Gaponenko Photonic crystals 2002

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Sergey Gaponenko

Institute of Molecular and Atomic Physics

National Academy of Sciences, Minsk, Belarus

http://imaph.bas-net.by

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Electrons vs photons and EM-waves

E

energy,

ω

frequency,

k

wavenumber,

c

speed of light in vacuum

parameter

electrons

photons

rest mass

m

0

= 9,109534

10

31

kg

zero

charge

å

= 1,602189

10

19

C

zero

spin

1/2

1

dispersion law (in free space)

E = h

2

k

2

/2m

0

h

ω

= c k

density of states
(in 3 dimensions)

D E

m

E

(

)

/

/

/

/

=

3 2 1 2

1 2 1 2 3

2

π

h

D(

ω

) =

ω

2

/2

π

2

c

3

statistic

Fermi–Dirac

Bose–Einstein

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Properties of electrons which have no

analog for EM waves

e-e interactions (excitons, e-h plasma, Coulomb blockade…)

spin effects

Fermi-liquid in metals

superconductivity

etc…

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Isomorphism of Schroedinger and Helmholtz equations

Steady-state single-particle Schroedinger equation with U(x) potential

h

2

2

2

0

m

x

E

U x

x

+

=

Ψ

Ψ

( )

( )

( )

[

]

Helmholtz equation for a EM-wave in

ε

(x) medium

+

=

2

2

2

0

E x

x

c

E x

(

)

(

)

(

)

ε

ω

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Electron and EM-wave in a complex medium



∧∧∧∧∧

∧∧∧∧∧

A B

x

∧∧∧∧

U(x)

electron

∧∧∧∧

n(x)

EM-wave

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Textbook analogies of quantum particles
and EM-waves

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Textbook example 1: Reflection from a barrier

h

λ

2

=

h

[2m(E-U)]

1/2

(2mE)

1/2

E

U

x

Ψ

(x)

x

EM -wave

electron

λ

1

=

A

n

1

λ

2

=

λ

1

n

1

/n

2

λ

1

n

2

< n

1

x

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Tunneling: A quantum phenomenon?

Ψ

( x )

c o o r d i n a t e

E

U

0

E n e r g y

0

Leontovich and Mandelshtam, 1928

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Tunneling in optics

Transparency of thin metal films

p r o p a g a tio n a x is

m e ta l la y e r

tr a n s m i tte d

w a v e

r e f le c t e d

in c id e n t

0

E ( x )

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Electron in a well between two barriers:

resonant tunneling

transmittance

Energy

0

1

U

1

U

0

E

2

E

1

ψ

2

ψ

1

Energy

coordinate

A cornerstone phenomenon for nanoelectronics:

“Resonant tunneling in semiconductors: Physics and applications”. Kluwer 1991.

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Fabry-Perot resonator

(with metal mirrors)

0,0

0,5

1,0

λ

0

/2

λ

0

coordinate

metal mirror

metal mirror

tr

an

sm

it

ta

n

ce

wavelength

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1D-periodic structures

reflection

reflection

reflection

transmission

ω

=ck/n

wavenumber

fr

eq

u

en

cy

EM-w ave

g ap

Kr onig, Penney 1931

Elec tr on

coordinate

Energy

Wavenumber

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Photonic band structure in 1D

Brilloun zones for em-waves

E=pc/n

E=pc

E

n

er

g

y

Wavenumber

(c)

(b)

Wavenumber

forbidden

gap

π

/a

Wavenumber

+

π

/a

-

π

/a

forbidden

gap

(a)

1D continuous medium

Periodic medium

Reduced diagram

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0.5

1

1.5

2

0.2

0.4

0.6

0.8

1

0.5

1

1.5

2

0.2

0.4

0.6

0.8

1

Frequency [arb.units]

Frequency [arb.units]

Finite periodic structure

Bragg reflector

Periodic structure with defect

Planar Microcavity

Interference filter

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Photonic solids

Photonic band gap in optical

range can be performed in 1-,
2-, and 3 dimensions


Only a single group reported
on light localisation in a 3 d-
structure


Coherent backscattering is well
reproducible

Electrons 1982-83

Albada, Lagendijk (1985)

Wolf, Maret (1985)

Anderson 1958

John 1984 - theory

Lagendijk 1999 - expts

Yablonovitch 1987

Quantum theory of solids

1930-40

Coherent backscaterring

Random scaterrers

Localisation of light?

3D-periodicity

Photonic crystal

n

2

n

1

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1-dimensional

:

iridescent coating

of fly’s wings

2-dimensional:

surface of moth’s eye,

human eye cornea

3-dimensional:

gem opals

Isaac Newton 1730 Interference in peacock feathers

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1

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-

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Thin-film vacuum deposition

(routine technique in laser production)

Thin film multilayer heterostructures

(MBE, MOCVD – Bragg

reflector in

semiconductor VCSEL lasers)

S

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l

l

i

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c

c

o

o

n

n

:

:

porous structures with periodic porosity

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V. Tolmachev et al. Proceeding SPIE 2003

Si/air:

Largest Refraction index gradient!

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The field of 1D multilayer structures is rather old.

?

?

Is it possible to find smth novel in design and application

Propagation of em-wave in

non-periodic

structures (e. g. fractal-like) and application to

filter design:

Zhukovsky, Lavrinenko, Sandomirskii, Gaponenko, Phys. Rev. E 65, 036621 (2002)

Optical data coding:

Gaponenko et al. Opt. Communications 49, 205 (2002)

Omnidirectional reflector:

Chigrin, Gaponenko, et al. Appl. Phys. B 68, 25 (1999)

Joannopoulos, Fink et al. Patent US 6130780 (2000)

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2

2

D

D

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Idea:

V.Lehmann and H.Foll, J.Electrochem. Soc. 137, 653 (1990)

Realisation:

many groups over the world, pore size from 0.3 to 10

µm

Pre-patterning:

holographic techniques, electron beam lithography and other.

Honey-comb structures on Si substrate Calculated band structure

Van Driel et al. MRS Proc. V.722 (2002) Meade et al, APL 1992

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Porous anodic alumina:

a 2D photonic crystal for the visible

Masuda et al – Appl. Phys. Lett. 71, 2770 (1997)

High transmission along pore axis (98% in our measurements)

High reflectance in the plane ortogonal to pore axis

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3

3

D

D

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2 approaches

Self-organization: Solid state colloidal crystals

Combination of photolithography + selective etching

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O

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l

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-

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Petrov, Bogomolov, Gaponenko et al.

Phys. Rev. Lett. 81, 77 (1998)

Bogomolov, Gaponenko et al.

Phys. Rev. E 81, 7619 (1997)

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First publications

Astratov, V. N., Bogomolov, V. N. et al., Il Nuovo Cimento 17, 1349 (1995)

Bogomolov, V.N., Gaponenko, S.V. et al. Applied Physics A 63, 613 (1996)

Opals can be impregnated with highly refractive materials:

Polymers

Petrov,…, Gaponenko et al, PRL 1998

TiO

2

Kapitonov, Gaponenko et al. Phys. Stat. Sol. B 1998, Vos et al. Science 1998

Q-dots

Astratov et al, Phys. Lett. 1996, Romanov et al, Phys. Stat. Sol. 1997, Gaponenko

et al. JETP Lett. 1998, Norris et al. 1998, Meseguer et al. J. Cryst. Growth 1997

Fullerenes

Zakhidov et al. Science 1998

Poly-Si

Vlasov, Norris Nature 2001

V

2

O

5

Golubev et al. Appl. Phys. Lett. 2001

Liquid crystals

Kitzerow et al. Appl. Phys. Lett. 2002


Then SiO

2

can be removed by etching. These structures are called

inverse opals”

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Band sturcture of inverse opal

photonic crystal with n=3.45

John and Busch, Opt. Expr. 2002

Inverse opal structure of poly-Si on

Si substrate

Vlasov et al. Nature 4141 (2001) 289

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3D PC:

Woodpile structures

Realizations: selective etching +wafer bonding: A masterpiece made by man

InP, GaAs:

Noda et al. Science 289 (2000) 604

Poly-Si:

Dood, PhD Thesis Amsterdam 2002

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Optical characteristics of a 4-layer woodpile InP photonic crystal

Omnidirectional 3D photonic band gap has been reported by the Kyoto Uni group!

Noda et al. Science 289 (2000) 604

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Total reflection in high-refractive material

Drawbacks: finite absorption increase losses

bending results in leakage

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2D PC based waveguides for light bending

(Caltech–Corning)

Loncar et al. Appl. Phys. Lett. 77 (2000) 1937

Note:

Macroporous Si or porous Al

2

O

3

properly impregnated with other

materials can be used to fabricate planar “printed circuits”

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Waveguide inside a 3D photonic crystal

Materials: GaAs, InP

S. Noda et al. Science 289 (2000) 605; Appl. Phys. Lett. 75 (1999) 3741

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Hollow fiber:

no absorption losses!

Filled fiber:

polarization control

Team headed by Prof. Philip Russel (Bath Uni, England + Blaze Photonics)

Publications: Physics World 5, No. 8 p. 37 (1992), SCIENCE 285, 1537 (1999)

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Problem: Frenel reflection at Silicon/air boundary exceeds

30%

Solution: AR coating has been proposed using the moth eye design.

Lalanne et al. Nanotechnology 8, 53 (1997)

For a silicon surface patterned
with

an

800-nm-period

reflectance is reduced to below

2% over the 1.5–5.5-µm

band.

Motheye surfaces are capable of
maintaining low reflectance,
even as the incident angle is
increase to 50°.

Laser Focus World , August 1999

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Spontaneous emission of photons

a result of interaction with EM-vacuum

E

G

hk

|G, 1

k

>

|E, 0

k

>

W

D(k)

<E,0|H

int

|G,1>

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Density of states

: Definition

L

x

U

∆k =

π

/L

Universal function

in 3d-space

D(k)

=

k

2

2

2

π

D(E)= D k

dk

dE

( )

N E E

V

D E dE

E

E

(

)

(

)

,

1

2

1

2

=

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DOS for photons in 3d-space

0

1

2

3

0

25

50

D(E) = 4

π

E

2

/(hc)

3

D(E),

µ

-3

eV

-1

E = h

ν

, eV

photon

D(

ω

)=

1

2

2

2

3

π

ω

c

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E. Pursell 1947

– first prediction of modified spontaneous

emission in mesoscopic structures

Model mesoscopic structures in which the effect is being studied:

Media with n > 1

Microcavities

Thin layers

Photonic crystals (3d and 2d)

Cell membranes

Metal–dielectric interfaces

Nuclear reactions

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V.P.Bykov JETP 1972

E.Yablonovitch PRL 1987 –

The PC concept

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1

1

D

D

-

-

P

P

C

C

:

:

Quantum confined Si
nanocrystals in porous Si

microcavity

L

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.

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R

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v

.

.

B

B

1

1

9

9

9

9

5

5

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Anisotropic light emission from porous alumina structures

PL enhancement of ions embedded in porous Al

2

O

3

N.V. Gaponenko et al.

Appl. Phys. Letters 76, 1006 (2000)

J. Electrochem. Soc. 148, H13 (2001)

149, H49 (2002)

z

y

x

S.Gaponenko, N.Gaponenko, A.Lutich, I.Molchan, J. Appl. Spectr. 2003

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Light emitting device utilizing a periodic dielectric structure

Efficient extraction of light: A combination of antireflection coating and spontaneous emission control

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Decay of Eu

3+

complexes in opal-based structures

Decay time distributions in bulk polystyrol and in a opal-based photonic crystal

Ksenzov, Pavich, Petrov, Gaponenko, in press

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1D photonic crystals are being used in VCSEL as

Bragg mirrors

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2D photonic crystals are involved in semiconductor laser
design in 3 ways:

Semiconductor laser mirrors

Forchel et al. Semicond. Sci. Tech. 16 (2001) 227;

Appl. Phys. Lett. 79 (2001) 4091

Distributed feedback structures

Formation of high-Q microcavities
via defects in PC lattice

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In DFB lasers wavelength-selective feedback is formed by means of
coupling of active medium with grating.

For example in dye DFB lasers grating is formed inside active medium
using 2 interfering pump beam forming a standing wave and a periodic
alteration of gain coefficient and refraction index.

In a semiconductor DFB laser a grating is attached to active layer so
that difracted light multiply comes back to gain region

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Recently

Susumu Noda et al. (Kyoto Uni, Japan)

have demonstrated a 2D

PC based InP DFB laser

Imada et al. Appl. Phys. Lett. 75 (1999) 316

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6 equivalent directions exist which provide

multiple reflection of emitted light

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The spectrum of outcoming radiation is the same in all directions

Imada et al. Phys. Rev. B 65 (2002) 195306

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Comment:

Gain medium and PC are separated.

Does PC actually plays a role of a feedback structure or
only helps to extract efficiently outcoming light?

Theory of 2D PC-based DFB laser

with gain medium inside PC

S. Nojima (NTT Basic Res. Lab. Japan)

Phys. Rev. B 65 (2002) 073103

J. Appl. Phys. 90 (2001) 545

Loop-like reccurent-photon feedback is predicted for 2d DFB laser
contrary to straight-forward feedback in a 1D DFB-laser

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Two-dimensional photonic band-gap defect mode laser

Caltech group (Painter, Scherer, Yariv, Dapkus et al)

Science 284 (1999) 1819

Material:

InGaAsP

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Spectral and power features

λ

= 1.504

µ

m,

∆λ

= 0.2 nm, T = 143 K

optical pumping by a 830 nm semiconductor laser

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Two-dimensional photonic band-gap defect mode laser

(Korean Adv. Inst. Technol.)

InGaAsP on InP, room temperature operation,

pump by 980 nm 1 MHz semiconductor laser

Hwang et al Appl. Phys. Lett. 76 (2000) 2982

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3D

structures based on opals with laser dyes

Frolov, …, Zakhidov et al. Opt. Comm. 162 (1999) 241

610

615

620

0

100

200

300

400

500

Эксперимент

Лоренц

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те

нс

ив

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ос

ть

,

от

н.

е

д

.

Длина волны, нм

Gaponenko et al. 1999, unpublished

Drawbacks:

Block domain structure of macro-opal samples. + photobleaching of dye.

Plans:

To use smaller monoblock samples, to apply picosecond pumping

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Shkunov, …, Zakhidov, … Adv. Funct. Mat. 12, 21 (2002)

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One more PC application:

Heat isolators and heat conductors.

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A blue dream or a bright future?

Figure courtesy to S. Noda

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C

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s

Books

1. P. Yeh “Optical Waves in Layered Media” (Wiley, NY 1988).

2. J. Joannopoulos, R. Meade, J. Winn

“Photonic Crystals: Molding the Flow of Light” Princeton, 1995

3. Kazuaki Sakoda “Optical Properties of Photonic Crystals “ 2001

Springer

Review

Krauss T F, De la Rue R M, PROG QUANT ELECTRON 23: 51-96 1999.

Special issues:

JOSA B 1993,

J. Mod. Opt. 1994,

J. Lightwave Techn. 1999, MRS Bull. 2001

Web-site

www.pbglink.com

supported by Yuri Vlasov

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A

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c

c

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M

M

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s

s

k

k

1

1

D

D

:

:

Theory (IMAPh—BSU)

Zn/ZnSe-multilayer structures (with IRE, Russia)

Optical properties of multilayer fractal structures

2

2

D

D

:

:

Theory

Synthesis: porous alumina (BSUIR)

Anisotropic optical properties of porous alumina incl. PL

Impregnation with dyes, lanthanides, polymers

Lasing

???

3

3

D

D

:

:

Theory

Light emission in opal-based PC

Impregnation with dyes, lanthanides, polymers

Lasing

???

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