Clean In Place Review

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Clean in Place – A Review of

Current Technology and its Use

in the Food and Beverage

Industry

Report for general
circulation

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Clean in Place – A Review of Current

Technology and its Use in the Food and

Beverage Industry

October 2005

Report for general circulation

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Clean in Place – A Review of Current Technology and its Use in the Food and Beverage Industry

1

Deakin Project Team

Dr Laurence Palmowski
A/Prof K. (Bas) Baskaran
Dr Heidi Wilson

Mr Brett Watson








October 2005





Project Contact Details

Dr Laurence Palmowski

School of Engineering and Technology
Deakin

University

Geelong,

VIC,

3217

Tel (03) 5227 2443

Fax (03) 5227 2167

Email:

lpalm@deakin.edu.au








Disclaimer

This publication may be of assistance to you, but Deakin University and their

employees do not guarantee that the publication is without flaw of any kind or is
wholly appropriate for your particular purposes, and therefore disclaims all liability for
any error, loss or other consequence which may arise from you relying on any

information in this publication.

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Clean in Place – A Review of Current Technology and its Use in the Food and Beverage Industry

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1

EXECUTIVE SUMMARY

The need to recycle water is becoming increasingly important.

One of the main factors limiting the potential for water recycling
is the high level of Total Dissolved Solids (TDS) found in treated
water. Melbourne Water and City West Water, in their salinity
reduction strategy for the Western Treatment Plant, have set a

target of reducing TDS in treated water by 40% by 2009.
Identified options to reduce TDS level in recycled water include
end-of-pipe desalination technologies, segregation of salty
streams at source, and TDS reduction and substitution at source.

Following the waste hierarchy, TDS reduction and substitution at
the source appear to be the best approaches as they avoid costly
desalination technologies and the difficult handling of the
segregated by-products.

The food and beverage industries are among the main

contributors of TDS loads to the sewer. A large source of TDS,
and particularly sodium, in these factories is the cleaning
chemicals used to maintain high hygienic and quality levels in the
factories. Conventional cleaning agents used in the food and

beverage industry are usually based on sodium hydroxide, and/or
require strong acids or bases for neutralization. This results in
high dissolved solids levels, especially sodium levels, being
discharged in effluent streams from factories. Therefore, to reduce

TDS loads discharged to the sewer it is necessary to review
current industrial cleaning practices.

The aim of this project was two-fold. The first aim was to identify
cleaning chemicals that have the potential to replace traditional

chemicals used in the food and beverage industry and that can
reduce TDS in effluent discharged to the sewer. The second aim
was to identify technologies that can be used to collect, treat and
reuse cleaning solutions for subsequent cleaning cycles. This
could lead to significant reduction in cleaning chemical usage.

The tasks of the project were as follows:

ƒ

Conduct a critical desk-top review of CIP cleaning agents

containing reduced levels of sodium or no sodium.

ƒ

Undertake a desk-top review of CIP chemical recovery

technologies via the trade and scientific literature.

There is a wide variety of cleaning agents currently available that
could provide an alternative to sodium hydroxide. The alternative
cleaning agents include built cleaning solutions (contain

additives), low sodium alkaline cleaners, potassium hydroxide
(KOH) based products, NaOH/KOH blends, biotechnology based

Intro-

duction

Project

aims

Alterna-
tive

cleaning

chemicals

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Clean in Place – A Review of Current Technology and its Use in the Food and Beverage Industry

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cleaners and further alternatives including plant based products.

Alternatives to conventional acid cleaners were also identified.

From this review, it was found that the use of built cleaning
solutions can reduce cleaning times and/or cleaning chemical
concentrations. The use of alkaline cleaners with medium and

low sodium concentrations can lead to reductions in sodium
discharge from CIP in the range of 78-99%. Even further
reductions in sodium levels can be achieved by using KOH based
products which do not contain sodium at all (almost 100%
reduction in sodium discharge from CIP). However, the cost of

KOH based cleaning agents is higher than that of NaOH, which is
currently limiting its wide spread application in processing plants.

Enzyme based cleaners have been shown to be very effective for
cleaning purposes in the food and beverage industries. However,

the application of enzymes is mainly restricted to cleaning
membranes due to their operating temperature. Further
alternatives to alkaline cleaning agents, including plant-based
products were found to be rarely used in large scale applications.

In addition, there is little information available on these
chemicals.

Alternative acid cleaners, which are mainly based on citric acid,
have been shown to be effective for cleaning purposes but they
have yet to become widely used in the food and beverage

industries.

A number of different CIP systems are currently used in the food
and beverage industries and can be categorised as follows: single
use system, reuse system and multi-use system. A number of

benefits and limitations are associated with each type of system.
Reuse systems collect and reuse used CIP solutions for
subsequent CIP cycles. As a result, reuse systems have lower
running costs due to lower chemical requirements. However, they

require trained operator and a centralised CIP infrastructure. Due
to their simplicity, single use systems may be favoured over reuse
and multi-use systems for certain applications. However, there
will be situations where reuse and multi-use systems will be the

better option. A table summarising the advantages and
disadvantages of each system was produced to provide guidance
for selecting the most appropriate technology for a specific
application.

While reuse systems increase the life of CIP cleaning solutions,

leading to cost and environmental benefits, the use of recovery
technologies can further extend the life of CIP solutions. By
removing organic and inorganic contaminants from cleaning
solutions, recovery technologies such as centrifugation or

membrane separation can reduce chemical usage by up to 97%.

Reuse and
recovery

of cleaning

solutions

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Several optimisation methods can be implemented to help

minimise the consumption of cleaning chemicals, thereby
reducing the TDS load of the effluent. Some of these methods are
the review of cleaning frequency, the use of mechanical action
(pigging systems, high pressure sprayers and floor scrubbers) and

CIP monitoring. Increased intervals between cleaning cycles have
been found to have little or no negative impact on product quality
and hygienic requirements in certain applications. Pigging
systems are effective at removing product from pipes prior to
chemical cleaning while high pressure spray and mechanical floor

scrubbers can enhance the removal of biofilms from equipment.
CIP monitoring systems can be used to fine-tune and optimise the
cleaning operations of factories.

Further work is recommended including laboratory evaluation of

alternative cleaning chemicals, followed by factory trials. Pilot-
scale trials of reuse and recovery systems in factories are
suggested. Of high priority is also the training on CIP practices
and optimisation as well as the transfer of technology and

knowledge to industry.

Re-
commen-

dations

CIP

optimisa

tion

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5

2 TABLE OF CONTENT

1

EXECUTIVE SUMMARY................................................................................ 2

2

TABLE OF CONTENT ................................................................................... 5

3

ACRONYMS ................................................................................................. 7

4

INTRODUCTION ........................................................................................ 10

4.1

C

LEANING AND

CIP......................................................................................... 10

4.1.1

Key factors for cleaning .....................................................................................................10

4.1.2

The benefits of CIP vs. manual cleaning ............................................................................12

4.1.3

Typical CIP cycle................................................................................................................13

4.2

A

IM AND

O

BJECTIVES

..................................................................................... 13

4.2.1

Background.........................................................................................................................13

4.2.2

Aim and Objectives.............................................................................................................14

4.2.3

Scope of the project ............................................................................................................15

5

IDENTIFICATION OF REDUCED SODIUM AND NON-SODIUM CLEANERS..... 15

5.1

I

NTRODUCTION

............................................................................................... 15

5.2

B

UILT

N

A

OH

OR BUILT

KOH............................................................................ 16

5.3

A

LKALINE CLEANERS WITH MEDIUM OR LOW SODIUM CONCENTRATIONS

................... 16

5.4

P

OTASSIUM HYDROXIDE

(KOH)

BASED PRODUCTS

................................................ 17

5.5

S

ODIUM AND POTASSIUM BLENDS

...................................................................... 18

5.6

E

NHANCED CLEANING CHEMICALS

..................................................................... 19

5.7

B

IOTECHNOLOGY CLEANING AGENTS

.................................................................. 20

5.7.1

Enzyme-based cleaners.......................................................................................................20

5.7.2

Bacteria-based cleaners .....................................................................................................26

5.8

A

LTERNATIVES TO ALKALINE CLEANING AGENTS INCLUDING PLANT

-

BASED CLEANERS

.. 27

5.9

A

LTERNATIVE ACID CLEANERS

........................................................................... 29

5.10

A

LTERNATIVE SANITISERS

............................................................................. 29

5.10.1

Alternative chemical sanitisers...........................................................................................30

5.10.2

Non-chemical sanitisers .....................................................................................................31

5.10.3

Combined acid detergent + sanitiser .................................................................................33

5.11

C

OMPARISON OF CLEANING CHEMICALS

........................................................... 33

5.11.1

Comparison on cleaning performance ...............................................................................33

5.11.2

Comparison of cleaning efficiency for membrane cleaning ...............................................34

5.11.3

Comparison of cleaning efficiency for biofilm removal......................................................36

5.11.4

Comparison of cleaning chemicals through life cycle assessment .....................................36

5.12

D

ESK

-

TOP REVIEW OF THE IMPACT OF IMPLEMENTATION OF ALTERNATIVE CHEMICALS

37

5.12.1

Residue risk, OH&S and corrosion issues..........................................................................37

5.12.2

Sodium discharge reduction ...............................................................................................38

6

REVIEW OF CIP RECOVERY TECHNOLOGIES ............................................ 40

6.1

I

NTRODUCTION

............................................................................................... 40

6.2

S

INGLE USE SYSTEMS

...................................................................................... 41

6.3

M

ULTI

-

USE SYSTEMS

....................................................................................... 42

6.3.1

Benefits of multi-use systems ..............................................................................................42

6.3.2

Case studies ........................................................................................................................43

6.4

CIP

R

EUSE SYSTEMS

...................................................................................... 44

6.4.1

General remarks .................................................................................................................44

6.4.2

Straight reuse vs. treatments...............................................................................................45

6.4.3

Reuse after gravity separation............................................................................................45

6.4.4

Reuse following physicochemical treatments .....................................................................48

6.4.5

Reuse following membrane separation...............................................................................49

6.5

R

EVIEW OF POSSIBLE IMPLEMENTATION OF

CIP

RECOVERY TECHNOLOGIES

.............. 57

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6.5.1

Single use vs. reuse systems................................................................................................57

6.5.2

Selection summary of reuse treatment technologies ...........................................................58

7

OPTIMISATION OF CLEANING TOWARDS REDUCED CHEMICAL USAGE ..... 60

7.1

F

REQUENCY OF CLEANING

................................................................................ 61

7.2

M

ECHANICAL ACTION TO SUPPORT CLEANING

....................................................... 62

7.2.1

High pressure spray and mechanical scrubber ..................................................................62

7.2.2

Pigging systems ..................................................................................................................62

7.3

CIP

M

ONITORING

........................................................................................... 63

7.4

C

ASE STUDIES

............................................................................................... 63

8

RECOMMENDATIONS FOR FUTURE WORK ................................................ 64

9

ACKNOWLEDGMENTS ............................................................................... 66

10

REFERENCES......................................................................................... 67

APPENDICES

Appendix A - Summary and classification of alternative chemicals

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3

ACRONYMS

BSA

Bovine Serum Albumin

CAPEX Capital

Expenditure

CIP Cleaning-In-Place
COD

Chemical Oxygen Demand

CSCCO

Combined Simultaneous Caustic Cleaning and Oxidation

CTAB Cetyle-Trimethyl-Ammonium

Bromide

CWW

City West Water

DEH

Department of the Environment and Heritage

EDTA

Ethylene Diamine Tetra Acetic Acid

EO Electrolysed

Oxidizing

EPA

Environment Protection Authority

ETBPP

Environmental Technology Best Practice Program

H

3

PO

4

Phosphoric

acid

HCl Hydrochloric

acid

HNO

3

Nitric

acid

KMS

Koch Membrane Systems

LCA

Life Cycle Assessment

LPS Lactoperoxidase

System

MF Microfiltration
NaOH Sodium

hydroxide

NF Nanofiltration
NFESC

Naval Facilities Engineering Service Center

OH&S

Occupational Health and Safety

PLC

Programmable Logic Controller

PPM

Parts Per Million

PVC

Poly Vinyl chloride

RO Reverse

Osmosis

RWPC

Reconstituted Whey Protein Concentrate

SDS

Sodium Dodecyl Sulphate

SME

Small and Medium Enterprise

SPC

Standard Plate Count

SS Suspended

Solids

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TAZ Terg-A-Zyme
TOC

Total Organic Carbon

TDS

Total Dissolved Solids

TVC

Total Viable Count

UF Ultrafiltration
UK United

Kingdom

UNEP

United Nations Environment Programme

UV Ultraviolet

Glossary

Caustic or caustic soda

Other name for sodium hydroxide

Diafiltration

Water is added during the filtration

process to reduce the concentration of a
component in the retentate or permeate
(Wagner 2001)

Fouling

Product residues, scale and other

unwanted deposits. Word used inter-
changeably with “Soil”

Flux

Flow rate through a membrane divided by
membrane surface area

Membrane

recovery

Defined as the volume of permeate

obtained per total volume of stream
processed

Permeate

Stream passing through a membrane

Recirculation

In most CIP cycles, there is a step where

cleaning solutions are recirculated, i.e.
pumped in closed loop through the
equipment until an acceptable cleaning
level is reached

Recovery

Collection of cleaning solutions followed
by treatment and subsequent use in
following cleaning cycles

Recycling

In this report, this term is limited to the

recycling of water

Retentate

Stream not passing through a membrane

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Reuse

Collection of cleaning solutions and

subsequent use in following cleaning
cycles

Soil

Product residues, scale and other
unwanted deposits (Romney 1990a)

Specific energy

Energy required in a membrane process
per volume of permeate obtained

Volume

retention

ratio

(VRR) Volume of retentate over volume of

solution treated

Symbols

)

Symbol for a case study

Symbol for a scientific research outcome

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4

INTRODUCTION

4.1 Cleaning and CIP

Trägårdh (1989) defined cleaning as “a process where material is
relieved of a substance which is not an integral part of the material.” In
the food and beverage industry, cleaning is an essential procedure in
the operation of a factory to achieve the following objectives (Garrick
and Schiekowski 1980; Dresch et al. 2001):

ƒ

Maintain the high hygienic levels required;

ƒ

Remove soil (or fouling) to restore process performance (heat
transfer, pressure drops). Soil is defined as product residues,
scale and other unwanted deposits (Romney 1990a);

ƒ

Maintain product quality.

4.1.1 Key factors for cleaning

Cleaning is a combination of physical and chemical action, in which the

following aspects play an important role (Australian Standards 2001):

ƒ

Contact time. The contact time between the chemical and the soil
is important and needs to cover the following phases:

o

Diffusion of the cleaning chemical into the soil layer

o

Swelling of the soil

o

Mass transfer phase from the soil layer into the liquid

o

Transport away from the surface, flush

ƒ

Temperature

o

Cold: below 30ºC

o

Warm: 30 - 50ºC

o

Hot: 50 - 80ºC

o

Very hot: above 80ºC

Temperature influences diffusion, mass transfer and fluid
characteristics, the various parameters are thus inter-linked.

ƒ

Turbulence and resulting shear forces acting on deposits

ƒ

Type of soil (Romney 1990a; Prasad 2004c)

o

Organic soil: mainly of plant or animal origin, depending on

the industry. Organic soil is usually cleaned by alkaline
detergents, amongst which sodium and potassium
hydroxide are the most common.

o

Inorganic soil: mainly of mineral origin. It is mostly cleaned

by acidic detergents, including inorganic acids (e.g.

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phosphoric, nitric and hydrochloric acids) and to a smaller

extent organic acids (e.g. hydroxyacetic and citric acid)

o

Combined organic/inorganic soil, which is the most

common type

o

Biofilms, which develop on equipment if soils are not

removed frequently enough. Biofilms can lead to hygiene
issues as well as adverse technological effects (Kumar and
Anand 1998)

ƒ

Concentration and type of cleaning chemical

A wide variety of detergents are used in the food and beverage industry.
They can be classified according to their functions and applications

(Australian Standards 2001). Brief descriptions of the different
detergents commonly used in the food and beverage industry are given
below. The following section has been taken directly from Australian
Standards (2001).

Multi-purpose detergents – Multi-purpose detergents are intended
primarily for use in manual, pressure or foam cleaning of all types of
surfaces, in all areas.

Heavy-duty alkaline detergents – Heavy-duty alkaline detergents are
intended for the removal of proteins, fats and other strongly adherent
organic soils from surfaces.

Enzyme-assisted detergents – Enzyme-assisted detergents are detergent
formulations which contain enzymes, which are intended to break down
and solubilize otherwise difficult-to-remove food soils using relatively
mild detergents and cleaning conditions.

Acidic detergents – Acidic detergents are used to remove mineral soils
and other soils resistant to neutral or alkaline detergents.

Oil-lift detergents – Oil-lift detergents are detergents, typically containing
water soluble solvents and surfactants, intended for the removal of
accumulated grease and oil from walls and floors.

Smokehouse detergents – Smokehouse detergents are designed
primarily for the removal of fats and tar from walls, floors and
equipment in smokehouses.

It is common practice to add additives to pure cleaning chemicals such
as NaOH to improve specific attributes of the chemicals. The attributes
that a detergent should ideally have are described in the following
section, which has been taken directly from Romney (1990a).

Dispersing and suspending power – to bring insoluble soils into
suspension and prevent their redeposition on cleaned surfaces.

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Emulsifying power – to hold oils within the cleaning solution.

Sequestering power – the ability to combine with calcium and
magnesium salts to form water-soluble compounds and to aid

detergency.

Wetting power – to reduce surface tension and thus aid soil penetration.

Rinsing power – the ability to rinse away clearly and completely without
leaving any trace of soil or the detergent chemical on the cleaned
surface.

In membrane cleaning for example, surfactants perform a wide range of

roles: they help to wet surfaces, facilitate soil removal, suspend
materials, stabilize foam, adsorb on surfaces to amend properties of the
surface and act as biocide (D'Souza and Mawson 2005).

4.1.2 The benefits of CIP vs. manual cleaning

Over the last few decades, the use of Cleaning-In-Place (CIP) systems
has brought more reliability in equipment cleaning. CIP is defined as
“the cleaning of complete items of plant or pipeline circuits without

dismantling or opening of the equipment and with little or no manual
involvement on the part of the operator. The process involves jetting or
spraying of surfaces or circulation of cleaning solutions through the
plant under conditions of increased turbulence and flow velocity” (NDA
Chemical Safety Code, 1985).

The use of CIP shows numerous advantages compared to manual
cleaning, including improved cleaning efficiency, shorter cleaning
cycles, improved Occupational Health and Safety (OH&S) and reduced
environmental impact (DEH 2003).

)

As an example, Cascade Brewery applied, extended and automated

the reticulation of cleaning solution throughout their brewery and

beverage plants. As a result, a 60% reduction in cleaning agents was
achieved in the brewery, while the reduction reached up to 80% in the
cider section of the beverage plant (DEH 2003).

)

The introduction of CIP systems in a Small and Medium Enterprise

(SME) can also show economic and environmental benefits. At Food
Spectrum, which produces ingredients for the food manufacturing

industry, it is estimated that 20% of cleaning water can be reused by
introducing a $50,000 CIP system, with a pay-back period of 3 years
(Prasad et al. 2004). It was also reported that the CIP system has the
potential to increase water reuse to 50%, leading to increased water

savings and reduced payback period (EPA 2003).

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4.1.3 Typical CIP cycle

A typical CIP cycle is presented in the sequence below (Romney 1990a;
Australian Standards 2001). It is important to note that this cycle will
differ from one site to another and from one process to another at the
same site.

1. Product flush to remove product residuals. This is often carried

out using water but is not a necessity

2. Pre-rinse to remove any loosely-adherent residuals (and micro-

organisms attached to these residuals). This is usually performed
with water (or slightly alkaline solution) and reduces the amount

of soil, which the main cleaning step has to remove.

3. Main cleaning step to lift the soil from the equipment surface. The

soiling compounds will be suspended or dissolved in the cleaning
solution. This step, which is responsible for removing most of the

soil and micro-organisms attached to surfaces, can be sub-
divided into sub-steps to allow for various cleaning chemicals to
be used. For example:

a. Caustic cleaning, followed by
b. Intermediate rinse, and
c. Acid cleaning step (when required)

4. Final rinse to remove residuals of cleaning solutions

5. Disinfection/sanitising step to reduce the number of micro-

organisms from previously cleaned surfaces

6. Post-rinse might be necessary to remove residuals of sanitisers

Each food and beverage industry type has different CIP requirements.
Furthermore, each area of a food and beverage factory can have
different CIP requirements. For example, the CIP requirements differ in

open systems (e.g. vessels) and in closed systems (e.g. pipes). The CIP
performance in the former is easier to assess visually.

4.2 Aim and Objectives

4.2.1 Background

The need to recycle water in industry is becoming increasingly
important. There is also a growing need to reduce sewer loadings to
achieve a higher quality of trade waste discharges and of treated water.
Total Dissolved Solids (TDS) levels in treated water have been identified

as a key factor limiting water recycling due to their significant impact
on soil productivity (DSE 2004). In the Western Melbourne metropolitan

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14

region, almost half of the TDS in treated water is produced by industry

and commerce.

The government has shown its commitment to work with industry and
water authorities to improve industrial water management. Urban water
authorities are currently working with industrial and commercial

customers and the Environment Protection Authority (EPA) to develop
cleaner production programs and to reduce TDS discharges. In
particular, Melbourne Water and City West Water in their salinity
reduction strategy for the Western Treatment Plant have set a target of
reducing the TDS content of recycled water by 40% by 2009 (DSE,

2004).

Identified options to reduce TDS content in recycled water include end-
of-pipe desalination technologies, segregation of salty streams at source,
and salt reduction and substitution at source. Following the waste

hierarchy, salt reduction and substitution at the source appear to be
the best approaches as they avoid costly desalination technologies and
the difficult handling of the segregated by-products.

The food and beverage industry, which represents 22% of the total

Victorian manufacturing turnover (ABS 2005), is a significant
contributor to trade waste and TDS discharges. It is estimated that
approximately 50% of the sodium found in trade waste from some of the
food and beverage industries originates from CIP practices. The reason
for this is that conventional cleaning agents used in CIP systems are

usually based on sodium hydroxide, and/or require strong acids or
bases for neutralization. This results in high dissolved solids levels,
especially sodium levels, being discharged from factories in trade waste.

4.2.2 Aim and Objectives

The aim of this project was two-fold. The first objective was to identify
CIP chemicals that have the potential to replace traditional CIP
chemicals used in the food and beverage industry to reduce TDS in
trade waste. The second aim is to identify the technologies that can be

used to collect, treat and reuse cleaning chemicals for subsequent
cleaning cycles.

The tasks of the project were as follows:

ƒ

Conduct a critical desk-top review of CIP cleaning agents

containing reduced levels of sodium or no sodium. To conduct
this review, published literature, available case studies, and
chemical suppliers have been consulted.

ƒ

Undertake a desk-top review of CIP chemical recovery
technologies via the trade and scientific literature. Technology

suppliers have also been contacted for additional information.

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4.2.3 Scope of the project

The main focus of this report is on factories in the food and beverage
sector, which are major contributors of TDS within the CWW boundary.
Some information related to the utilisation of alternative chemicals and
technologies has also been found from other industry sectors and has

been included in the report.

All assessments have been made based on published literature,
available case studies and information provided by suppliers of
alternative chemicals and/or technologies. No experimental work was
undertaken at this stage of the project.

5

IDENTIFICATION OF REDUCED SODIUM AND NON-
SODIUM CLEANERS

5.1 Introduction

One of the main purposes of this project was to identify alternative CIP
chemicals and processes to those currently used in the food and

beverage industry with the intention of reducing TDS in effluent
discharged to the sewer. Sodium hydroxide or caustic soda (NaOH) is
the most widely used alkaline detergent in the food and beverage
industry, due to its low price and high cleaning efficiency for fatty-type

and protein soils. The most commonly used acidic detergents are nitric
acid and phosphoric acid. These conventional cleaning chemicals
contribute significantly to the TDS and sodium levels discharged by
food and beverage industries. As a result of high TDS and sodium

concentrations, the recycling of treated water is restricted to avoid any
damage on soils and vegetation. Therefore, there is a clear need to
identify alternative chemicals to reduce the use of traditional chemicals
throughout the food and beverage industry.

The range of alternative cleaning chemicals can be classified as follows:

ƒ

Built NaOH or built KOH. These chemicals contain additives
which enhance the performance of the sodium and/or potassium
hydroxide. As a result, lower salt/sodium concentrations can be
used.

ƒ

Low sodium alkaline cleaners

ƒ

Potassium hydroxide (KOH) based products

ƒ

NaOH/KOH blends

ƒ

Biotechnology based cleaners, mainly consisting of enzyme-based

cleaners

ƒ

Alternatives to alkaline cleaning agents, including plant-based
cleaners

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ƒ

Alternative acid cleaners

ƒ

Alternative sanitisers, including non-chemical based sanitisers

All these options, which offer a possible reduction in TDS and/or
sodium in trade waste, are discussed in more detail below. Available
case studies and literature references have been included. A complete

list of all alternative chemicals can be found in Appendix A. It should be
noted that some of the chemicals listed are currently not available in
Australia and would need to be introduced if interest was shown.
Following this presentation of the alternative chemicals, a desk-top
assessment of the possible reduction in sodium discharged to trade

waste, as a result of the change over from traditional cleaning
chemicals, is presented.

5.2 Built NaOH or built KOH

As discussed in the introduction to this report (section 4.1.1), additives
(or builders) are often added to cleaning solutions to improve their

properties and cleaning efficiency. Cleaning solutions containing
additives are called “built” cleaning solutions. The use of built cleaning
solutions can reduce cleaning times, rinse water consumption and/or
cleaning chemical concentrations. This can therefore lead to improved

trade waste discharges.

Typical additives include:

ƒ

Dispersing and suspending agents

ƒ

Emulsifiers and surfactants

ƒ

Sequestrants

ƒ

Wetting agents

ƒ

Rinsing agents

As an example, sequestrants are widely used to remove hardness from

water. Prasad (2004c) reported that “hard water can result in scale
build-up, which affects the capacity of detergents and sanitisers to
contact the surface and can lead to excessive scaling in boilers and
cooling towers.” Therefore, hard water may need some treatment such
as ion exchange or the use of detergents and sanitisers containing

specially formulated additives (Prasad 2004c).

5.3 Alkaline cleaners with medium or low sodium

concentrations

While the sodium concentration in chemical cleaners can reach 52%
(pure or bulk caustic – see Appendix A for examples of these

chemicals)), chemical manufacturers have developed products with
lower sodium concentrations. Table 1 presents alkaline cleaners with
medium sodium concentrations, while Table 2 shows alkaline cleaners

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with low sodium levels. The sodium concentration corresponds to the

sodium concentration in the cleaning solution, after dilution. This has
been calculated using the sodium content of the chemical and its range
of recommended concentration. More details about these chemicals and
their applications can be found in Appendix A.

Table 1: Alkaline cleaners with medium sodium concentration

Name

Composition

Na level in ready-to-use

cleaning solution

[gNa/kg cleaning solution]

Chlorozolv

20% w/v as sodium hydroxide
Active chlorine
Stable chelating and dispersing agents

Na content ≥ 11.5%

1.7 – 2.9

Suma Ilam
L1.8

Sodium Hydroxide < 30%
Sodium Hypochlorite < 4% available

chlorine
Na: 12.6% w/w

Scale inhibitors

0.63 – 1.89

Table 2: Alkaline cleaners with low sodium concentration

Name

Composition

Na level in ready-to-use

cleaning solution

[gNa/kg cleaning solution]

Diverwash
VC24

Na: 1.8%w/w
Wetting agents, buffering agents,
sequestrants & dispersants

0.02 – 0.38

Flowsan

Sodium hydroxide 5-15%
Sodium hypochlorite 5-15%

Chlorine-based bleaching agents 5-15%
Polycarboxylates <5%
Na: 3.1% w/w

0.12 – 0.56

Glide

Alkaline Salts <20%

Sodium Hypochlorite solution <3%
Sodium Hydroxide <2%
Na: 5%w/w

0.4 – 0.8

5.4 Potassium hydroxide (KOH) based products

The use of potassium hydroxide based cleaning agents is one of the
approaches to reduce the sodium levels found in trade waste. However,
the main limitation to use potassium hydroxide has been its price.

Similarly to sodium hydroxide, potassium hydroxide is prepared by
electrolysis of a brine solution. In the case of KOH, the brine solution
consists of potassium chloride, which is not as ubiquitous as sodium
chloride and needs to be extracted from mined resources. As a result,
KOH is more expensive than NaOH. Additionally, different market

drivers exist for sodium and potassium hydroxide, leading to different

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price fluctuations (Lech 2005). A list of potassium hydroxide based

chemicals is presented in Table 3.

Table 3: Potassium based cleaning chemicals

Name

Composition

Industry sector

DairyChem (or
Alka-San

Potassium)

Potassium hydroxide >50%
Surfactants <10%

Chlorinated Agent <10%
Sequestrant <20%

DairyChem HT 108

(or Dairy Alkali-
Potassium
Hydroxide

Solution)

Potassium Hydroxide: 50%

Sequestrants <5%
Surfactants <5%

Dairy industry

Divos 100

No sodium

Caustic potash (Potassium hydroxide)
Chelating agents & surfactants

Divos 110

No sodium

Potassium Hydroxide <5%

Dairy industry

Beverage
applications
Pharmaceutical

applications

Solo

Potassium hydroxide 15-30%

Tetrapotassium
ethylenediaminetetraactetate 15-30%
Diethylenetriaminepentaacetic acid

(pentasodium salt) <5%
EDTA 5-15%

Anionic surfactants, phosphonates, non-
ionic surfactants, phosphates <5%

Food industry

Beverage industry
Vegetable
processing

Superquest

Potassium hydroxide ≥ 30%

Tetrasodium ethylenediaminetetraacetate
5-15%
EDTA 5-15%

Phosphonates <5%

Dairy industry

5.5 Sodium and potassium blends

To increase the price competitiveness of potassium hydroxide while

partially maintaining his environmental benefits over pure sodium
hydroxide, blends of potassium and sodium are available on the market
from various suppliers. Table 4 presents some of these products, which
are not a pure blend of NaOH and KOH but also incorporate some

alternative products. As a result, their sodium content is relatively low.

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Table 4: Potassium and sodium blends

Name

Composition

Industry sector

Detojet

Potassium hydroxide (7-13%)

Sodium silicate (5-10%)
Sodium hypochlorite (1.5%)

Food industry

Profile

Potassium hydroxide <5%

Sodium hypochlorite <5%
Sodium hydroxide <5%

Phosphates, chlorine-based bleaching agents
<5%
Na content: 5.2% w/w

Meat processing

industry

Redes

Disodium/dipotassium metasilicate <5%
Sodium hypochlorite <5%

Phosphates 15-30%
Chlorine-based bleaching agents <5%
Na content: 4.4% w/w

Food and beverage
industries

5.6 Enhanced cleaning chemicals

While additives can be added to cleaning solutions to improve their

performance, the combined used of oxidation agents and cleaning
chemicals has also been investigated.

The effectiveness of alkali cleaning combined with ozone pre-

treatment was investigated for removing protein from equipment
surfaces (Takehara et al. 2000). The authors used bovine serum
albumin (BSA) as the model protein and particles of alumina (Al

2

O

3

),

which is widely used as a ceramic membrane material. The Al

2

O

3

particles were fouled with the BSA and then pre-treated using 0.3%
(v/v) gaseous ozone. Takehara et al. (2000) found that the pre-treatment
of the BSA-fouled Al

2

O

3

particles markedly accelerated the removal of

the BSA during alkali cleaning through partial decomposition of the
BSA molecule. The authors concluded that ozone pre-treatment has the

potential to reduce NaOH concentrations required for adequate alkali
cleaning by at least one order of magnitude.

Gan et al. (1999) also developed and tested a combined

simultaneous caustic cleaning and oxidation (CSCCO) process in a
single stage cleaning operation. The cleaning solution used in the
CSCCO process was comprised of NaOH and H

2

O

2

at optimised levels of

concentration. It was demonstrated that the CSCCO process had a
greater cleaning power than the single-step caustic cleaning and the
successive two-step process. In relation to this result, the authors
stated that “the synergy achieved between caustic cleaning and
oxidation has suggested that the combined chemicals provide a fast and

effective cleaning process” (Gan et al. 1999).

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5.7 Biotechnology cleaning agents

Biotechnology based cleaning agents include bacteria-based agents and
enzyme-based agents, the latter being far more widely used in
industries. The main advantages and disadvantages of biotechnology
based cleaning agents include (ETBPP 1998):

Advantages

ƒ

Usually less harmful to the environment

ƒ

Very specific cleaning action

ƒ

Can be used at lower temperatures than conventional chemical

ƒ

May be cheaper

ƒ

Reduce effluent disposal costs as they produce an effluent with a

lower COD

ƒ

Non-corrosive

Disadvantages

ƒ

May take longer to act than traditional chemical cleaners

)

ETBPP (1998) reported that a poultry processing company had

extreme difficulty cleaning an area that was soiled with faeces, blood,
urine, grease, fat and feathers, even with sodium hydroxide. They
applied a biotechnology cleaning agent and found that all traces of
organic mater were removed efficiently. There was a reduction in

cleaning time as well as energy consumption because hot water was not
required.

5.7.1 Enzyme-based cleaners

Enzyme-based cleaners in the food industry are becoming increasingly

popular. There has been a resurgence of interest in enzymes because
they offer a number of advantages over traditional caustic or acid
cleaning regimes (D'Souza and Mawson 2005). One of the main factors
responsible for the growing popularity of enzyme-based cleaners is new

developments in enzymology (Kumar et al. 1998). Enzymes used for
detergent production comprised 28% of the global market for industrial
enzymes in 1994 (Kumar et al. 1998). A non-exhaustive list of enzyme
based cleaning agents available on the market is presented in Table 5,
while more details on these products can be found in Appendix A.

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Table 5: Enzyme based cleaning agents

Name

Composition

Cipzyme P

Contains proteolytic enzymes

Divos 80-4

Enzyme cleaner

Paradigm

Protease cleaner

0.8% P2010
0.9% P2030

Properase 1600L

Protease enzyme (liquid)
Subtilisin (1-5%)

PURADAX EG 7000L

Fungal cellulase enzyme (liquid)
Cellulase (1-5%)

Purafect 4000E

Protease enzyme (granulated)
Subtilisin (1-5%)

Purastar ST 15000L

Bacterial alpha-amylase enzyme (liquid)
Amylase (1-5%)

Reflux E 2001

Enzyme cleaner
NH compounds >60%

Subtilsin (CAS 9014-01-1) <10%

Terg-a-zyme

Protease enzyme
Sodium dodecylbenzenesulfonate (10-30%)
Sodium carbonate (7-13%)

Sodium phosphate (30-40%)

Zymex Enzymatic Cleaner

Enzymatic cleaning solution concentrate

Aqueous mixture of enzymes and surfactants
Isopropyl Alcohol (<10%)
Triethanolamine (<10%)

A number of studies have been carried out in laboratories around the
world comparing the cleaning abilities of enzyme-based cleaners against
the cleaning abilities of conventional cleaning agents. However, most
applications of enzyme-based cleaners in industry have mainly been

reserved for the cleaning of membranes. This is due to the expense of
purchasing large quantities of enzymes and formulating them into
effective detergents (Trägårdh 1989). Therefore, a significant proportion
of the following section is dedicated to the utilisation of enzyme-based

cleaners for cleaning membranes.

5.7.1.1 Introduction to membrane cleaning

Trägårdh (1989) provided a comprehensive review of the state-of-the-art
of membrane cleaning up till 1989. A number of important factors
related to membrane fouling reduction and membrane cleaning were

reviewed and discussed including flow conditions, pre-treatment,
membrane properties, water quality, cleaning agents, and cleaning
performance. D’Souza and Mawson (2005) presented a further
comprehensive review of membrane cleaning in the dairy industry. They

reviewed the key mechanisms governing cleaning performance.

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The characteristics of effective membrane cleaners can be summarised

as follows (Trägårdh 1989; D'Souza and Mawson 2005):

ƒ

ability to loosen and dissolve the fouling material, and keep the
dislodged foulants in dispersion or solution to prevent the
refouling of already cleaned surfaces

ƒ

optimal active compound concentration, keeping the soil in

dispersion and/or solution to avoid new fouling

ƒ

good solubility and rinsing characteristics

ƒ

low or moderate foam level

ƒ

good compatibility with the membrane

ƒ

good buffering capacity and stability with time

ƒ

ability to promote disinfection of the wet surfaces

Trägårdh (1989) listed and briefly discussed the main cleaning agents
and additives used to clean membrane plants. They are:

ƒ

alkalis - hydroxides, carbonates and phosphates

ƒ

acids - nitric and phosphoric

ƒ

enzymes

ƒ

surface-active agents - anionic, cationic and non-ionic

ƒ

sequestering agents - ethylene diamine tetra acetic acid (EDTA)

ƒ

formulated cleaning agents

ƒ

combined cleaning and disinfecting agents

ƒ

disinfectants - H

2

O

2

, metabisulphite, hypochlorite and heat

treatment

Trägårdh (1989) also reported that “the choice of cleaning agents and
cleaning conditions depends not only on the type of components
deposited, but also on the chemical and thermal resistance of the
membrane, the module and the rest of the equipment.”

Enzymatic cleaners are usually employed if the pH limitation of the
membrane is at or below 10, or if a high level of soil is present. Enzymes
offer a number of advantages over traditional caustic or acid cleaning
regimes (D'Souza and Mawson 2005):

ƒ

enzymes are biodegradable and cause fewer pollution problems

ƒ

enzymes are less aggressive to the membranes and can therefore

lengthen the lifespan of the membrane

ƒ

rinsing volumes are reduced which in turn lower wastewater

volumes

ƒ

enzymatic agents can improve cleaning efficiency

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ƒ

enzymes can reduce energy costs and the amount of chemical

needed by working at a lower temperature

Leaver et al. (1995) conducted a study to test the effect that cleaning
agents had on four coupling and four seal types. The cleaning solutions
that the test pieces (coupling and seal) came into contact with were

NaOH (1M) and Terg-A-Zyme (TAZ). Each test piece was filled with the
cleaning agents and left for 24 hours at room temperature before being
rinsed with tap water left to dry (Leaver et al. 1995). Pressure hold tests
were then conducted to determine leak diameters. It was found that the
couplings did not release liquid at the test conditions and that changes

in leak diameters were relatively small. Leaver et al. (1995) reported that
the largest increase in leak diameter was 9 µm when exposed to NaOH.
It was acknowledged that the testing offered only a limited challenge to
the seals and that further work was required to supplement these initial

results (Leaver et al. 1995).

5.7.1.2 Case studies

)

Several milk processing plants have adopted alternative cleaning

chemicals for CIP systems. Murray Goulburn used cold surface cleaners
(enzymes in conjunction with mild detergents) to reduce caustic-based
cleaners (Prasad, 2004c).

)

Dairy Farmers replaced phosphoric acid with nitric acid after it was

found that equipment was not being cleaned properly. This initiative

resulted in a superior clean and reduced phosphate load in the water
used for irrigation.

)

Kumar et al. (1998) reported that the use of alkaline proteases from

Bacillus sp. strain MK5-6 have proved successful in laboratory scale
tests. They also conducted a pilot scale evaluation of the same enzyme
preparation for UF membrane cleaning. It was found that the enzyme
preparation resulted in 100% of the flux being restored whereas TAZ

only achieved an 80% restoration of the flux.

Allie et al (2003) used lipases and proteases to clean flat-sheet

polysulphone membranes fouled in abattoir effluent. The motivation for

this study was to demonstrate that enzymatic cleaning regimes are
effective at removing foulants adsorbed onto these membranes and also
increasing flux recovery. The lipases used were Candida cylindracea,
Pseudomonas mendocina and Aspergillus oryzea. The proteases used
were Bacillus licheniformis, Protease A (protein engineered protease) and
Aspergillus oryzea. When the Candida, Aspergillus and Pseudomonas
lipases were used alone in the cleaning mixtures, the lipid content on
the membranes were reduced by 33, 46 and 55% respectively. The

highest lipid removal was obtained with the Pseudomonas lipase, while
the lowest percentage lipid removal was obtained with the Candida
lipase. A significantly greater lipid removal was observed after the
membranes were cleaned with the lipases in conjunction with the

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proteases than when the lipases were used alone. The Pseudomonas
lipase was found to reduce lipids by 70% when used in conjunction

with proteases. Allie et al. (2003) stated that these results indicate
enzyme-based cleaning regimes are useful for membranes operating on
abattoir effluents (Allie et al. 2003).

Maartens et al. (1996) tested the ability of a number of enzymes for

cleaning polysulphone membranes fouled with abattoir effluent. The
purpose of the study was to determine whether the different enzyme
and enzyme/detergent mixtures could restore pure-water flux when

used to treat the fouled membranes. The enzymes evaluated were
protease A, lipase A, Alkazyme, Zymex, sodium dodecyl sulphate (SDS)
and Triton X100. Maartens et al. (1996) compared the ability of each
cleaning agent to remove adsorbed protein and lipid material from the

membranes. Increasing the concentration of protease A, lipase A and a
mixture of lipase A and Triton X100 beyond 3 mg/mL did not lead to
further decreases in protein removal. In fact, no significant increase in
protein removal was observed for concentrations beyond 1mg/mL.
However, for the removal of lipid material, the optimal concentration

was found to be 3 mg/mL for each enzyme.

In terms of incubation time, maximum protein removal was achieved
after 60 min for lipase A while protease A and the lipase A:Triton X100
mixture required an incubation time of 90 min to achieve maximum

protein removal. Lipase A required an incubation time of 90 min to
effectively remove lipids, whereas protease A and the lipase A:Triton
X100 mixture only required an incubation time of 60 min to achieve
maximum lipid removal. Maartens et al. (1996) concluded that enzymes

can be used effectively as cleaning agents in biological effluent streams.
However, they stipulated that the effluent and fouling agents must be
well characterised and identified to ensure that the correct enzymes or
enzyme/detergent mixtures are selected.

In another study, the performance of two proteolytic enzymes was

evaluated for cleaning inorganic membranes fouled by whey protein
solutions (Argüello et al. 2003). The two cleaning agents, Maxatase

®

XL

and P3-Ultrasil

®

62, adopted for this study were enzymatic

formulations. Tami

®

150 + 4T membranes were employed. Argüello et

al. (2003) reported that very high efficiencies (~100%) were achieved in
short operating times (20 min). It was also found that higher amounts of
enzyme resulted in a slight decrease in cleaning efficiency. The authors

also stated “the optimum values of the operating conditions tested were
related to the best conditions to hydrolyze whey proteins in a
discontinuous reactor using the same enzyme preparations.”

Also investigated in the study was the potential to reuse the enzyme
solutions for consecutive cleaning steps. It was shown that the

enzymatic solutions could be reused used for consecutive steps.
However, it was observed that there was a 30% loss in enzymatic

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activity during each cleaning cycle, regardless of the initial activity of

the solution (Argüello et al., 2003).

In a later study, the ability of P3-Ultrasil

®

62 was tested for cleaning

a Carboseo

®

M1 membrane (Argüello et al. 2005). As with the earlier

study (Argüello et al., 2003), very high cleaning efficiencies (~100%)
were reached in short operating times (20 min). It was reported that the

cleaning efficiency depended on the operating conditions. A decrease in
the pH of the cleaning solution during the cleaning process was
attributed to protein hydrolysis. However, Argüello et al. (2005) reported
that chemical cleanliness was not achieved because residual matter was

detected on the membrane surface after cleaning. This phenomenon
was observed even when the hydraulic cleaning efficiency was 100%.

Muñoz-Aguado et al. (1996) investigated the effects of enzyme and

surfactants on a totally retentive polysulfone membrane fouled with
bovine serum albumin (BSA) and a reconstituted whey protein
concentrate (RWPC). The cleaning agents employed were CTAB (cetyl-
trimethyl-ammonium bromide), TAZ and

α

-CT (

α

-chymotryspin). It was

found that the cationic surfactant, CTAB, was more effective when the
pH of the fouled membranes was 7 than when the pH of the fouled

membranes was only 5. The authors reported that the cleaning
efficiency of CTAB increased with temperature and surfactant
concentration. They also investigated the impact that the cleaning time
had on cleaning efficiency. The optimum cleaning time for CTAB was

found to be 1 hour. A concentration of approximately 0.01 wt%
achieved the maximum flux recovery and resistance removal for

α

-CT.

Increasing the concentration actually led to a decrease in cleaning
efficiency. They also showed that cleaning the fouled membranes with

α

-CT before CTAB resulted in an improvement of the cleaning efficiency.

The use of a water rinse was shown to be an effective method of
removing loose foulant pieces at little additional cost. However, this can
only be carried out at the same temperature as the chemical cleaning,

otherwise the fouling layer will be compacted. Muñoz-Aguado et al.
(1996) conclude that the main disadvantage of the multi-step cleaning
process is the time taken to carry out the cleaning, while a major
advantage is that the milder cleaning conditions result in lower cleaning

costs and a longer membrane lifespan (Muñoz-Aguado et al. 1996).

Sakiyama et al. (1998) compared the performance of various

proteases for the removal of proteinaceous deposits from stainless steel

surfaces. The protease solutions were fed into a packed column of
stainless steel particles fouled with

β

-lactoglobulin and gelatin. The

proteases used in the study were crystalline trypsin, crystalline
thermolysin, several crude powder protease preparations (Protin AC10,
Protin PC10, Thermoase PC10 and Tunicase FN), and several
thermostable alkaline proteases (B21-2, B18’ and KuAP). Sakiyama et

al. (1998) found that the cleaning kinetics depended greatly on the kind

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of protease used as well as on the type of protein to be removed. They

also found that regardless of the protease used, the cleaning kinetics
increased with protease concentration and became constant above a
certain protease concentration. It was also shown that a small amount
of

β

-lactoglobulin was left on the stainless steel surface after 120

minutes of enzymatic cleaning, irrespective of the protease used. The
results of this study indicate that the choice of an enzyme to remove

fouling deposits is critical for establishing an efficient enzymatic
cleaning procedure (Sakiyama et al. 1998).

Flint et al. (1999) conducted a pilot-scale trial to evaluate the

effectiveness of Paradigm in removing biofilms of thermo-resistant S.
thermophilus from a pasteuriser. Following cleaning with acid and
caustic cleaners the reduction in the total number of bacteria was less
than 10-fold. However, when Paradigm was used the total number of
cells was reduced by approximately 100-fold. Flint et al. (1999)
concluded that the use of a proteolytic enzyme-based cleaning system

may be more effective than acid or alkali cleaning in removing biofilms
of thermo-resistant streptococci from the surface of commercial
manufacturing plants.

)

An ice-cream manufacturing plant in Asia uses enzymes to remove

milk protein from cold milk surfaces (UNEP, 2004). “A secondary
component of the cleaning product removes fats and minerals, resulting

in a single-phase clean and allowing the acid phase of the cleaning to be
eliminated” (UNEP, 2004). An acid sanitiser is used after the enzymatic
clean.

It is evident from the literature that a considerable amount of research

has been carried out to evaluate the effectiveness of enzyme-based
cleaners for cleaning membranes. However, little work has been done to
date on determining the applicability of enzyme-based cleaners for
cleaning larger pieces of equipment in factories, particularly pipes and
tanks. This is primarily due to the expense of the enzymes. Therefore,

most of the research has been confined to laboratory scale experiments
which are of little value at the plant scale. In terms of being used for the
cleaning of membranes, enzymes have been shown to perform as
effectively as traditional cleaning agents. Given the results reported in

the literature, it would be expected that the utilisation of enzyme-based
cleaning agents for cleaning membranes will increase significantly in
the future.

5.7.2 Bacteria-based cleaners

Several case studies of companies adopting biotechnology cleaning
systems to replace more conventional cleaning methods have been
reported in the literature. It is important to point out that the
companies are not within the food industry.

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)

Wyko EMS, an electrical engineering company that specialise in

refurbishing electrical motors and components, utilise a biological
cleaning agent that contains bacteria that digest the oil and grease left

on electrical components. The alternative product was found to be just
as effective as the solvent-based cleaner that was previously used but
has environmental and financial benefits as well (BIO-WISE 2002).

)

BIO-WISE (2002) also reported that a company specialising in heat

treatment and electron beam welding has managed to save almost
£3,000 per year since it began using a biological system to remove
manufacturing oils from parts instead of an alkaline solution.

)

An electroplating company also installed a biological cleaning system

to replace the utilisation of an alkaline solution needed to clean metal

parts prior to electroplating (BIO-WISE 2001a). This measure helped the
company reduce the cost of purchasing chemicals, saved time and
labour and eliminated production downtime.

)

Glacier Vandervell, a company that manufactures bearings and

bushes for the motor industry, used a biological cleaning system to
clean and remove oils from bushes instead of a highly caustic detergent

solution. It was reported that the biological cleaning system had
considerably lower annual running costs than the original cleaning
process (BIO-WISE 2001b). Two important aspects are also mentioned.
Firstly, it was found that a sludge containing a mixture of particulates

and dead bacterial cells settled to the bottom of the control unit.
However, only a small volume (3 litres) needed to be removed from the
system every three to four weeks. Secondly, the bacteria in the cleaning
solution were found to attack natural rubber seals. This problem was

solved simply by using PVC or silicone rubber seals instead (BIO-WISE
2001b).

5.8 Alternatives to alkaline cleaning agents including

plant-based cleaners

Alternative cleaning agents, such as plant-based cleaners, are used in

some circumstances as replacements for traditional alkaline cleaners.
Although some information was obtained from suppliers or through a
comprehensive internet search, it was often incomplete. In addition,
there were very few references in the scientific literature on alternatives

to alkaline cleaning agents and only a handful of cases studies could be
found. Table 6 presents examples of these alternative cleaners, while
further details about these products can be found in Appendix A. The
categories of products include:

ƒ

plant-based products, which can be of various origin:

o

tall oil fatty acids, which are derived from pine pulp
production

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o

citrus based products, containing concentrated d-limonene

ƒ

chemical origin, including ethylene and glycol derivatives

ƒ

products of unknown composition or origin

Table 6: Examples of alternative cleaning chemicals as alkali replacement

Name

Composition

Industry

sector

Colloidal

Concentrate

Non-ionic surfactant, as alcohols C12-

16 ethoxylated 5%
Tall oil fatty acids 0.5%
Organic butter, as sodium

iminodisuccinate 0-1%

Supersolve

Tall oil fatty acids

Heavy Duty

Surfactants < 5%
Tall oil fatty acids <5%

Succinimide <5%

Dairy farms
Food

preparation

Plant-based

products

Citra-Solv

Concentrated d-limonen based product

80-95 wt% limonene fraction terpenes
1-10 wt% ethoxylated alcohols C9-C11
1-10 wt% coconut diethanolamide

Manufacturing

Food Process

Cleaner

Ethylene Glycol Monobutyl Ether (%wt)

< 15%

Canneries

Dairies
Bakeries,
Seafood

processing
Bottling plants
Red meat

processing
Poultry
processing

Breweries

EASY-CLEAN

Rig Wash

Alkyl aryl sulfonates & builders

Nonhazardous blend (100% wt)

Meat and

poultry

Chemical

compounds

4171 TRITON
X-100

Diethylene ether,1,4-dioxane
Ethylene oxide
Polyethylene glycol

Triton X-100

Actisolve

Not available

Unknown

origin

Concept C20

Not available

Dairy plants

The SGS U.S. Testing Company performed a 28-day

biodegradability test on Citra-Solv

®

Cleaner and Degreaser to determine

the biodegradability of this cleaning agent in a closed aqueous system.
Citra-Solv

®

is a concentrated d-limonene based product derived from

the extract of orange peels. The results of the study showed that Citra-
Solv

®

degraded 75.6% as determined by Total Organic Carbon (TOC)

reduction and 209% by CO

2

evolution within 28 days (NFESC 1999).

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5.9 Alternative acid cleaners

Acids are used principally to dissolve precipitates of inorganic salts or

oxide films. Conventional acid cleaners contain nitric and/or
phosphoric acids, which can lead to nutrient problems in effluent
discharges.

Alternative acid cleaners are mainly based on citric acid, as presented

in Table 7. In membrane applications, citric acid is favoured over nitric
acid because of its mildness. It also rinses easily and does not corrode
surfaces (D'Souza and Mawson 2005).

)

In an interesting case study, Bonlac Foods replaced the nitric and

phosphoric acid normally used in their CIP process with Stabilon®

(DEH, 2005a,b). Prior to the changeover, 200 litres of nitric and
phosphoric acid were used every day for CIP processes in the cheese
manufacturing plant. DEH (2005b) reported that the use of Stabilon®

decreased the CIP wash time by 1.5 hours per day. Consequently, this
enabled the plant to increase production time by 9 hours per week. The

net savings to the factory was $312 per day. Although phosphorus and
nitric acid levels were reduced by using Stabilon®, the total wastewater

volume actually increased. This was because more production took
place each day. When the volume of wastewater was related to the
amount of cheese produced, it was found that utilising Stabilon®

resulted in the roughly the same volume of effluent discharged per
tonne of cheese produced as from using nitric and phosphoric acid.

Table 7: Examples of alternative cleaning chemicals – acid replacement

Name

Composition

Industry sector

Citrajet

Citric acid (10-30%)
Phosphorus compounds < 1%

Organic Carbon (%w/w) – 14%
Blend of organic acids and
surfactants Dairy

industry

Citranox

Citric acid (10-30%)
Blend of organic acids, anionic and

non-ionic surfactants and
alkanolamines.
Organic Carbon (%w/w) – 17%

Phosphate free.

Food industry

Enviroscale

Citric acid, anhydrous <2%

Lactic acid <2%
Surfactant <1%


5.10

Alternative sanitisers

Many detergents have been found to have a disinfecting ability.

However, the stand-alone application of a sanitizer (see sections 5.10.1
and 5.10.2) or the application of combined acid + sanitisers (see section

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5.10.3) is common practice to ensure adequate reduction in microbial

numbers.

Typical sanitisers are based on chlorine, sodium hypochlorite, hydrogen
peroxide and quaternary ammonium compounds. Details about several
different alternative sanitisers are presented below.

5.10.1 Alternative chemical sanitisers

A wide range of chemical sanitisers are used within the food industry.
(ADHS 2005) listed a number of criteria that the ideal chemical sanitiser
should meet for application in the food industry. The criteria that the
ideal chemical sanitiser should meet are as follows (taken directly from

ADHS, 2005):

ƒ

be approved for food contact surface application

ƒ

have a wide range or scope of activity

ƒ

destroy micro-organisms rapidly

ƒ

be stable under all types of conditions

ƒ

be tolerant of a broad range of environment conditions

ƒ

be readily solubilised and possess some detergency

ƒ

be low in toxicity and corrosivity

ƒ

be inexpensive


It is impossible for any single sanitiser to meet all of these criteria.
Therefore, it is important that the properties, advantages and
disadvantages of a sanitiser are evaluated being used for a specific

application (ADHS, 2005).

Dufour et al (2004) developed a laboratory scale system to quantify

the effectiveness of chlorine and alternative sanitizers in reducing the
number of viable bacteria attached to stainless steel surfaces. The
experimental system, which consisted of a continuous flow reactor and
recirculating test loop, was used to model the development of dairy

biofilms on stainless steel surfaces under conditions of growth and
cleaning regimes typically encountered in dairy processing plants.
Stainless steel tubes were placed in the recirculating loop and exposed
to a standard CIP regime. The tubes were then exposed to chlorine (200
ppm) and combinations of nisin (a natural antimicrobial agent, 500

ppm), lauricidin (a natural microbial product, 100 ppm), and the
lactoperoxidase system (LPS) (enzyme-based, 200 ppm) for different
lengths of time (10 min or 2, 4, 8, 18 or 24 h) (Dufour et al. 2004).

It was found that increasing the concentration of the chemicals did not

always lead to a greater reduction in the number of attached cells. Log
reductions varied between 0 and 2.1. Dufour et al. (2004) also
investigated the effectiveness of chlorine, nisin + LPS, and lauricidin +

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LPS against biofilms following the standard CIP regime. They reported

that none of the sanitizers significantly reduced the number of attached
cells after a 10-min treatment. However, after 2h of exposure, all three
treatments significantly reduced bacterial counts on the stainless steel
tubes. Exposure times greater than 2h did not achieve further

significant microbial reductions.

Langsrud et al. (2000) carried out a study to determine the effects

that peroxygen have on Bacillus cereus spores. They also investigated
whether alkali treatment sensitised spores to the effect of peroxygen.

The cleaning agents employed in this study were sodium hydroxide
(NaOH), nitric acid (HNO

3

), Paradigm enzyme 10/30. The two peroxygen

based sanitisers used were Parades and Oxonia aktiv (Langsrud et al.
2000).

The sporicidal effect of 1% Oxonia aktiv was generally poor at 20 and
30°C, even when exposed for 30 min. However, when the temperature
was increased to 40°C the reduction in viable spores was significantly
larger. Pre-treatment of spores with 1% NaOH at 60°C made the spores
susceptible to even low concentrations of Oxonia aktiv. It was shown

that pre-exposure of the spores to 0.25 and 0.5% NaOH was not as
effective as 1% NaOH. Langsrud et al. (2000) investigated the influence
of cleaning temperature on the potentiating effect of alkali. They found
that alkali treatment alone only reduced spores significantly at 80°C,

whereas alkali treatment followed by exposure to Oxonia resulted in
significant spore reductions at 40°C. It was also shown that pre-
exposure to Paradigm potentiated the effect of Parades. The results of
the study indicated that peroxygen-based disinfectants have a good

effect at lower concentrations and temperatures if the pores are exposed
first to alkali or an enzyme based cleaner (Langsrud et al. 2000).

The use of ozone in CIP processes has been tested in the form of

ozonated water. Lagrange et al. (2004) carried out a study to determine
the antimicrobial efficiency of ozonated water applied in a CIP system
on the surfaces of food processing plants. Under optimal conditions
ozonated water showed excellent microbicidal and fungicidal

characteristics within seconds. However, these characteristics were
extinguished in the presence of protein soil. It was concluded that a
suitable use of ozonated water for sanitation was only possible after
efficient cleaning (Lagrange et al. 2004).

5.10.2 Non-chemical sanitisers

A number of non-chemical sanitisers have been reported in the
literature including thermal sanitising, steam and hot water (ADHS
2005). UNEP (2004) report that two alternatives to using sanitation
chemicals are ionisation and ultraviolet light. Ionisation involves the

use of an electrode cell to release silver and copper ions into a stream of
water. The positively charged silver and copper ions are attracted to the

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negatively charged surface of the micro-organisms, distorting the cell

structure and preventing the absorption of nutrients (UNEP, 2004).
Ultraviolet (UV) disinfection systems destroy micro-organisms through
interaction with microbial DNA (UNEP, 2004).

)

A carrot processing plant in Australia is trialling a new ionisation

system to sanitise 80 000 tonnes of fresh carrots using 200 000 L of
sanitised water per day (UNEP, 2004). Although the trials are only in
the preliminary stages, it is expected that ionisation will be just as

effective as chlorination. This is based on overseas experience.

)

A cheese processing plant in South Africa required a non-chemical

brine disinfection system that would not alter the quality of the cheese
and would also be simple and easy to maintain (UNEP, 2004). The
company installed an UV disinfection system. The operating costs for
the UV system were reported to be far lower than the operating costs of

pasteurisation.

)

A food processing plant in the UK has installed a medium-pressure

UV disinfection system to treat water originating from a private borehole
(UNEP, 2004). The water is treated using an iron and manganese filter
before being passed through a membrane filter. The final stage of the
treatment process is to pass the water through the UV system.

Approximately 95% of the UV-treated water is used for washing and
treating equipment while the remaining 5% is used in product make-up.
The products from the plant are not affected in any way by using this
source of water.

A number of physical methods have also been tested for the control of
biofilms including (Kumar and Anand 1998):

ƒ

super-high magnetic fields

ƒ

ultrasound treatment

ƒ

high pulsed electrical fields on their own and in combination with

organic acids

ƒ

low electrical fields both on their own and as enhancers of

biocides

ƒ

low electrical currents in combination with antibiotics

The utilisation of the last two methods for controlling biofilms appears
to be very promising. Several studies reported in the literature have
successfully employed low electrical currents to control biofilms (Davies
et al. 1991; Costerton et al. 1994; Jass et al. 1995; Jass and Lappin-

Scott 1996; Kumar and Anand 1998).

1

Walker et al (2005) conducted a study to determine whether

electrolysed oxidizing (EO) water could be used as an acceptable

1

Cited in Kumar and Anand (1998).

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cleaning and disinfecting agent for pipeline systems. EO water is

produced by electrolysis of a weak salt solution into sodium and
chlorine, with a membrane between the electrodes to separate the ions
from each other, yielding alkaline and acidic EO water (Walker et al.
2005). Small pieces of materials commonly used in the milk processing

industry, including stainless steel sanitary pipe, PVC milk hose, rubber
liners, rubber gasket material and polysulfone plastic, were soiled using
raw milk inoculated with a cocktail of four bacterial cultures similar to
those commonly found in raw milk. The materials were then soaked in
the alkaline EO water before being transferred to the acidic EO water.

The materials were soaked for a series of time and temperature
combinations.

It was found that most of the treatments at 60°C and several treatments

at lower temperatures successfully removed all detectable bacteria.
Based on these results, Walker et al. (2005) stated that EO water has
the potential to be used as a cleaning and disinfecting agent for a range

of materials commonly found in the milk processing industry.

5.10.3 Combined acid detergent + sanitiser

In many food processing plants it has become common practice to
combine detergency and sanitisation to form one stage in the cleaning

process instead of two separate stages. The main benefit of this
approach is that it saves considerable time. However, it is important to
realise that there can be a loss of disinfection action so it is important
to consider the final effect of combing detergency and sanitising

(Loghney and Brougham 2005).

Table 8: Examples of alternative combined acid cleaner + sanitisers

Name

Composition

Industry sector

Envirowash

No phosphates or nitrates

Dairy plants

Iodosan (Triple 7)

Iodine

Iodophor

Abattoirs

Dairies
Livestock/Poultry Farms
Wineries

5.11

Comparison of cleaning chemicals

5.11.1 Comparison on cleaning performance

Parkar et al. (2004) carried out a comprehensive study to determine

the cleaning and sanitisation mechanisms that caused the removal
(cleaning) and inactivation (sanitisation) of 18-h biofilms of a

thermophilic Bacillus species growing on stainless steel. They tested a
number of different cleaning strategies. The success of the cleaning
regimes was determined by the removal of cells and organic debris and

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the elimination of viable cells. A number of different cleaning agents

were selected for the study including:

ƒ

alkaline cleaners

ƒ

enzyme based cleaners

ƒ

oxidizing chemicals

ƒ

a quaternary ammonium chloride

ƒ

detergents

Parkar et al. (2004) found that caustic and acid cleaning with 2% NaOH
at 75°C for 30 min was the most effective of all the caustic and acid

treatments used to remove and kill biofilms. They also found that when
the temperature of the full strength alkali and acid was reduced to 60
and 50°C the cleaning efficacy was reduced. A reduction in the

temperature of the full strength caustic acid

2

also led to a decrease in

cleaning efficacy.

Parkar et al. (2004) reported that when Paradigm, an enzyme based
cleaner, was used according to the manufacturers’ instructions at 60°C,

no viable cells or cell debris were left behind on the stainless steel. The
other enzyme preparations analysed in the study, namely Purafect

®

,

Purastar™ and Cellulase

L

, were not as effective as Paradigm. Parkar et

al. (2004) suggested that low wetability

and the fact that the enzyme

cleaners target only one part of the biofilm were possible causes for this.

The oxygen based agent Perform

®

was found to remove 100% of cells

and attached polysaccharides. The other oxygen based agents, namely
Oxine

®

, Halamid and sodium hypochlorite, did not perform as well as

Perform

®

in terms of total cell reduction. However, in terms of loss of

viability of the biofilms, Oxine

®

and Perform

®

were found to be the

better performing agents (Parkar et al. 2004).

Parkar et al. (2004) stipulate that it is very important to use the right
concentrations of agents and the recommended temperatures to achieve
the best results. A decrease in the strength of the agents can kill the

cells but can fail to remove all the cells from the surface. Parkar et al.
(2004) concluded that several procedures, including caustic/acid and
enzyme based cleaners, produce satisfactory results in terms of the
removal and inactivation of biofilms from stainless steel, provided that
the correct process parameters are observed.

5.11.2 Comparison of cleaning efficiency for membrane

cleaning

Gan et al. (1999) carried out a series of experiments to formulate

and optimise chemical cleaning methods for a chemical microfiltration

2

Parkar et al. (2004) consider caustic acid to be a combination of 2% NaOH and 1.8%

HNO

3

.

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membrane, which had been severely fouled by beer microfiltration. The

cleaning agents considered in this study were NaOH, HNO

3

, H

2

O

2

and

Ultrasil 11 (consists of sodium hydroxide and unspecified anionic
surfactants). The membranes used in the beer microfiltration rig were
fouled during a typical 10h run. Sodium hydroxide was found to have

the highest cleaning power, followed by Ultrasil 11 and last HNO

3

.

Gan et al. (1999) also investigated the effect of altering the
concentration of the chemicals. Sodium hydroxide produced a similar
result with a concentration of 0.3 wt% as it did for a concentration of
0.5 wt%. The optimal concentration for Ultrasil 11 was 0.3 wt%.

Concentrations higher than 0.3 wt% were shown to have an adverse
effect on cleaning. Chemical oxidation using hydrogen peroxide at
ambient temperatures was found to be a very slow and ineffective
cleaning process on its own. However, when oxidation was employed as

a second cleaning step, it was found that the water flux recovery
increased by between 8 and 18% for the three chemical agents (Gan et
al. 1999).

A further study was carried out on the cleaning of reverse osmosis

membranes fouled by whey (Madaeni and Mansourpanah 2004). A wide
variety of agents were used to clean the fouled membranes, including
acids, bases, enzymes and complexing agents. The authors employed

two parameters, resistance removal and flux recovery, to evaluate
cleaning efficiency. They found that hydrochloric acid (0.05 wt%,
pH = 3) resulted in the maximum flux recovery and complete resistance
removal. In contrast, the resistance removal for one of the other acids

analysed, H

2

SO

4

, was considerably lower than that achieved by HCl,

regardless of the concentration.

Furthermore, the study provided some interesting insights into how the
concentration of different chemicals affected the cleaning effectiveness.

Increasing the concentration of H

2

SO

4

led to lower resistance removal

and flux recovery. In the case of HCl, the cleaning efficiency increased
with the cleaner concentration, reached an optimal value and then
continually decreased. It was found that the cleaning efficiency of NaOH
gradually increased up to a concentration of 0.1 wt%, but there was

evidence to suggest that this cleaning agent caused damage to the
membrane at high concentrations. Of the acids considered by Madaeni
and Mansourpanah (2004), HNO

3

was found to be the best for

resistance removal, followed by H

3

PO

4

, NH

4

Cl, and oxalic acid. Of the

surfactants, CTAB resulted in the greatest resistance removal followed
closely by SDS. The other surfactant, Triton-x100, had a very poor
resistance removal. NH

3

exhibited a reasonably high resistance removal,

whereas urea and EDTA had only moderate effects (Madaeni and

Mansourpanah 2004).

A field study investigated the fouling of a reverse osmosis

desalination system installed at a refinery thermo-power plant in China

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(Luo and Wang 2001). Citric acid based cleaning solutions were used in

the CIP process: Cleaner A (citric acid, special cleaner aids and buffer
corrosives) and Cleaner B (citric acid and Na

2

EDTA). Cleaner A was

found to restore 90.8% of the membrane performance. Although
Cleaner A was originally designed for the cleaning of silica colloids only,

it was shown that other foulants were removed simultaneously thus
improving the overall cleaning performance.

5.11.3 Comparison of cleaning efficiency for biofilm removal

Bremer et al. (2005) used a laboratory scale bench top flow system

to quantify the effectiveness of caustic and acid wash steps in reducing
the number of viable bacteria attached to stainless steel surfaces. The
system was designed to reproduce dairy plant conditions under which

biofilms form. They found that a standard CIP regime (water rinse, 1%
sodium hydroxide at 65°C for 10 min, water rinse, 1.0% nitric acid at
65°C for 10 min, water rinse) did not remove all the bacteria. The
addition of a caustic additive (Eliminator) was found to enhance biofilm

removal while the substitution of nitric acid with Nitroplus increased
the cleaning efficiency. It was also reported that the incorporation of a
sanitiser step into the CIP did not appear to enhance removal. The
results of this study indicate that the effectiveness of a standard CIP

can potentially be enhanced through the testing and use of caustic and
acid blends (Bremer et al. 2005).

Kumar and Anand (1998) cover a number of studies reported in the

literature detailing various chemical methods used to remove biofilm. It
has been shown that enzymes can be effective in cleaning the
extracellular polymers which form the biofilm, thereby helping in the
removal of biofilms. The microflora making up the biofilm will largely

determine the enzymes that should be used for cleaning (Kumar and
Anand 1998).

5.11.4 Comparison of cleaning chemicals through life cycle

assessment

A life cycle assessment (LCA) approach has been used to compare

four scenarios of CIP methods for dairy plants (Eide et al. 2003). The
CIP methods investigated were:

ƒ

conventional alkaline/acidic cleaning by nitric acid and sodium

hydroxide followed by hot-water disinfection

ƒ

one-phase alkaline cleaning with acid chemical cleaning

ƒ

enzyme-based cleaning with acid chemical disinfection

ƒ

conventional alkaline/acidic cleaning with disinfection by cold

nitric acid at pH 2

The main objective of the study was to compare the environmental
impact of new and commonly used CIP methods, simulated in a model

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dairy. The LCA covered the production of detergents, transport to the

plant, the user phase and waste management of the packaging. Eide et
al. (2003) found that the CIP methods with small volumes and low
temperatures, such as enzyme-based cleaning and one-phase alkaline
cleaning, were the best alternatives for the impact categories energy

use, global warming, acidification, eutrophication and photo-oxidant
formation.

However, Eide et al. (2003) also stated that the LCA did not give a clear-
cut conclusion regarding the choice of CIP method because of the
difficulty associated with assessing the toxicity impact of the cleaning

agents. They reported that the one-phase alkaline method is likely to be
the best alternative from an environmental point of view, but
acknowledged that further research on the assessment of toxic
substances is needed to reduce the uncertainty of this conclusion.

Finally, Eide et al. (2003) pointed out that regardless of the choice of the
CIP method, hygienic design and optimisation of the cleaning process
are the most important effective steps to reduce the environmental
impact (see section 7 for further information on CIP optimisation).

5.12

Desk-top review of the impact of

implementation of alternative chemicals

The following section presents a desk-top assessment on the possible
implementation of alternative chemicals. Where information was
available from the chemical suppliers, literature references, internet

sites or factories, this assessment has been done in terms of:

ƒ

Sodium discharge reduction

ƒ

residue risk (including product and environmental impacts)

ƒ

OH&S of factory and sewer workers

ƒ

Corrosion issues: in-factory, sewer infrastructure and treatment

plants

No information could be obtained in relation to anticipated
operational/capital cost-benefit to be gained from using alternative

chemicals.

5.12.1 Residue risk, OH&S and corrosion issues

While some cleaning chemicals are food compatible, most of them will
require a water rinse at the end of the CIP cycle before the food

production can resume. Where information was provided by chemical
suppliers on food compatibility or need for rinsing, this has been
included in Appendix A.

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In relation to OH&S issues, the most relevant information has been

extracted from chemical supplier information and Material Safety Data
Sheets. The three major OH&S issues found with chemical cleaners are:

ƒ

Corrosive substances due to alkaline or acid nature of the
products (Class 8). This applies particularly to NaOH, KOH,

NaOH/KOH blends, built NaOH and KOH

ƒ

Toxicity of chlorinated alkali cleaners, which in contact with acid
can produce toxic substances.

ƒ

Oxidising substances (Class 5) such as hydrogen peroxide

Similarly, the corrosiveness of the cleaning agents is reported (where

available) in the specification sheet for each product.

5.12.2 Sodium discharge reduction

To assess the potential reduction in sodium discharge that could be
achieved through the change over to alternative cleaning chemicals, the

sodium concentration in the cleaning solution itself (after dilution of the
bulk chemicals) has been used. This was calculated using the sodium
concentration of the bulk chemical as well as the chemical in-use
concentration (as recommended by the chemical suppliers). The

reference for comparison is pure sodium hydroxide, with a
recommended in-use concentration of 0.5 – 4%, depending on the
process and equipment to be cleaned. Sodium hydroxide was chosen as
a reference because of its large use across many food and beverage
industries.

The cleaning chemicals have been grouped according to their categories
as identified in the sections above (where enough information about the
product was available). The lower recommended concentration of each
chemical was compared with the 0.5% NaOH solution, while the higher

recommended concentration was compared with 4% NaOH solution.
The results are presented in Table 9.

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Table 9: Sodium concentration in various cleaning solutions

Sodium concentration in

cleaning solution

[gNa/kg cleaning solution]

Reduction

%

Pure NaOH (at 0.5 to 4%

NaOH)

2.88 – 23

Reference

a

Alkaline cleaners with

medium sodium levels

0.63 – 2.9

78 – 87%

Alkaline cleaners with low

sodium levels

0.02 – 0.8

99.3 – 96.5%

KOH based products

0 or negligible

Almost 100%

NaOH/KOH blends

0.13 – 0.78

95.5 – 96.6%

Enzymes and other

biotechnology based cleaners

0 or negligible

Almost 100%

Alternatives to alkaline
cleaning agents, including

plant-based cleaners

0 or negligible

Almost 100%

a

Pure NaOH has been used as the reference for comparison with all other chemicals

Table 9 shows that the use of alkaline cleaners with medium and low
sodium concentrations can lead to significant reductions in sodium
discharge from the alkaline step of a CIP cycle. Large savings can also

be obtained from NaOH/KOH blends, which can be attributed to the
use of KOH instead of NaOH and also to the use of alternative chemicals
in the blends. Furthermore, the use of potassium based cleaners,
enzyme products or other alternative cleaning agents can reduce the

sodium concentration to almost zero.

However, while these preliminary results are encouraging, it is
necessary to test the efficiency of these alternative cleaning chemicals in
factory environments and for specific processes and equipment. In some

cases, the limitations of a cleaning agent are known, e.g. it is known
that enzymes will not be able to operate at temperatures above 60ºC. In
many cases however, the performance of a cleaning chemical for specific
fouling and under various process conditions is unknown. Some
information from case studies and literature references has been

presented in this section. Further studies are required to measure
cleaning performance of selected cleaning chemicals in factories.

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6

REVIEW OF CIP RECOVERY TECHNOLOGIES

6.1 Introduction

While following the same aim as the previous section to reduce the
impact of cleaning chemicals on trade waste discharges, this section is
taking a different approach. The approach in this section is to reuse the
used cleaning solutions in subsequent cleaning cycles, extending its
lifespan.

As a result of cleaning, the cleaning solution contains soil and an
increased COD (mainly in soluble form), and has lost some active
detergent compounds. This used cleaning solution can either be
discharged (single-use CIP) or reused (multi-use or reuse systems). The

different types of CIP systems are defined below (Davis 1980; Hamblin
1990):

ƒ

Single use CIP system: The required amount of CIP solution is made
up at the lowest possible concentration. The solution is used,

recirculated during cleaning where appropriate, and then discharged
to drain (see Figure 1).

Figure 1: Single-use CIP system (Hamblin 1990)

ƒ

Reuse system: The same cleaning solution is used for a large number

of cleaning operations. After use, the cleaning solution is returned to
the multi-tank, where it can be treated to remove some

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contamination, before being reused for further cleaning applications

(see Figure 2)

ƒ

Multi-use system: After use, the cleaning solution is returned to a
collection tank. It is subsequently reused for pre-wash and rinses
before being discharged. This system presents the advantage of

increasing the cleaning efficiency of the pre-rinses due to the
presence of cleaning chemicals and also of reducing overall water
consumption.

Note that all configurations can exist in one plant. Reuse and multi-use
systems are often combined in one CIP system.

Figure 2: Reuse CIP system (Hamblin 1990)

6.2 Single use systems

In a single use system, the soiled cleaning solution is discharged to the

drain after use. Historically, the first CIP systems installed were single
use. Davis (1980) compared both single use and reuse systems and
strongly recommended single use for almost all applications. The trend
has now changed. However, some of the arguments in favour of single

use system are:

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ƒ

Reduced risk of cross-contamination

ƒ

Lower initial capital costs

ƒ

More applicable for decentralised CIP system, in which various
CIP loops are specifically operated for one piece of equipment or
process. In decentralised CIP systems, pipes are not connected

centrally, making the use of reuse tanks and treatment
technologies difficult to impossible. The costs associated with re-
piping all CIP loops to transform a decentralised system into a
centralised system are significant, leading to unattractive pay-
back periods.

ƒ

More appropriate for cleaning solutions with high contamination
after the first use (e.g. evaporators)

ƒ

More appropriate for applications requiring special cleaning
regimes: different chemicals, concentrations, temperatures, etc.

(e.g. membrane processes)

According to Davis (1980), single use systems are recommended for
tank cleaning because lower chemical concentrations and lower
temperatures are required for tanking than most other processes. The

dilution effect in reuse system amounts to the quantity of fresh caustic
for single use. There is therefore no incentive in reusing CIP solutions in
the application (Davis 1980).

Single use systems are also recommended in the biotechnology area and
for the cleaning of bioreactors (Chisti and Moo-Young 1994; Forday

2005). Single use systems avoid contamination with soil and microbial
spores, which have long survival periods. Such systems also enable a
higher quality control as the characteristics of the starting cleaning
solution for each clean are well known. In contradiction to the previous

authors, the company Koch Membrane Systems (KMS) suggests the use
of a nanofiltration membrane (AlkaSave®) for the recovery of used
cleaning solutions from fermentation equipment, which can enable
reuse in subsequent cleaning cycles (KMS 2005). More details about the

AlkaSave® process are provided in section 6.4.5.

6.3 Multi-use systems

6.3.1 Benefits of multi-use systems

In multi-use systems, used CIP solutions are collected in tanks and

reused for pre-rinses in subsequent cleaning cycles. The introduction of
multi-use systems leads primarily to savings in water consumption.
Additionally, the presence of residual cleaning agents in the pre-rinse
solution increases the efficiency of the pre-rinse, thus reducing the load

on the main cleaning step.

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With the multi-use approach, where a used CIP solution is reused in

the next cleaning cycle for pre-wash and rinses, the following
achievements are reported (Davis 1980):

ƒ

30% reduction in water consumption

ƒ

15% reduction in energy consumption (due to heat recovery)

ƒ

10-13% reduction in chemical usage

6.3.2 Case studies

)

For Pauls Limited, the disadvantages of single use CIP were

summarised by (DEH 2001):

ƒ

Cost inefficiency

ƒ

Excessive use of cleaning chemicals

ƒ

High time out of production schedule to clean on a continuous

basis

Pauls Limited conducted a major upgrade to install multi-use CIP to
clean and sanitise all milk lines and pasteurised milk vats. All used
cleaning chemicals (acid, sanitiser and sodium hydroxide) are returned

to respective holding vats. In the holding vats, conductivity and
temperature are measured and used to control the length of the
following CIP cycles to ensure that specifications are met. After many
cleaning cycles, when the organic build-up exceeds a set value, the

spent CIP solution is discarded (DEH 2001). The new CIP system saves
the dairy company $40,000 per year, with a payback period of 1 year
(Prasad 2004b).

)

Golden Circle, QLD, installed a collection system to hold final rinses

from CIP. The collected solutions are then used in pre-rinses for the
next cleaning cycle. This has resulted in a saving of 4.35 ML of water
per year, which is equivalent to $10,300 (UNEP 2004).

)

Schweppes Cottee’s, NSW, installed a tank, piping and a pump on a

cordial line for the collection of final rinse water for the first wash in the

next cleaning cycle. It has been estimated that this has halved the
mains water consumption (UNEP 2004).

)

Taw Valley Creamery, UK, utilised two redundant tanks to collect

used acid solutions and final rinse waters from evaporators and
finishers. They installed a conductivity probe to detect interfaces
between cleaning steps. The annual savings were reported to be:

ƒ

56 m

3

of 60% nitric acid

ƒ

2.75 ML water

The payback was estimated to be just over 1 year. The overall benefits
include cost savings, improved effluent quality, and a more reliable

cleaning (ETBPP 1998). The only drawback reported is the need to
control the tanks to avoid any deposits.

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)

Dairy Farmers have implemented two types of multi-use systems

(Price 2004):

ƒ

The reuse of rinse waters for less critical areas (outside CIP

systems)

ƒ

The reuse of cleaning solutions from pasteurisers to be used for
pre-rinse on tanks. The pay-back period is only a few months.

6.4 CIP Reuse systems

6.4.1 General remarks

CIP reuse systems enable the collection of used cleaning solutions and
their reuse in subsequent cleaning cycles. Prior to reuse, the cleaning
solutions can be treated to remove parts of the soil, thus further

extending the life of the cleaning chemicals. The types of treatments
performed include:

ƒ

Gravity separation (sedimentation and centrifugation)

ƒ

Physicochemical methods (coagulation/precipitation)

ƒ

Membrane separations

Before going into any more detail about these treatments, their benefits
and related case studies in the following sections, a few common
remarks on CIP reuse systems are described below.

1. In most CIP systems in the food and beverage industry, soil is mainly

present in soluble form. Thus, it should not be expected to remove the
majority of the soil using gravity or coagulation.

2. For any reuse system, whether straight reuse or following treatment,
it is important to perform a good pre-rinse to extend the life of the

cleaning solution. It has been shown that pre-rinsing can remove a
large portion of the soil, while the main cleaning step will remove the
more resistant soiling compounds.

3. It is also important is to prevent dilution of the cleaning solution with

rinsing water. To isolate the different cleaning steps (see section 4.1.3 in
relation to the cleaning steps), the use of air blows has been trialled but
was proven to be very difficult to implement in factories (Davis 1980).
Most systems are now defining interfaces between cleaning steps using
electrical conductivity. This method, however, is not the best as the

electrical conductivity does not vary linearly with the strength of the
cleaning solution.

4. In many reuse applications, it will be necessary to re-dose cleaning
chemicals to adjust their strength, and to add additives to compensate

for those that have reacted in the previous cleaning cycle and/or have

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been removed by the treatment process (Trägårdh and Johansson 1998;

Bhave et al. 2001; Bolch 2005).

5. While the reuse of CIP solutions is often reported as being operated
within a production area of a factory, CIP solutions from one area can
also be reused in another area of the factory. An example of this

configuration is the use of dilute used caustic solutions for evaporators
in the dairy industry (Bhave et al. 2001).

6. Alkaline and acid cleaning agents are the chemicals which are mostly
reused. Disinfectants can also be collected and reused although the
strength and contamination should be controlled (ETBPP 1998).

7. Recovery of cleaning solutions should be done on fresh streams to
avoid chemical alteration of the contaminants. However, this leads to
technical difficulties as the CIP flows are variable (Dresch et al. 1999).
For membrane technologies, benefits of treating cleaning solutions

without extended delays have also been reported by Henck (1995), as a
cooling down of the solutions reduces membrane performances.

8. The maximum acceptable level of soil in a cleaning solution should
be determined on a case by case basis. In study on evaporators in the

dairy industry conducted by DPEC (2005), it was shown that a NaOH
solution with 1% total alkalinity and a COP of up to 45,000mg/L could
still satisfactorily clean. However, due to foaming problems, the authors
recommended to keep the COD < 10,000mg/L for this application
(DPEC 2005).

6.4.2 Straight reuse vs. treatments

Straight reuse consists in the direct reuse of used cleaning chemicals
without any treatment. In bottle washing plants, it has been shown that
there are better economic benefits for a straight reuse system compared

to the inclusion of any treatment prior to reuse (Novalic et al. 1998).

However, in most cases, some form of soil removal will be applied,
whether by gravity separation, chemical means or membrane
separation. In these systems, the used cleaning solution is collected

after the cleaning process and delivered to a storage tank. It is then
treated in batches or in a continuous process. The aim of any of these
treatments is to remove the soil from the used cleaning solutions to
enable the reuse of the cleaning solution for subsequent cleaning

applications before discharging it. This can result in energy, water and
chemical savings, while maintaining cleaning efficiency (Trägårdh and
Johansson 1998; Dresch et al. 1999).

6.4.3 Reuse after gravity separation
6.4.3.1 Reuse following sedimentation

In tanks where used CIP solutions are collected, sedimentation usually
occurs and large suspended particles settle. This is beneficial because it

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provides some treatment of the solution before reuse. However, the

limitations of this technique are that (Bhave et al. 2001):
(1) the recovered caustic is not very clean, and
(2) large amounts of sludge can accumulate of at the bottom of the

settling tank.

Decantation trials were conducted at room temperature for 3.5h

with caustic soda from a dairy standardisation process (Dresch et al.
1999). A 22-35% reduction in total COD was measured, while soluble

COD remained unchanged (Dresch et al. 1999). It should be noted that
the effect of temperature on CIP solutions is important as gels form at
lower temperatures, while nothing can be observed at process
temperature of 50-60ºC. Therefore, these observations might not be

replicable in industrial scale as used cleaning solutions would rarely
have time to cool down.

6.4.3.2 Reuse following centrifugation

To improve the separation of suspended solids, the use of centrifugal
forces can be used, either in hydrocyclones or in separators/clarifiers.

Hydrocyclones create centrifugal forces by moving the liquid. They can
typically remove particles larger than 5µm if the density difference
between the particles and the medium is more than 100 mg/kg
(Prendergast 2005). Hydrocyclones operate better at higher temperature

(due to reduced viscosity) and at higher flow rates (Prendergast 2005).
Advantages of hydrocyclones (Spinifex 2004; Bolch 2005; Prendergast
2005):

ƒ

simple and reliable operation

ƒ

low maintenance

ƒ

no chemicals required

ƒ

no moving parts

ƒ

small footprint

ƒ

low capital costs

ƒ

slightly better recovery than sedimentation due to higher gravity
forces

Disadvantages of hydrocyclones (Spinifex 2004; Bolch 2005;
Prendergast 2005):

ƒ

removes suspended solids only

ƒ

does usually not perform as well as a centrifuge

ƒ

removes particles with density sufficiently different from that of
the medium

)

In addition to the previous successes detailed above, Pauls Limited is

using a hydrocylone system (by Spinifex, $32,000), in which the CIP

solution is pumped tangentially into the separator. Heavy suspended
solids are accelerated against the outside of the hydrocyclone and

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removed, while the cleaned solution can be reused. A removal efficiency

of 80% for 10 micron particles is reported, increasing the lifespan of the
cleaning fluid in the reuse system (DEH 2001; Spinifex 2004).

)

Ultraspin installed a hydrocyclone unit at a Nestlé dairy factory to

clean their caustic solution. The unit was installed in an external loop
off the already existing caustic recovery tank. This installation extended
the life of the cleaning chemical from 10-14 days to beyond 40 days by
removing suspended matter. The quality of the treated caustic solution

was improved compared to solutions reused without treatment, leading
to significant cost savings. It was found that an increasing amount of
suspended matter in the solution increased the efficiency of the
hydrocyclone (Prendergast 2005).

In a study conducted by DPEC (2005) on CIP solutions from

evaporators in the dairy industry, the suspended solids were removed

by up to 20% in a hydrocyclone, while total COD was reduced by up to
16%.

In centrifugal clarifier, the centrifugal force is created by rotation of the
machine.
Advantages of centrifuges (Bhave et al. 2001; Bolch 2005):

ƒ

no chemicals required

ƒ

slightly better recovery than hydrocyclones due to larger
centrifugal forces: removes suspended particles down to 5 µm

Disadvantages of centrifuges:

ƒ

high capital cost

ƒ

high energy requirements

ƒ

removes suspended solids only

ƒ

removes particles with density sufficiently different from that of

the medium

Trials were conducted with caustic soda from a dairy

standardisation process using a lab centrifuge at 3000g for 20min, at a

temperature of 20ºC. The total COD reduction ranged between 26 and
36%. No soluble COD reduction was measured (Dresch et al. 1999).

An industrial centrifuge skimmer was also used for the same

solution of caustic soda from a dairy standardisation process. The
centrifuge was operated continuously, with 6000g at 80ºC. The results
differed significantly from the lab centrifuge tests, as less than 4% of
the total COD was removed (Dresch et al. 1999).

)

A Victorian dairy factory upgraded their evaporator CIP system by

separating dirty and clean caustic solutions. The company also retro-

fitted an old milk-separator to improve the quality of the recovered CIP

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solution. While suspended solids were removed by the centrifugal

forces, no reduction in soluble COD was observed (DPEC 2005).

6.4.4 Reuse following physicochemical treatments

An alternative approach to remove soil from cleaning solution is to use a
combination of chemical and physical processes, including:

ƒ

Precipitation

ƒ

Coagulation

ƒ

Conventional filtration after chemical reaction

)

The Cedilar dairy factory in France has been using a physical-

chemical process to clean their used CIP solutions. The process involves
the addition of precipitation agent, coagulants, adsorbents and oxidants
to the tank holding the used CIP solutions. As a result, dissolved

impurities are precipitated, adsorbed or chemically transformed into
compounds not affecting the cleaning process. The treated CIP solution
is then passed through a belt-filter press and a fixed-bed reactor, before
being reused in the factory (Jung and Niederhünigen 1996). According

to the authors, the benefits of such process are:

ƒ

Constant efficiency of cleaning solution due to COD and SS
remaining constant

ƒ

Reuse of solution for 10 weeks without discharging it. This results

in:

o

Reduced consumption in cleaning chemicals

o

Reduced environmental impact

According to the CEO of the company, the reuse could be
extended for up to 24 weeks

ƒ

Reduced water consumption

ƒ

Reduced energy consumption as warm cleaning solution is reused


Chemical processes are strongly affected by pH variations and

temperature. Because of the nature of the cleaning solutions, extreme
pH values and temperatures limit the use of some chemical processes:
Flocculation processes suggested for CIP recovery typically operate
below 30ºC (DPEC 2005). Furthermore, coagulation can only remove

particles, not soluble compounds (Dresch et al. 1999). The neutral
density of the flocs formed can also be a limitation as flocs do not settle
easily (DPEC 2005).


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6.4.5 Reuse following membrane separation
6.4.5.1 Membrane selection

The pore size and physical characteristics of the various membranes
define their ability to separate specific compounds from the cleaning
solution (see Figure 3).

Figure 3: Membrane categories


It is important to select the membrane type and characteristics
according to the CIP requirements, such as composition of the cleaning

solution and type of soil present in the used cleaning solution. This
would be different for a bottle washing plant, a cheese plant or a
brewery (Jung and Niederhünigen 1996; Dresch et al. 1999). Extreme
pH values of the cleaning solutions (highly acidic or highly basic), as

well as elevated temperatures (50 - 80ºC) limit the choice of membranes
(Bhave et al. 2001). For alkaline cleaning solutions, the available
membrane types are summarises in Table 10.

MF enables recovery and reuse of cleaning solution for a number of

cycles only, because soluble COD is not removed and builds up rapidly
in a few CIP cycles. On the other hand, the flux through UF and NF
membranes is smaller but this is outweighed by the longer life of the
CIP solution and the lower cleaning requirements for the membrane

themselves (Jung and Niederhünigen 1996). In terms of choosing
between UF and NF, the decision depends on the compounds to be
retained. UF retains all suspended solids, colloids and high molecular-
weight compounds, and some bacteria but tensides and low molecular-
weight compounds pass through: sugars, salts and colour-causing

compounds. NF will additionally remove colour and almost all COD.

Microfiltration

Ultrafiltration

Nanofiltration

Reverse Osmosis

Suspended solids

Macromolecules, e.g.

proteins

Sugars and colour

Salts

Water

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Table 10: Membranes available for used cleaning solutions (adapted from

Bolch (2005) and KMS (2005))

Membrane
type

Material

Characteristics

Membrane

life

Ceramic
MF/UF

Inorganic

membrane
constructed of

alumina

ƒ

Robust

ƒ

Handles particles

ƒ

Provides coarse to medium
filtration only

5+ years

Tubular NF

Polymeric tubes

ƒ

Handles particles

ƒ

Provides finest filtration

2 years

Spiral NF

Polymeric sheets

ƒ

Will not handle particles

ƒ

Provides finest filtration

ƒ

Example of application:
Treatment of used acid
solutions with low

suspended solids

1 year

Performance versus cost of various types of membranes for sodium

hydroxide recovery is summarised in Table 11.

Table 11: Performance and costs of various membranes for sodium

hydroxide recovery (Bolch 2005)

Membrane
type

Percentage of

cleaning solution

recovered

Life of cleaning

solution

Cost

Ceramic UF

60%

2 weeks

High cost but
longer life:
$2100 per m

2

Tubular NF

95%

2.5 – 4 months

Medium cost:
$600 per m

2

Spiral NF

95%

2.5 – 4 months

Low cost:
$260 per m

2

It was reported that 20 MF, 5UF and 8NF processes were used
worldwide in 1997 to clean cleaning solution in the dairy industry alone

(Horton 1997).

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6.4.5.2 Case studies

This section presents various industry case studies as well as scientific
work published in the literature in relation to the use of membrane
processes to remove soil from cleaning solutions.

The AlkaSave® process is based on a NF-membrane separation, which

can operate at a pH range of 1-14 and at temperatures of up to 70ºC.
The process is used in the dairy industry and enables a 95% recovery of
the cleaning solution, leading to a 95% reduction in water consumption.
AlkaSave® is reported to remove 95% of COD and colour, and 80-90%
carbonate (Jung and Niederhünigen 1996; KMS 2005).

)

The AlkaSave® process is used in the brewing industry, where it can

remove 90% of the total COD and 80% of the carbonates present in

used caustic solutions. This leads to significant reductions in caustic
usage, water consumption and effluent volumes. According to the
membrane manufacturer, the use of additives, such as antifoaming
agents, can also be reduced or eliminated in most cases (KMS 2005).

)

The AlkaSave® process can also be used for the recovery of acid

solutions by removing 80-90% of the calcium (KMS 2005). The reject

stream can be cleaned of the remaining salts by diafiltration and
subsequently used in stockfeed. The return on investment is reported to
be 2 years (Jung and Niederhünigen 1996).

Although not directly relevant to this project, it is worth noting that the

AlkaSave® process is also successfully used to clean ion exchanger
regeneration solutions from food and beverage processing as well as
spent mineral acids in the metal processing and finishing industry
(KMS 2005).

)

Sunkist Growers, a producer of juice in the US, has been using a

ceramic Membralox® membrane, from GEA Filtration since 1994 for the
treatment of used alkaline cleaning solutions. The daily caustic usage

has dropped by more than 40% and “essentially eliminated spent
caustic as a waste disposal issue”. The system has been operating
reliably for seven years, with no membrane replacement (Bhave et al.
2001).

)

Another juice and juice by-products producer, Southern Gardens

Citrus, USA, also installed a Membralox® membrane (Ultrafiltration).

Recovered caustic solution was successfully reused in the plant, after
its strength had been adjusted, leading to a 30% reduction in annual
caustic consumption. Benefits are also reported in terms of reduced
effluent treatment costs and energy consumption. In comparison with

the centrifuge previously employed to recover used caustic solutions,
the solution is much cleaner (Bhave et al. 2001).

)

The application of nanofiltration in the dairy and brewing industry

has been reported by Bolch (2005). The rejection of active compounds

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(available NaOH) is very low as can be seen in Table 12. On the other

hand the NaOH, which is bound to organic soil and thus not longer
active, is significantly removed (>85%). Similar trends are seen for the
total COD. Additives such as sequestrants are large molecules and are
fully removed by nanofiltration, thus the need to re-dose them prior to

subsequent cleaning cycles. Nitrogen and calcium, are usually well
removed, which is critical to prevent foaming and fouling in subsequent
cleaning cycles (Bolch 2005).

Table 12: Rejection of various compounds from sodium hydroxide

cleaning solution using an NF plant (Bolch 2005)

CIP system in following applications

Rejection of
following
compounds

Dairy powder

Dairy fat

Brewery

Available NaOH

<5%

<5% <5%

Bound NaOH

>85%

>85% >85%

Sequestrant

100%

100% 100%

COD

>70%

>75% >90%

Nitrogen

>60%

>35% >75%

Calcium

>85%

>95% >95%

A comparison of MF and UF ceramic membranes for the treatment

of cleaning solutions from the dairy industry was preformed using a
pilot-plant (Henck 1995). All results showed better organic matter
retention with UF than with MF. For protein contaminated cleaning

solutions, no decline in flux was observed when using UF as compared
to MF. On the other hand, fat contaminated cleaning solutions showed
a strong decline in flux when using tighter membranes. An increase in
trans-membrane pressure above 2bar or an increase in flow velocity

only increased membrane performance for fat containing solutions or
when strongly hydrolysed proteins were present in solution (stored or
highly heated cleaning solutions). From these results, a 70% reduction
in cleaning chemicals was estimated for factories.

Trägårdh and Johansson (1998) used various types of ceramic

membranes to investigate the soil removal from used cleaning solutions

from the dairy industry. The ceramic membranes used were:

ƒ

UF membranes with nominal pore size of 20 nm, operated at a
pressure of 0.15-0.2MPa

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ƒ

for dairy evaporators, new nanofiltration membranes with

molecular cut-off of 5000 and 1000 Dalton, operated at
pressures 0.5-0.7MPa, were also tested

The results obtained using caustic detergents from various sources
showed that all sodium hydroxide passed through, while 20% of the

complexing agents were retained. High and stable fluxes were observed
through the membranes although some scaling issues occurred with
high hardness waters and low levels of complexing agents. Some
cationic surfactants are problematic for membranes and these solutions
could not be filtered.

Overall, the COD retention was between 30-70%, depending on the
origin of the cleaning solution and the cleaning agents used. No
advantage was found in using smaller pore size membrane as compared
to UF. It should be noted that the cleaning efficiency of recovered

solution was not tested in this study.

A further comparison of membrane technologies in the dairy

industry investigated 0.1µm MF, 300 and 15kDalton UF, Sol-gel and

organic NF (Dresch et al. 1999). Both caustic and nitric acid solutions
of various strengths (SS between 5 and 1000 mg/L, COD from 100 to
18,600 mg/L, of which 60-83% was soluble COD) from different parts of
the plant were tested.

The results show that UF removed 9 to 50% of total COD and more than
99% of SS leaving a clear but coloured cleaning solution after
treatment. However, it was found that only a small amount of soluble
COD was removed. Short-chained proteins, amino-acids, soaps and

lactose by-products were not retained by UF. Some irreversible fouling
was observed (Dresch et al. 1999).

Nanofiltration removed more soluble COD than ultrafiltration. It was
also found that more than 99% of SS was removed at satisfactory and

stable fluxes. Only slight irreversible fouling was observed. The NF
permeate was clear and uncoloured. Calcium and phosphorous were
efficiently removed (Dresch et al. 1999). The hardness removal is an
additional benefit of NF versus MF or UF as it reduces subsequent
mineral fouling on equipment (Novalic et al. 1998). A MF-pre-treatment

prior to NF was not recommended (Dresch et al. 1999).

With the aim of recovering as much cleaning solution (permeate) as
possible and of producing the lowest amount of by-product (retentate),
it is recommended to operate the membrane system at high volume

retention ratio. The volume retention ratio (VRR) is defined as volume of
retentate over volume of solution treated. In the study by Dresch et al.
(1999), the VRR could be increased up to 50, leaving 2% of sludge on
the retentate side. The downsides of operating high VRR are the

increased fouling (still moderate) and increased COD in permeate.
According to the authors, a volume retention ratio of 100 should give

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the best outcomes to industries (1% sludge). However, the cleaning

efficiency of the recovered cleaning solution would need to be proven
(Dresch et al. 1999).

Further work was conducted in the dairy industry on the

comparison between a straight reuse system and various configurations
of nanofiltration (Dresch et al. 2001). The use of nanofiltration
maintained much lower COD levels in the cleaning solution than
straight reuse systems. Furthermore, the process configuration where

cleaning solution is treated continuously in an external loop attached to
the CIP reuse tank was found to be easier to set-up and less expensive
than batch systems. This configuration gave good COD removal and
slow fouling.

Merin et al. (2002) studied the cleaning performance of reused

NaOH solutions after they had been reused a number of times, in some
cases up to 400 times. The authors compared:

ƒ

newly prepared NaOH solutions

ƒ

untreated used NaOH solutions

ƒ

used NaOH solutions after MF + NF treatment

The used cleaning solutions had been reused for one week at a dairy
plant at 70-80°C. An ultrafiltration membrane fouled with reconstituted
whey proteins was used to test the cleaning efficiency of the various

solutions.

Merin et al. (2002) found that the cleaning efficiencies of the NaOH
solutions that had been reused in the CIP processes were higher than
the newly prepared NaOH solutions. In addition the cleanliness of the

UF membrane after the cleaning tests had been performed was better
for the reused NaOH solutions than the clean NaOH solution. Despite
these promising results, the authors recommend further testing to gain
further understanding of the physical and chemical phenomena (Merin
et al. 2002).

6.4.5.3 Costs of membrane technologies and pay-back periods

Payback periods have been reported by various authors and the results
show large fluctuations. Indications of the range are given below but
return on investment must be calculated case by case (Novalic et al.

1998). The major influencing parameters are:

ƒ

Price of caustic, which fluctuates strongly depending on world
market demand

ƒ

Size of the plant

ƒ

Industry and process type in which the membrane system is
installed (including the concentration of the cleaning chemicals
in solution)

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A cost calculation has been performed by Bolch (2005) for a plant with a
CIP capacity of 50m

3

/d. The single use system (Table 13) is compared

with a recovery system using a nanofiltration, which enables a reuse of
the cleaning solution for 3 months (Table 14). The payback period is

reported with 3.1 years.

Table 13: Operating costs for a 50m

3

/d caustic CIP plant – Single use

(Bolch 2005)

Item

A$ p.a.

Caustic cost (@ $0.40/L)

150,000

Caustic make-up water (@ $0.50/m

3

)

6,000

Heating cost (@ $2.39/m

3

)

32,000

Trade waste disposal costs (@ $1.00/m

3

)

13,000

Total annual costs for single use system

201,000

Table 14: Operating costs for a 50m

3

/d caustic CIP plant – with NF

membrane recovery of used caustic solution (Bolch 2005)

Item

A$ p.a.

Caustic cost (@ $0.40/L and with 90 days reuse)

10,000

Caustic make-up water (@ $0.50/m

3

)

400

Make-up heating cost (@ $2.39/m

3

)

2,000

Power cost (@ $0.065/kWh)

8,000

Membrane replacement cost

9,600

Additive re-dosing cost

25,000

Total annual costs for NF reuse system

55,000

Total Plant capital cost

410,000

Typical pay-back time

3.1 years

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Due to the economy of scale, the return on investment becomes more

favourable for larger CIP systems, as shown in Table 15.

Table 15: Cost analysis summary for various size CIP systems (Bolch

2005)

30m

3

/d

50m

3

/d

100m

3

/d

150m

3

/d

Total annual costs for single CIP
($)

121,000 201,000 403,000 604,000

Total annual costs for NF reuse

system ($)

34,000 55,000 102,000 152,000

Savings ($)

87,000

146,000

301,000

452,000

Total Plant capital cost ($)

260,000

410,000

690,000

880,000

Typical pay-back time (years)

3.3

3.1

2.5

2.2

A wide range of payback periods have been reported in the literature
and have been listed below:

ƒ

In the study conducted by Dresch et al. (2001), which was
mentioned above, a 14-year pay-back period was estimated for an

NF plant.

ƒ

Henck (1995) estimated payback periods for an 8m

3

/d plant

using ceramic MF or UF. For 1.5% NaOH solutions, the payback
period was 8 years, while for more concentrated solutions (such

as from dairy evaporators, 5% NaOH), the payback was reduced
to 1.5 year. As discussed above, the authors also expected shorter
payback periods for larger plants.

ƒ

In the case study presented earlier with Sunkist, the annual

savings have been estimated at US$135,000, and the payback
period was 2 years. For Southern Gardens Citrus, the savings
were approximately US$90,000, leading to a payback period of
1.5 year (Bhave et al. 2001)

ƒ

Bonlac Foods in Cobden, Victoria, upgraded the cleaning solution
regeneration plant, leading to $83,000 savings p.a., with a
payback period of 2.3 years (Prasad 2004a).

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6.5 Review of possible implementation of CIP recovery

technologies

6.5.1 Single use vs. reuse systems

To facilitate the selection of processes that could be implemented in
factories, the following section presents a comparison of single use
versus reuse systems. While reuse systems require additional pipes and
tanks, the benefits of reuse systems are numerous.

Table 16: Comparison between single and reuse systems (Adapted from

(Davis 1980; Hamblin 1990; Romney 1990b))

Criteria

Single use

Reuse

Space

Less required

Large floor and plant areas

required. Long supply and return
headers

Simplicity

Equipment and control are simpler Equipment and control are

complex

Running

costs

Water: higher costs

Trade waste: higher costs

Heating: higher

Chemicals: higher

Water: lower, especially if both

the main CIP solutions and the
post-rinses are reused

Trade waste: lower costs

Heating: lower costs as heat
recovery from warm used CIP

solution (particularly beneficial
for hot CIP)

Chemicals: lower costs.

NB: If a reuse system is installed
and centralised across an entire
plant, the chemical concentration

needs to meet the requirements
of the most stringent applications

and will therefore exceed the
minimum requirements in some
parts of the plants. Overall

however, the chemical needs will
be lower than in a single-use
system.

Capital

costs

Lower Higher

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Table 17 continued

Criteria

Single use

Reuse

Type of

applications

Heavy soil loads (e.g. butter or first few

minutes of main cleaning step)

Areas where cross-contamination is a
high risk

Plants with large variety of processes
and CIP requirements, unless various
tanks are used to collect solutions of

various strengths and temperatures

Plants with decentralised CIP systems

Applications where blends of chemicals

are used with large amounts of
additives, which get use in the first
cleaning cycle (NB: chemicals can be

re-dosed in a reuse system)

Recommended for most

applications where

ƒ

chemical balance of
compounds in cleaning

solution can be
maintained

ƒ

soil removed during each

cycle is reasonably low

6.5.2 Selection summary of reuse treatment technologies

Table 18 summarises the advantages and disadvantages of the various
technologies described in the previous sections, as a tool for selection
for specific applications. Not mentioned in the table is the fact that for

all of these technologies successful applications in large scale systems
have been reported.

Table 18: Selection of treatment technology for CIP recovery and reuse

Technology

Advantages

Disadvantages

No technology:

straight reuse

ƒ

Simple

ƒ

Cost-effective

ƒ

Number of CIP cycles before full
discharge to sewer: 7 (DPEC 2005)

a

ƒ

Life of NaOH: 3.7 cycles (DPEC
2005)

a

ƒ

Reduction in sodium discharges
from CIP: 73% (DPEC 2005)

a

ƒ

No removal of soil from

the cleaning solution

Sedimentation ƒ Increased cleaning solution quality

ƒ

Reduced plant downtime

ƒ

Short payback period

ƒ

Does not remove soluble

COD

ƒ

Low quality of recovered
cleaning solution

ƒ

Removes only particles
with density sufficiently
different from that of

the medium

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Table 19 continued

Technology

Advantages

Disadvantages

Hydrocyclone

ƒ

Simple and reliable operation, low
maintenance

ƒ

No chemicals required

ƒ

Small footprint

ƒ

Low capital costs

ƒ

Very good removal of heavy

suspended solids

ƒ

Slightly better recovery than
sedimentation

ƒ

Does not remove
soluble COD

ƒ

Removes only particles

with density
sufficiently different
from that of the

medium

Centrifuge

ƒ

No chemicals required

ƒ

Slightly better recovery than
hydrocyclones: removes suspended

particles down to 5 µm

ƒ

Number of CIP cycles before full
discharge to sewer: 7 (DPEC 2005)

a

ƒ

Life of NaOH: 3.5 cycles (DPEC 2005)

a

ƒ

Reduction in sodium discharges from
CIP: 71% (DPEC 2005)

a

ƒ

Does not remove
soluble COD

ƒ

High capital cost

ƒ

High energy
requirements

ƒ

Removes particles with

density sufficiently
different from that of
the medium.

Chemical
separation

ƒ

Better recovery than with
sedimentation

ƒ

Lower capital costs than centrifuge

ƒ

Coagulation does not
remove soluble COD

ƒ

Extreme pH values

and temperatures limit
the use of some
chemical processes

Microfiltration

ƒ

Better soil removal than any of the

above systems: removes all
suspended solids thus longer life of

CIP solution

ƒ

Usually higher flux than UF and NF

ƒ

Lower pressure required than for NF

ƒ

Less loss of cleaning chemical
compounds than NF

ƒ

Ceramic MF are robust, with life

spans of 5y+ and can handle
particles

ƒ

Number of CIP cycles before full
discharge to sewer: ∞ (DPEC 2005)

a

ƒ

Life of NaOH: approx. 4 cycles (DPEC
2005)

a

ƒ

Reduction in sodium discharges from
CIP: ~75% (DPEC 2005)

a

ƒ

Does not remove

soluble COD

ƒ

Extreme pH values

and temperatures limit
the use of some
membrane materials

ƒ

High costs of ceramic
MF

ƒ

Higher membrane

cleaning requirements
than UF or NF

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Table 20 continued

Technology

Advantages

Disadvantages

Ultrafiltration

ƒ

Better soil removal than MF as some
soluble compounds are removed,
thus longer life of CIP solution

ƒ

Higher flux than NF

ƒ

Lower pressure requirements than
NF

ƒ

Less loss of cleaning chemical
compounds than NF

ƒ

Ceramic UF are robust, with life

spans of 5y+ and can handle
particles

ƒ

Removes only part of
soluble COD

ƒ

Extreme pH values

and temperatures limit
the use of some
membrane materials

ƒ

High costs of ceramic
UF

ƒ

Smaller flux than MF

Nanofiltration

ƒ

Usually much better retention of low

molecular organic compounds
present in used cleaning solution as
compared to UF. No colour remaining

in the treated solution.

ƒ

NF removes most of nitrogen,
phosphorous and calcium, which

reduces foaming and mineral fouling
during subsequent cleaning

ƒ

Higher percentage of cleaning than
with MF or UF = lower volume of
waste (retentate)

ƒ

Lower initial capital costs than
ceramic MF/UF

ƒ

Number of CIP cycles before full
discharge to sewer: ∞ (DPEC 2005)

a

ƒ

Life of NaOH: between 10 and 30
cycles (DPEC 2005)

a

ƒ

Reduction in sodium discharges from
CIP: 89-96.6% (DPEC 2005)

a

ƒ

Extreme pH values

and temperatures limit
the use of some
membrane materials

ƒ

Loss of all additives
present in cleaning
solution: need to re-

dose them prior to
reuse of the cleaning

solution

ƒ

Smaller flux than MF
and UF

ƒ

Shorter lifetime of NF
membranes compared
to ceramic MF or UF

membranes

a:

Figures from DPEC (2005) are related to CIP solutions from evaporators used in the

dairy industry

7

OPTIMISATION OF CLEANING TOWARDS REDUCED
CHEMICAL USAGE

Although this was not directly part of the project brief, a third approach

to reduce the impact of cleaning chemicals on trade waste discharges is
to optimise CIP cycles. Information found during the literature review
that was considered to be relevant to trade waste customers is

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presented below. This is not a comprehensive review as it was not the

main focus of the work.

There may be opportunities to improve the efficiency of CIP systems by
reviewing (Prasad 2004b):

ƒ

chemicals and blends (refer to section 5)

ƒ

chemical concentrations

ƒ

cleaning cycle length

ƒ

in-line monitoring instrumentation

ƒ

temperatures

ƒ

opportunities to recover more rinse water and spent solution

ƒ

water treatment effectiveness

ƒ

operator training and supervision

ƒ

equipment operation and maintenance

7.1 Frequency of cleaning

While many food and beverage plants clean on a daily basis,
investigations and site trials have shown the benefits of increased
intervals between cleans, without negative impact on product quality
and hygienic requirements.

Holm et al. (2002) investigated the efficacy of a 62h cleaning

frequency in the manufacturing of ice-cream. Samples were taken from

various products and product contact surfaces progressively
throughout the time period between cleaning cycles and analysed for
microbial growth (Holm et al. 2002). Samples were collected from a silo,
fillerhead, flavour vat and liquifier.

Coliform loads in product samples were found to be consistently low

over the entire time period. However, standard plate count (SPC) levels
increased slightly over time after CIP. There were no significant
differences in microbial counts (coliform and SPC) of the product
contact surfaces at the various times that the samples were collected (0,

24, 48 and 62h). However, there were significant differences in the SPC
microbial counts at the different locations the samples were collected
from. They also found that production variables influenced microbial
growth during the manufacturing process. A greater number of flavours

manufactured in the 24h time interval were beneficial at decreasing
SPC microbial counts. However, by the 48h time interval, the number of
flavours was at a threshold, and more flavours manufactured increased
SPC microbial counts. Holm et al. (2002) concluded that there were no
differences in the microbial growth over time at 0, 24, 48, or 62h from

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CIP. Therefore, food safety was not compromised by the utilisation of a

62h CIP cycle (Holm et al. 2002).

7.2 Mechanical action to support cleaning

7.2.1 High pressure spray and mechanical scrubber

Gibson et al. (1999) evaluated other cleaning methods, including a

high pressure spray and mechanical floor scrubber. The efficacy of
factory cleaning and disinfection programmes were assessed by
swabbing and total viable count (TVC) analysis of surfaces before

cleaning, after cleaning and after disinfection. Biofilms of Pseudomonas
aeruginosa
and Staphylococcus aureus were used in the cleaning trials.

The authors found that the high pressure spray and mechanical floor
scrubber were more effective cleaning methods, but warned that both
methods can be responsible for the spread of contaminants by aerosols
(Gibson et al. 1999).

7.2.2 Pigging systems

It is important to remove as much product as possible from pipes before
wet cleaning commences to avoid increasing wastewater loads and
wasting product (UNEP 2004). ‘Pigging systems’ or low-pressure blowers

have shown to be effective at cleaning pipes. A ‘pig’ (solid material plug)
is propelled along the pipe to push out the product. Pigs are very useful
for the removal of viscous liquids, but usually require specially designed
or modified pipe work because the pig cannot get trough pumps or

values (UNEP, 2004). Several companies have used pigging systems to
great effective.

)

A jam processing plant in the United Kingdom installed a pigging

system to clean its sumps, gulleys and food traps (UNEP, 2004). The
amount of water used to flush the pipeline fell from 2020 kL/year to
only 310 kL/year, while 173 tonnes of saleable product is recovered

annually. It was also found that the COD of the plant’s effluent was
reduced by 76%.

)

Food Spectrum in Queensland, which produces stabilised fruit

product, modified their pasteuriser to introduce a new silicon rubber
pig that better adhered to the pipe work than the starch pig that was
previously used (UNEP, 2004). The company saved approximately 10
minutes of water rinsing per product batch. This amounted to a saving

of about $700 per year in water supply and discharge costs. The new
system was also responsible for the recovery of $14,600 of product
every year.

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7.3 CIP Monitoring

Dodd (2003) described the CIP monitoring system ShurLogger which

was developed by JohnsonDiversey. ShurLogger has up to 16 analogue
inputs which enables the flow, temperature and conductance to be
recorded and displayed. These three variables are considered to be the
main variables that show a clean process is operating. The 16 available

analogues enable 4 CIP channels to be monitored simultaneously.
ShurLogger is very flexible in its set-up, enabling JohnsonDiversey’s
technical specialists to configure the device to monitor exactly the
operation of vales and pumps on a CIP unit (Dodd 2003). Dodd (2003)

reported that several customers in a range of food sectors, including
dairy factories, have benefited from using this technology.

7.4 Case studies

Optimisation of CIP systems can lead to significant reductions in

chemical usage. Prasad (2004b) briefly presented several case studies
about the optimisation of CIP systems at different dairy plants. The case
studies include the reuse of water by a CIP system, validation and fine-
tuning of a CIP system, and burst rinsing.

)

For example, a Victorian milk processing plant assessed 15 separate

CIP wash cycles (UNEP, 2004). Modifications were made to the

Programmable Logic Controller (PLC) programs, pipework/valving and
return pumps for each cycle to maximise recovery and reuse of caustic
soda. It was reported that caustic usage was reduced by 50%.

)

In another example, the Taw Valley Creamery reduced cleaning times

and detergent consumption by 15% after installing conductivity sensors
on all its CIP systems (UNEP, 2004).

)

The dairy manufacturer Pauls Limited incorporated a central

computerised system to manage the CIP systems. The new system
enables sensitive measuring and control of CIP and through

automation, led to optimisation of CIP cycles (DEH 2001).

)

Prasad (2004c) reported that National Foods in Morwell, Victoria,

identified that cleaning times were above recommended levels after
conducting an audit of dosing equipment. Reduction of caustic and acid
timer settings did not compromise product quality. The plant also
managed to reduce caustic and acid usage by utilising automatic dosing

systems and optimising the concentration of chemicals for each
different task. This resulted in a saving of $100,000 per year.

)

Dairy Farmers also conducted an audit of all its CIP processes

(Prasad, 2004c). They installed optical sensors to fine-tune water and
milk interfaces as well as conductivity and turbidity meters to improve

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cleaning operations. The savings for the plant was estimated to be

$211,500 per year.

8

RECOMMENDATIONS FOR FUTURE WORK

Further recommendations for future work are discussed below. These
are mainly focusing on the following aspects:

ƒ

testing identified and promising alternative chemicals,

ƒ

testing of reuse and recovery systems

ƒ

optimisation of existing CIP systems to reduce chemical usage

ƒ

technology transfer to factory representatives

ƒ

cost-evaluation of the various options

Collection of further information and selection of sites for factory
trials

Using information made available from this project and from further
data collection, it is recommended to select some food and beverage
industrial sites, discharging high salt loads to sewer as a result of their

CIP systems and presenting high potential for TDS reduction through
identified approaches.

Testing the efficiency of alternative cleaning chemicals

This project has identified a range of alternative chemicals, from low
sodium chemicals to enzymes or plant-based products. The use of any
of these chemicals by factories is highly improbable unless trials have

shown their efficiency on the specific equipment and products used in
factories. It is therefore recommended to evaluate the efficiency of
alternative cleaning chemicals. This should be carried out in several
phases: lab trials followed by pilot-scale trials and large scale trials in

factories.

The first task would be to short-list some chemicals that appear to be
the most promising for a selected factory. The selection should be based
on data collected as part of this report but also on the type of product

manufactured and processing equipment used. Consultation with
chemical suppliers and factory sites is strongly recommended.

To evaluate the cleaning performance in the laboratory, a piece of
equipment representative of factory processes should be used. It should

then be fouled with product originating from the factory or with a model
product. The efficiency of selected alternative cleaning chemicals should
then be tested. A preliminary evaluation of costs and environmental

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benefits could then be performed in terms of reduced TDS and sodium

loads. The results should be made available to the industry.

Based on the results of these laboratory experiments, a restricted
number of chemicals should be selected for factory trials. An
experimental protocol should be developed in collaboration with

operational staff from the selected factory site, while the factory area
should be prepared for the investigations (addition of valves, sampling
points, flow meters etc.).

The cleaning efficiency of alternative cleaning chemicals would have to
be tested in comparison with conventional products used on site. The

parameters to consider in the performance evaluation are:

ƒ

anticipated operational/capital cost-benefit

ƒ

reduction of trade waste TDS (and sodium) load

ƒ

reduction of water consumption (compared with existing on-site

practices)

ƒ

reuse potential of treated effluent

ƒ

residue risk (including product and environmental impacts)

ƒ

regulatory risk

ƒ

OH&S of factory and sewer workers

ƒ

Corrosion issues: in-factory, sewer infrastructure and treatment

processes

Once the trials are completed and the performance evaluated, the
results should be communicated to industry operational staff and other

factories that could benefit from the outcomes of these investigations.

Reuse of cleaning chemicals (with or without recovery
technologies)

According to the case studies presented in this report, the reuse of used
cleaning solutions (with or without recovery technologies) can lead to

significant reduction in chemical usage. The possibilities for straight
reuse of used cleaning solutions should be explored first.

The possibility to collect used cleaning solutions for reuse in other “less
demanding” process sections with lower hygienic requirements should

be considered too. The notion of “fit-for-purpose” can lead to chemical
savings too. Furthermore, the use of recovery technologies presented in
this report should be considered for some sites.

Following these considerations, an experimental protocol for testing of
these technologies in selected factory sites should be developed in

collaboration with operational staff. After preparation of the site,
experimental trials should be conducted. The performance evaluation of
the trials should be based on the following criteria:

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ƒ

anticipated operational/capital cost-benefit

ƒ

reduction of trade waste TDS load

ƒ

reduction of water consumption

ƒ

OH&S of factory and sewer workers

ƒ

Corrosion issues: in-factory, sewer infrastructure and treatment

processes

Once the trials are completed and the performance evaluated, the
results should be communicated to industry operational staff and other
factories that could benefit from the outcomes of these investigations.

Optimisation of CIP cycles through engagement and training of
industry operational staff

Engaging factory staff has proven to be a key element to improve CIP
operation. It is recommended to conduct a training program for
interested industry operational staff, focusing on techniques to optimise
CIP cycles. The factory staff should be encouraged to identify and

conduct small trials relevant to their site between the training sessions.
Site visits or demonstrations could also be a useful tool to promote best
practice in CIP management.

Outcomes and findings from this report should be disseminated to the
wider industry. For this reason, a cut-down version of this report has

been prepared focusing on case studies from industry. It is
recommended to circulate this document widely.

9

ACKNOWLEDGMENTS

The project team would like to thank

ƒ

City West Water, and in particular Mr Nigel Corby, for initiating and
supporting this project

ƒ

The companies that provided input into the project

ƒ

The chemical suppliers for supplying information on chemicals,

including low sodium chemicals, and

ƒ

Mr Craig Bolch and Mr George Lech for making information available
for this project

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