axis. Joffe et al.63 re- For more comprehensive reviews of synaptic and ported that in treating patients with depression, those activity-dependent plasticity in cortex as well as in other who responded to cognitive-behavioral therapy had sig- areas and systems, see Byrne,68 Brown et al.,69 Tyler et nificant decreases in measures of thyroxine (T4), whereas al.,70 Madison et al.,71 Tsumoto,72 Bear and Kirkwood,73 those who did not respond to the therapy had increases Bliss and Collingridge,22 Linden and Connor,74 Bear and in T4. Therefore, cognitive-behavioral therapy had an Abraham,75 and Katz and Shatz.76 effect similar to that of antidepressant medication on the thyroid axis. PARALLELS BETWEEN BRAIN PHYSIOLOGY AND SCHOOLS OF PSYCHOTHERAPY 4. Psychotherapy stimulates processes akin to brain plasticity. Brain plasticity refers to the brain s ability to change In psychotherapy, some kinds of affective dysfunction structure and function. Brain plasticity is regarded as can be successfully managed by the re-establishment of prerequisite for any long-lasting change in behavior, homeostatic regulation through an improved and func- cognition, and emotion, and thus for all measurable tioning attachment relationship. The major forms of psy- psychotherapeutic effects.64 Of particular interest to the chotherapy (behavioral, cognitive, and psychodynamic) current review is Hebbian synaptic plasticity thought to can be conceptualized as reflecting interventions at J Psychother Pract Res, 8:2, Spring 1999 107 Neurobiology and Psychotherapy different levels of psychological organization.77 Depend- right-handed individuals) and that the right cerebral ing on where in the brain one measures and on the kind hemisphere specializes in intuitive, spatial, and holistic of therapy or differential experience the individual has activities. Tucker also reported that negative emotions undergone, one may expect to find an increase in num- are more often lateralized to the left hemisphere. ber of synapses and an increase in their size. Whether Gottschalk et al.95 endorsed the significance of correla- the brain shows plastic changes in response to a particular tion between the left temporal lobe and social aliena- kind of experience depends on the brain region, the kind tion/personal disorganization scores derived from analy- of experience, and special circumstances or treatments sis of cerebral glucose metabolic rates in wakeful subjects. that enhance or impair plasticity.78 For example, behav- Although it may be premature to conclude that the left ioral psychotherapy focuses on dysfunction in simple forms temporal lobe is a cerebral focus for certain types of psy- of learning and memory (operant and associative condi- chopathological processes that can be ameliorated by tioning) and related motor behavior.79 This paradigm in- psychodynamic psychotherapy, these findings encour- volves brain structures such as the amygdala, basal gan- age further exploration of the mechanism of psycho- glia, and hippocampus.80 82 therapeutic action. Cognitive psychotherapy focuses on specific patterns of information processing. These symptoms are used as TRAUMATIC STRESS AND PLASTICITY clues by which to define specific verbal thoughts and assumptions or schemata that account for both the symp- Many psychiatric disorders involve the inability to tomatic state and the psychological vulnerability to that control fear: anxiety disorders, phobias, and posttrau- state.83 Cognitive theory predicts the kinds of thinking matic stress disorder. Neurons in a number of brain re- patterns encountered with each disorder. For example, gions undergo physiological changes during aversive anxious patients perceive danger in situations that are classical conditioning.96 Studies of the physiology of not dangerous; depressed patients see evidence of per- learning have suggested that many brain regions show sonal defect in situations that offer no objective reasons physiological changes during learning. Thus, it is not sur- for self-deprecation. Paranoid patients may misconstrue prising that plasticity has been found throughout the fear situations in terms of being deceived or attacked.84,85 Ac- conditioning circuitry: in the auditory thalamic areas that cording to cognitive theory, negative cognitions play a project to the amygdala;97 100 in the auditory cortex;101,102 pivotal role in the development and maintenance of the in the lateral, basolateral, and central nuclei of the psychopathological state. Thus, the initial objectives of amygdala;103,104 and in the lateral hypothalamus.105 treatment are to teach the patient to recognize these cog- The amygdala is involved in both the acquisition nitions. Thereafter, the patient learns to evaluate and and the expression of fear conditioning.106 112 Numerous modify such thinking patterns. Therapy then focuses on studies in both rats and humans indicate the importance the identification and modification of dysfunctional atti- of the amygdala in the acquisition and expression of tudes that are inferred from the patient s stereotyped learned fear. The identification of the amygdala as an thinking and behavioral patterns. These schemata are essential neural substrate for fear conditioning has per- values derived from early life experiences and support mitted neurophysiological examinations of synaptic pro- moment-to-moment thinking patterns.86 Putative brain cesses in the amygdala that may mediate this condition- areas include the neocortex, specifically the frontal ing. Recent studies of synaptic transmission and plasticity cortex. in the amygdala shed light on the relationships of these Psychodynamic psychotherapy has as its central focus in- processes to aversive learning and memory.113 For exam- terpersonal representation: a set of expectations about ple, Adamec114 reports that lasting changes in anxiety- self, others, and their relationship that organizes related like behavior may be produced in several ways. These affect, thought, and behavior.87 92 The neuropsychologi- include partial limbic kindling, injection of a beta-car- cal underpinnings of interpersonal representations prob- boline, and brief, noninjurious exposure of rodents to ably involve complex neurocircuitry incorporating lat- cats (predator stress). eralized cerebral hemispheres and subcortical areas.93 Emerging data support the idea that behavioral The concept of lateralization was documented by changes following induced anxiety-like behavior may Tucker s94 observations that the left cerebral hemisphere model anxiety associated with posttraumatic stress dis- specializes in verbal, linear, and analytic functions (in order. These mechanisms likely involve initiation of 108 J Psychother Pract Res, 8:2, Spring 1999 Liggan and Kay long-term potentiation by NMDA receptors and prolon- ditioning in rats suggest that neocortex, although not nec- gation of LTP by creatinine kinase (CCK) receptors. To essary for the acquisition of conditioned fear, is necessary the extent that response to the stressors mimics the symp- for extinction once fear conditioning has been ac- toms of PTSD, the data implicate NMDA-mediated pro- quired.118 In this way, psychotherapy deals with the cesses in the creation of what van der Kolk115 has called deliberate act of recollecting explicit memories.43 Theo- permanent emotional memories in PTSD. Because the retically, working with emotional memories in psycho- blocking of CCK receptors before and after the stressor therapy by asking patients to recall and associate acti- prevents lasting increases in anxiety-like behavior, inter- vates the amygdala. The patient participates in an active ventions to block CCK receptors shortly after a traumatic process of new learning, resulting in extinction of sensory stressor might be efficacious in mitigating the perma- and cognitive associations to the original trauma. Thus, nence of these emotional memories. Transmitter systems undoing traumatic memories is not passive forgetting. It involved in neural plasticity underlie increased anxiety is an active process involving new learning, probably as and defense. This high level of physiological arousal and the orbitofrontal cortex becomes more activated. inability to regulate autonomic responses to both internal and external stimuli markedly diminish the individual s OBSESSIVE-COMPULSIVE DISORDER ability to make use of feelings as important signals.58 To compensate for the hyperarousal, the victim attempts to Obsessive-compulsive disorder (OCD) is a neurobi- avoid feelings and situations reminiscent of the trauma ological disorder caused by an imbalance in the brain by shutting down psychologically and becoming numb neurotransmitter serotonin. Jenike et al.119 presented re- to stimuli. sults from a magnetic resonance imaging (MRI)-based Correlates of gross neuronal activity can be assessed brain segmentation study demonstrating that patients by observing which territories are relatively more or less with OCD had significantly less total white matter, active. This is accomplished by imaging studies that re- greater total neocortex, and greater opercular volumes. flect cerebral metabolism or blood flow, since both are Functional neuroimaging studies of OCD have primarily tightly coupled to neuronal activity. Functional brain im- implicated orbitofrontal and anterior cingulate cortex, aging techniques help characterize how multiple mental as well as striatum, showing hyperactivity during neutral operations and the spatially distributed processes that states that is accentuated during symptom provoca- subserve them work in concert to produce normal hu- tion.120 PET scans have shown that patients with OCD man emotions and how their dysfunction produces dis- have significantly elevated glucose metabolic rates in orders of fear.97 The explicit memory system is impli- both cerebral hemispheres, the heads of the caudate nu- cated in the encoding of facts related to the trauma. clei, the orbital gyri, and the orbital gyri relative to the Activity of the amygdala associated with long-term stor- ipsilateral hemisphere.121 Glucose metabolic rate is age of memories of emotionally arousing versus neutral closely tied to neuronal functioning. Therefore, it is clear events viewed on film has been measured by PET imag- that at some level, obsessive-compulsive disorder is me- ing.116 In that study, emotional films enhanced glucose diated through serotonin-based neurochemical process- metabolism in the right amygdala. es of the brain. The amygdala is probably responsible for extinction Behavioral therapy for OCD consists of exposure of sensory and cognitive associations to original trauma and response prevention interventions. Exposure con- and activation of traumatic memories. This would ex- sists of asking the patient to interact with stimuli that plain increased activity of the amygdala in PTSD. Ex- result in the obsession or ritualistic behavior. Response tinction is the process through which the strength of a prevention consists of delaying, diminishing, or discon- conditioned response is weakened by repeated exposure tinuing anxiety-reducing rituals. The response preven- to the conditioned stimulus in the absence of the uncon- tion principle is based on the idea that anxiety slowly ditioned stimulus. Considerable evidence suggests that decreases when the performance of the ritual is blocked. extinction of conditioned fear does not occur passively; When anxiety reduction no longer depends on the ritu- that is, the memory persists in the absence of explicit als, the ritual compulsion will be extinguished. Current extinction training, and when extinction occurs it is not research in animals and humans has demonstrated that passive forgetting but instead is an active process involv- neurochemical changes due to behavioral interventions ing new learning.117 Data from studies of emotional con- are similar to the effects of pharmacologic therapies.122 J Psychother Pract Res, 8:2, Spring 1999 109 Neurobiology and Psychotherapy Especially in the treatment of OCD, there is over- hallucinations develop.132 whelming evidence that behavior therapy is capable of It has been hypothesized that delusions and related producing changes in brain chemistry that may be similar phenomena arise from some disturbance of the cognitive to the effects of serotonergic medications.123 Investiga- machinery of belief, memory, and their associated neural tors found that 3 weeks of intensive behavior therapy representations.18,133 Delusions are characterized by an had an effect on serotonin activity as measured by imip- aberrant belief plus a gradual spreading of the belief sys- ramine binding and changes in platelet serotonin level.124 tem to incorporate new information as the disease prog- owever, the major neurobiological evidence comes from resses. It is as if the associations between ideas that form two recent studies using PET conducted by Baxter et the framework of a normal belief system had become so al.56 and replicated by Schwartz et al.57 The findings of immutable that the usual processes of assimilation and Baxter et al.56 provided evidence that glucose metabolic incorporation of new information can no longer operate. rates in the right head of the caudate nucleus change This observation leads to the hypothesis that mecha- when OCD is treated successfully with either fluoxetine nisms of synaptic plasticity may be abnormal in these or behavior therapy. Schwartz et al.57 found that after patients. successful behavior modification, there is significant bi- The increasing empirical support for a limbic sub- lateral decrease in glucose metabolism in the caudate strate of schizophrenic symptomatology is based on three nucleus. These studies are significant because they con- factors: firm that behavior therapy can cause neurochemical changes in the brain. 1. Anatomical, physiological, pharmacological, and behavioral findings are most consistent with the view that neuropathological changes within the limbic SCHIZOPHRENIA AS A LIFETIME DISORDER OF system, specifically within the hippocampal forma- BRAIN PLASTICITY tion, may represent a biological substrate of schizo- phrenia.132 Chronic schizophrenia is characterized by change in the normal cortical structure of the brain, asymmetric reduc- 2. The biological mechanism underlying transient psy- chosis may be long-term potentiation of synaptic tion, and often ventricular enlargement.125 129 The de- bate continues as to whether these anomalies occur early transmission within the hippocampal formation.132 in development or represent an active, progressive pro- 3. The effects of dopamine manipulation on these be- haviors may be mediated by direct actions on the cess continuing after the onset of psychosis. DeLisi130 proposes that the underlying basis for the neuropa- compromised limbic system of the psychotic pa- tient.133 thology of schizophrenia resides in the periodic activa- tion of a defective gene or genes that determine the rate of cerebral growth. This process causes subtle cortical Defect or negative symptoms, which apparently do not maldevelopment prenatally and through early child- respond well to neuroleptic treatment134 but do respond to hood, is activated again during adolescent pruning of atypical antipsychotics, have been proposed to reflect fron- neurons, and again during the gradual aging process in tal lobe dysfunction.135 These symptoms may be attribut- the brain throughout adulthood. able to changes in prefrontal cortex metabolism that are Structural change in the hippocampal formation has secondary to limbic pathology.136 Conceivably, then, hip- become popular as a proposed neurobiological substrate pocampal dysfunction could be directly responsible for for schizophrenic disorders. Hippocampal function is positive symptoms and indirectly involved, via frontal pro- particularly sensitive to neurochemical modulation, and jections, in the negative symptoms.132 the expression of monoamine receptors in the temporal The implications of this theoretical framework sup- lobe is altered in schizophrenic patients.131 An attractive port psychotherapeutic interventions in the treatment of proposal is that behavioral plasticity, in the form of long- schizophrenia. There is a growing body of literature pro- term potentiation of hippocampal synaptic transmission, moting cognitive-behavioral therapies aimed at the may mediate transient psychosis.132 Moreover, the dis- modification of delusions. Psychological approaches to turbed hippocampal neuroarchitecture found in schizo- treatment-resistant symptoms of psychosis all emphasize phrenic patients may be susceptible to potentiation and the importance of normalization of even the most bizarre may be dysfunctional to the degree that delusions and personal experiences. Although antipsychotic drugs are 110 J Psychother Pract Res, 8:2, Spring 1999 Liggan and Kay generally successful at attenuating behavioral dysfunc- alter the structure and function of nerve cells and their tion in schizophrenic patients, prevention of further ac- connections. Further studies revealed changes in cortical crual of hippocampal damage would also be beneficial. thickness, size of synaptic contacts, number of dendritic Given the prominent role of stress and related hormones spines, and dendritic branching, constituting a mecha- in the degeneration of hippocampal pyramidal neurons, nism by which psychotherapy facilitates changes in the it may be advantageous for at-risk persons to minimize permanent storage of memory. Psychotherapy alters the the level of environmental stress and maximize their ca- neurochemistry and physiology of the brain by provid- pacity to cope adaptively with stressors. Hogarty et al.137 ing a stimulus that leaves a memory trace. Neural net- devised a disorder-relevant and disorder-specific therapy work research and memory research have proceeded in for schizophrenia. Four key fundamentals of this personal parallel to elucidate the theoretical properties of ideal therapy are 1) theoretical grounding in the stress-vulner- neural networks and the actual properties of information ability model; 2) consideration of stress-related dysregu- storage in the brain. Long-term potentiation serves as a lation as proximate to symptom exacerbation; 3) sequen- model of activity-dependent synaptic plasticity proposed tial use of interventions of graded complexity based on to underlie memory. the patient s stage of recovery; and 4) flexible use of a The study of learning and memory not only brings range of therapeutic techniques to accommodate the in- us closer to understanding how psychotherapy pro- dividual needs, deficits, and preferences of patients with duces emotional and behavioral changes in patients, this heterogeneous disorder. Goals include developing but also gives us new perspectives on psychiatric dis- self-recognition of the links between stresses, maladap- orders involving the inability to control fear, obses- tive responses, the reactions of others, and symptoms. sions, compulsions, and delusions. We anticipate that more direct evidence of links between neurobiology SUMMARY and the psychotherapeutic processes will be available as neurobiologists and psychotherapists collaborate on Supporting Hebb s 1949 hypothesis of use-induced plas- future studies. ticity of the nervous system, learning has been found to REFERENCES 1. Ramón y Cajal SR: Histologie du systŁme nerveux de l homme et projections from thalamocortical neurons to the SI cortex of the des vertŁbres, vol 2 (1911), translated by Azoulay L. Madrid, In- cat demonstrated by the use of intracortical microstimulation. So- stituto Ramón y Cajal, 1952 matosensory Research 1988; 5:349 372 2. Hebb DO: The Organization of Behavior. 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