Geltner History of Corporal Punishment

background image

1  

 

History  of  Corporal  Punishment  

G.  Geltner  

 

*  To  appear  in  

D.  Weisburd  and  G.  Bruinsma  (eds.)  Encyclopedia  of  Criminology  and  Criminal  Justice  

(New  York:  Springer-­‐Verlag,  [forthcoming,  2012])

 

 

Overview  

In  the  gallery  of  penal  practices,  corporal  punishment,  or  the  dispensing  of  bodily  harm  in  
response  to  or  as  a  deterring  measure  against  crime,  occupies  a  stable  position  as  a  marker  
of  cruelty,  especially  when  condoned  by  a  central  authority  such  as  a  state.  From  Cesare  
Beccaria  to  Émile  Durkheim  to  Max  Weber,  and  especially  under  the  more  recent  and  
diverse  influences  of  social  philosophers  Norbert  Elias  and  Michel  Foucault,  modern  
students  of  punishment  have  construed  cultures  that  allow  physical  pain  to  be  legitimately,  
let  alone  publicly,  inflicted  as  out  of  step  with  the  process  of  civilization  and  as  retaining  a  
relic  of  an  unenlightened  past.  Corporal  punishment,  however,  has  a  far  more  complex  
history  than  a  long  and  steady  fall  from  grace,  an  inverse  trajectory  as  it  were  to  the  
progress  of  humanity  (Scott,  1938;  Yelyr,  1941).  For,  on  the  one  hand,  the  past  uses  of  
corporal  punishment  were  never  devoid  of  reason,  at  least  in  the  sense  that  it  was  mostly  
meted  out  proportionately,  gradually,  and  with  a  view  to  achieving  social  goals  far  beyond  
individual  suffering,  such  as  shaming  and  paving  the  way  to  an  offender’s  reintegration.  And,  
on  the  other,  it  is  still  used  today:  openly  in  certain  milieus  and  surreptitiously  in  others,  
with  some  indications  that  it  is  nowhere  near  to  being  abolished.  Indeed,  some  scholars  
have  recently  argued  for  an  expansion  of  corporal  punishment  as  a  solution  to  the  crisis  of  
modern  penology  (Newman,  1983;  Moskos,  2011).  

 

Fundamentals  

For  the  purposes  of  this  discussion,  corporal  punishment  will  encompass  the  licit  infliction  of  
intentionally  non-­‐lethal  bodily  pain,  temporary  or  lasting,  including  physical  impairment  or  
aesthetic  alteration  meant  to  reduce  capacity  and  create  social  disability.  So  defined,  and  
observed  from  a  broad  geographical  and  historical  perspective,  corporal  punishment  
appears  to  be  a  common  measure  that,  moreover,  rarely  serves  as  an  exclusive  penalty  
typifying  any  particular  civilization,  be  it  modern  or  pre-­‐modern;  usually  it  was  one  option  
among  several  practiced  in  a  given  context,  and  different  cultures  made  recourse  to  it  in  
different  judicial  environments  and  with  changing  frequency  and  goals.  

 

background image

2  

 

Antiquity  

Corporal  punishment,  like  most  current  penal  measures,  can  be  traced  back  to  the  earliest  
civilizations  whose  records  have  come  down  to  us,  such  as  the  early  law  “code”  of  Ur-­‐
Namma,  ruler  of  the  Sumerian  city  of  Ur  (2112-­‐2095  BCE)  and  founder  of  its  third  dynasty.  
This  casuistic  text  addresses  a  host  of  cases,  running  the  gamut  from  labor  to  civic  to  
criminal  law,  and  in  doing  so  not  only  attests  the  degree  of  judicial  sophistication  attendant  
upon  a  complex  society,  but  also  denies  the  ubiquity  of  ancient  corporal  punishment  
specifically  and  of  physical  lex  talionis  (“eye  for  an  eye”)  in  general.  The  vast  majority  of  the  
text’s  85  surviving  promulgations  prescribe  monetary  penalties  or  rewards  and  a  mere  
handful  order  the  death  penalty.  On  three  occasions  alone  is  the  infliction  of  non-­‐lethal  
physical  harm  considered  meet:  “If  a  man  fractures  another  man’s  skull  in  a  fistfight,  they  
will  flog  him  180  times”  (§22);  “If  a  freedman  beats  a  slave,  they  will  whip  him  sixty  times  
with  a  strap  and  sixty  times  with  a  belt”  (§26);  and  “If  a  slave  girl  insults  someone  who  is  
acting  as  her  mistress  they  will  rub  her  mouth  with  one  sila  of  salt”  (§30).  To  be  sure,  legal  
texts  do  not  always  convey  penal  realities,  but  at  least  at  the  normative  level  it  appears  that  
Ur-­‐Namma’s  policies  more  often  than  not  aimed  at  sparing  the  rod.  Even  in  cases  amenable  
to  the  employment  of  the  lex  talionis,  monetary  fines  are  often  preferred.  Thus,  for  instance,  
“[i]f  a  man  breaks  another  man’s  nose  with  his  fists,  he  will  pay  forty  shekels  of  silver”  (§  19),  
and  “[i]f  a  man  causes  the  loss  of  another  man’s  eye,  he  will  pay  thirty  shekels”  (§23).  

Contrary  to  the  common  view  that  sees  punishment  as  becoming  physically  milder  over  
time,  the  subsequent  and  more  famous  and  elaborate  Laws  of  Hammurabi  (c.  1780  BCE)  
illustrate  a  “reverse”  trend  of  increased  brutalization.  Whereas  physical  and  even  capital  
punishments  in  Ur  were  scarcely  decreed,  in  Babylonian  law  they  become  all  but  ubiquitous.  
Yet,  rather  than  expressing  a  knee-­‐jerk  response  to  any  and  all  violations,  Babylonian  
prescripts  for  corporal  punishment  were  undergirded  by  several  distinct  rationales,  which  
would  remain  influential  for  centuries  to  come.  The  first  was  to  target  the  “offending  limb,”  
an  approach  already  underlying  the  fate  of  the  misbehaved  slave  girl  mentioned  in  the  
previous  paragraph.  Thus  if  the  son  of  a  paramour  or  a  prostitute  disowns  an  adoptive  
parent  he  would  have  his  tongue  cut  off  (§192);  a  nurse  concealing  the  death  of  an  infant  by  
obtaining  and  suckling  another  child  will  have  her  breasts  cut  off  (§194);  a  reckless  surgeon  
would  lose  his  hands  (§218);  and  so  forth  (see  also  §§193,  195,  226,  253).  A  further  model  
prescribed  retaliations  according  to  the  injury  inflicted  (“classic”  lex  talionis),  as  when  a  man  
putting  another  man’s  eye  out  or  breaking  his  bone  or  teeth  would  suffer  the  same  fate  
(§§196,  197,  200).  Last,  offenders  were  to  be  maimed  in  body  parts  less  immediately  tied  to  
their  crime,  but  in  ways  that  nonetheless  branded  them  as  offenders  of  a  particular  sort:  a  
false  accuser  was  to  be  marked  on  his  brow  (§127);  and  a  slave  disowning  his  master  would  
have  his  ear  cut  off  (§282),  as  would  a  slave  striking  the  body  of  a  freedman  (§205).  Beating,  
by  comparison  to  these  three  penal  modes,  was  uncommon  in  Babylonian  law.  Only  on  one  
occasion  is  it  prescribed,  namely  when  a  man  strikes  someone  of  a  higher  social  rank,  in  
which  case  he  is  to  be  publicly  subjected  to  sixty  blows  “with  an  ox-­‐whip”  (§202).  

background image

3  

 

In  Ancient  Egypt,  by  contrast,  beating  appears  to  have  been  less  common  as  a  form  of  
summary  justice  already  during  the  Early  Kingdom  (2686  BCE–2181  BCE),  while  a  papyrus  
from  the  reign  of  the  Pharaoh  Thutmosis  IV  (late  14

th

 century  BCE)  records  the  case  of  a  

soldier  by  the  name  of  Mery  who  was  subjected  to  100  blows  for  false  litigation.  Here  as  
elsewhere  in  the  ancient  Near  East,  time  brought  more  rather  than  less  frequent  recourse  to  
corporal  punishment  (VerSteeg,  2002).  A  royal  decree  issued  under  Seti  I  (late  13

th

 century  

BCE)  orders  the  infliction  of  200  blows,  five  open  wounds,  and  a  monetary  fine  against  civil  
administrators  who  illicitly  requisition  free  personnel  or  slaves,  or  detain  a  boat  or  its  crew  
belonging  to  a  foundation  for  Osiris  of  Abydos.  Anyone  encroaching  upon  the  boundaries  of  
the  same  foundation  or  stealing  an  animal  from  it  was  to  be  punished  by  having  his  or  her  
nose  and  ears  cut  off  and  then  being  put  to  work  as  a  cultivator  (Lorton,  1977).  Brutalization  
there  may  well  have  been,  yet  here  as  well  as  in  other  contemporaneous  documents,  there  
is  an  explicit  proportionality  between  the  offense,  the  number  of  blows,  and  the  monetary  
fine  or  status  change  to  be  imposed  upon  the  offender.  Maiming,  to  take  another  example,  
is  clearly  meant  to  go  beyond  the  infliction  of  pain:  it  is  used  to  deter  and  shame  by  
associating  mutilation  with  and  thus  defining  what  is  a  major  transgression.  Practically,  
moreover,  such  disfigurement  made  escape  more  complicated.  

These  and  other  strategies  were  associated  with  physical  punishment  in  early  Vedic  India  
(1700-­‐1100  BCE),  although  here  disabling  the  culprit  appears  to  have  been  paramount.  The  
range  of  punishments  is  also  somewhat  broader  as  well  as  more  clearly  gradated.  Measures  
included  whipping,  beating  with  a  broken  bamboo  cane,  driving  iron  nails  into  the  body,  
dripping  hot  oil  into  orifices,  starvation  (also  an  extremely  painful  form  of  capital  
punishment),  branding,  and  various  forms  of  maiming.  More  consistently  than  elsewhere  in  
the  ancient  world,  dismemberment  in  India  was  linked  functionally  and  symbolically  to  the  
offending  limb.  For  instance,  someone  who  urinated  in  a  forbidden  place  would  have  his  
penis  cut  off,  a  blasphemer  would  have  his  lips  cut  out,  a  thief  his  hand,  and  so  forth.  Most  
of  these  penalties,  however,  were  never  used  summarily  or  gratuitously,  but  rather  had  to  
follow  proper  admonition,  reprove,  and  fines.  At  least  in  principle,  only  when  these  failed  to  
deter  or  prevent  recidivism  could  a  judge  resort  to  corporal  punishment.  And  even  then  
certain  and  telling  limitations  were  put  in  place,  which  served  to  reinforce  social  hierarchies  
and  boundaries.  For  example,  the  more  flexible  (and  thus  potentially  more  lenient)  
punishment  of  whipping  was  meant  by  default  for  women,  infants,  the  mentally  ill,  the  poor,  
and  the  sick;  and  hot  oil  and  iron  could  only  be  used  against  (and  in  turn  defined)  major  
offences,  such  as  blasphemy  by  a  Sudra  against  a  Brahmin  or  a  king.  A  distinct  feature  of  
ancient  Indian  branding,  finally,  was  that  it  was  usually  carried  out  on  one’s  forehead  and  
indicated  the  type  of  crime  committed:  female  genitalia  signified  incest,  a  dog’s  foot  the  
theft  of  gold,  and  so  on.  A  branded  person  was  often  also  banished  from  his  or  her  city  
(Doongaji,  1986).  

While  Egypt,  India,  and  other  early  civilizations  employed  various  principles  to  regulate  the  
use  of  corporal  punishment,  no  uniformity  in  its  actual  application  seems  to  have  emerged.  

background image

4  

 

A  collection  of  some  200  early  Hittite  prescripts  from  the  13

th

 century  BCE,  for  instance,  

contains  but  a  single  unambiguous  reference  to  penal  amputation,  namely  the  practice  of  
cutting  off  the  nose  and  ears  of  a  slave  who  burglarized  a  house  (Hoffner,  1997,  §95).  One  
other  reference,  which  may  or  may  not  allude  to  beating  a  thief  with  a  spear  (§101),  
mentions  it  as  a  past  practice,  to  be  replaced  by  a  monetary  fine.  Ancient  China  is  another  
case  in  point.  While  Chinese  law  had  no  qualms  about  using  physical  torture  to  obtain  
confessions,  and  despite  the  common  use  of  capital  punishment,  attitudes  toward  corporal  
punishment  throughout  that  long  period  were  discerning  and  even  ambiguous.  Under  the  
Han  Dynasty  (206  BCE-­‐220  AD)  mutilations  such  as  tattooing  and  cutting  off  the  nose  and  
feet  were  thought  to  be  cruel  and  were  commuted  to  extensive  beatings  (“bambooing”)  and  
various  forms  of  hard  labor.  The  shift  from  permanent  to  temporary  harm  had  unexpected  
consequences,  however,  as  the  abuse  of  bambooing  could  and  apparently  often  did  end  
with  death.  To  amend  this  situation,  later  Han  ordinances  repeatedly  reduced  the  number  
of  blows  and  defined  the  specific  manner  in  which  they  were  to  be  administered  in  order  to  
ensure  culprits’  survival  (Hulsewé,  1955).  The  marginalization  of  corporal  punishment  and  
especially  of  maiming  continued  under  later  dynasties.  The  T’ang-­‐Yin-­‐Pi-­‐Shih,  a  popular  
compendium  of  144  legal  cases  stretching  from  c.  300  BCE  to  c.  1100  CE  (van  Gulik,  2007),  
contains  only  three  instances  of  flogging,  one  following  a  son’s  unintentional  killing  of  his  
mother  in  the  context  of  an  attempt  to  prevent  her  from  hurting  a  thief  just  apprehended  
(48A);  another  after  the  death  of  a  food  thief  killed  by  his  victim  (48B);  and  a  final  one  in  
response  to  a  youth’s  entry  into  another’s  house  at  night  (70A).  The  farther  we  look  in  time  
and  space,  then,  the  more  diverse  and  complex  the  use  of  corporal  punishment  in  antiquity  
becomes.  Nor  can  we  trace  a  steady  decline  over  time  in  the  application  of  this  group  of  
punishments  or  its  commutation  into  seemingly  milder  measures  such  as  incarceration  or  
fines.    

 

Greece  and  Rome  

The  quantity  and  variety  of  evidence  surviving  from  Ancient  Greece  allows  us  to  explore  
new  or  perhaps  heretofore-­‐hidden  aspects  of  pre-­‐modern  crime  and  punishment.  Authors  
such  as  Isocrates  (436–338  BCE),  in  his  Areopagitus  (7.39-­‐42),  and  Plato  (d.  347  BCE),  
especially  in  Book  9  of  The  Laws,  attained  a  high  degree  of  theoretical  abstraction  in  
discussing  the  goals  of  punishment  and  even  challenged  its  very  legitimacy  as  a  social  
institution.  As  far  as  corporal  measures  are  concerned,  the  process  we  can  detect  in  this  
period  is  not  so  much  a  reduction  in  usage  as  a  sublimation  and  gradual  disappearance  of  
such  penalties  from  the  public  sphere,  accompanied  by  their  proliferation  in  the  private  
sphere,  especially  as  regards  non-­‐free  members  of  society.  The  same  process  characterizes  
Roman  penal  history  to  an  even  greater  extent,  as  we  shall  see.  

Written  around  the  8

th

 century  BCE,  and  possibly  reflecting  an  earlier  tradition,  Homer’s  

Iliad  and  Odyssey  portray  a  society  heavily  reliant  on  self-­‐help  (private  vendetta),  where  

background image

5  

 

often  harsh  punishments  were  determined  and  meted  out  quite  simply  by  the  party  that  
could.  Subsequent  centuries  saw  a  gradual  transition  from  private  vendetta,  to  ad  hoc,  
third-­‐party  arbitrators,  to  judicial  assemblies,  and  finally  to  quasi-­‐professional  courts,  which  
decided  cases  on  the  basis  of  increasingly  detailed  protocols,  the  most  celebrated  instances  
of  which  were  produced  under  Draco  in  621  BCE  and  Solon  in  594  BCE  (Saunders,  1991).  
Within  this  process  corporal  (but  not  capital)  punishment  largely  fades  from  the  public  
domain  as  it  becomes  associated  with  summary  justice  carried  out  in  the  domestic  sphere,  
especially  against  offending  slaves.  Free  citizens,  the  audience  of  most  new  laws  and  legal  
procedures,  considered  corporal  punishment  as  particularly  demeaning.  According  to  
Demosthenes  (384-­‐322  BCE),  “the  body  of  a  slave  is  made  responsible  for  all  his  misdeeds,  
whereas  corporal  punishment  is  the  last  penalty  to  inflict  on  a  free  man”  (Speeches  24.167;  
and  see  8.51;  22.55).  Indeed,  nothing  could  portray  a  ruler  in  more  shocking  terms  than  
reporting  that  he  had  flogged  free  men.  Accordingly  Thucydides  (c.  460-­‐400  BCE)  observed  
how  efficiently  one  exiled  soldier  incited  his  comrades  by  reporting  (or  in  this  case,  
misreporting)  that  under  a  certain  regime  “all  were  punished  with  stripes”  (History  8.74.3).  
And  in  the  Athenian  Constitution  (35)  Aristotle  (384-­‐322  BCE)  ominously  describes  the  
oligarchic  Thirty’s  rise  by  pointing  out  that  they  began  ruling  the  city  with  three-­‐hundred  
“lash-­‐bearers”  before  violently  crushing  their  opponents.  

Thus  the  relative  absence  of  flogging  in  particular  and  corporal  punishment  in  general  from  
most  contemporary  records,  including  legal  and  narrative  sources,  is  not  necessarily  an  
indication  of  these  measures’  decline  (Robinson,  2007).  Under  the  radar  of  officialdom,  but  
with  the  latter’s  consent,  corporal  punishment  crystallized  into  a  highly  effective  mechanism  
for  social  othering,  a  measure  particularly  suitable  for  foreigners  and  non-­‐free  members  of  
society.  By  and  large  this  remained  the  case  under  Roman  law,  which  consciously  drew  on  
ancient  Greek  law  here  as  in  numerous  other  matters.  The  Twelve  Tables  (449  BCE),  a  
foundational  text  in  Roman  jurisprudence,  prescribes  beating  prior  to  enslavement  for  
anyone  caught  stealing  in  daylight.  Slaves  perpetrating  the  same  offense  are  also  to  be  
scourged  and  then  thrown  off  the  Tarpeian  Rock  (II.5).  Beatings  are  to  precede  execution  for  
intentional  destruction  of  property  or  grain  and  public  verbal  abuse  or  insult  (VII.6  and  8).  
Last,  a  child  shall  be  beaten  at  the  discretion  of  the  Praetor  if  caught  destroying  or  
appropriating  another’s  crop  at  night,  and  then  forced  to  pay  double  the  value  of  his  action  
(VII.4).  Yet,  as  a  sole  punishment  to  be  meted  out  to  free  adult  citizens,  beating  became  
taboo:  as  in  Greece,  so  in  Rome,  accusing  a  ruler  of  causing  bodily  harm  as  a  form  of  
punishment  against  free  men  was  a  sure  way  to  taint  his  reign  as  especially,  indeed  
extraordinarily,  vicious  (see  Suetonius,  Caligula  27).  A  similar  point  was  made  in  Late  
Antiquity  by  several  Christian  authors  who  described  the  bodily  suffering  of  their  brethren  
during  the  anti-­‐Christian  persecutions,  which  entailed  beating  as  well  as  forced  prostitution  
(Acts  of  the  Christian  Martyrs,  Agape  5-­‐6  and  Pionius  7).  

Status  continued  to  serve  as  a  determining  factor  in  the  application  of  corporal  punishment  
throughout  Roman  history.  Rome’s  transition  from  Kingdom  to  Republic  to  Empire,  and  the  

background image

6  

 

immense  territorial  expansion  accompanying  this  process,  culminated  with  the  formal  
extension  of  citizenship  to  all  free  men  under  Roman  rule.  Yet  while  the  Edict  of  Caracalla  
(212  CE)  grew  the  political  base  of  Rome,  it  also  prompted  a  closing  of  the  ranks  among  
members  of  the  elite  citizenry.  In  the  3

rd

 and  4

th

 centuries  CE  a  distinction  between  a  class  of  

honestiores  (nobler)  and  humiliores  (baser)  men  restricted  the  latter’s  access  to  numerous  
legal  privileges,  also  in  the  realm  of  penal  law.  In  theory,  flogging  remained  a  licit  penalty  
only  as  a  form  of  summary  justice  reserved  for  foreigners,  slaves,  and  children,  and  various  
offenses  by  these  groups  would  have  been  punished  in  private  by  a  paterfamilias  or  in  
public  by  the  organ  known  as  the  tresviri  capitales  (Cascione,  1999).  Yet  there  is  strong  
evidence  to  suggest  that  humiliores  could  be  collapsed  into  the  latter  group  for  penal  
purposes.  Claudius  Saturninus,  a  Roman  jurist  probably  writing  in  the  early  3

rd

 century  CE,  

authored  many  of  the  passages  relevant  to  corporal  punishment  now  preserved  in  
Justinian’s  Digest  (early  7

th

 century  CE).  Among  his  durable  prescripts  is  one  declaring:  “all  

those  whom  it  is  not  permitted  to  punish  by  whipping  are  persons  that  should  have  the  
same  respect  shown  them  that  decurions  have”  (48.28.5).  In  other  words,  it  was  not  or  
rather  no  longer  enough  to  be  a  free  citizen  in  order  to  avoid  this  humiliating  form  of  
punishment;  the  massive  expansion  of  Roman  citizenship  prompted  at  best  only  a  minor  
reduction  in  the  use  of  corporal  punishment.    

 

Judaism,  Islam,  and  Christianity  

In  and  beyond  the  physical  and  chronological  boundaries  of  Greek  and  Roman  civilizations,  
three  distinct  religious  traditions  developed  their  own  approaches  to  social  control,  
including  the  application  of  corporal  punishment:  Judaism,  Islam,  and  Christianity.  Tracing  
these  religions’  pertinent  ideas  and  practices,  while  not  exhaustive  of  long-­‐term  trends,  
nonetheless  offers  a  palpable  link  between  antiquity  and  the  medieval  period,  and  their  
joint  legacy  at  present.  

Mosaic  and,  later,  Jewish  law,  espoused  corporal  punishment  via  the  early  adoption  of  the  
lex  talionis:  “Eye  for  eye,  tooth  for  tooth,  hand  for  hand,  foot  for  foot,  burning  for  burning,  
wound  for  wound,  stripe  for  stripe”  (Exodus  21:24-­‐25;  and  see  Leviticus  24:19-­‐20).  Yet  it  is  
with  particular  respect  to  the  latter  measure—flogging—that  Jewish  jurists  stand  out  in  
terms  of  the  attention  they  paid  to  it  and  the  high  degree  to  which  they  promoted  its  
practice  (Goldin,  1952).  Operating  under  changing  political  fortunes  and  a  generally  
declining  autonomy,  and  eventually  spread  across  the  Near  East  and  Europe,  Jewish  
legislators  turned  flogging  into  a  staple  penalty,  despite  the  measure’s  minor  presence  in  
the  Old  Testament.  Indeed,  flogging  is  explicitly  prescribed  only  once  in  the  Bible,  in  a  
passage  specifying  a  limit  of  40  blows  to  which  a  culprit  may  be  subjected  for  a  single  
offense  (Deuteronomy  25:1-­‐3).  However,  by  the  time  of  its  completion  in  the  early  3

rd

 

century  CE,  the  Mishnah  expanded  the  use  of  penal  whipping  as  applicable  to  some  168  
offenses,  including  transgression  of  dietary,  agrarian,  and  Passover  laws  (Makkot  3.1).  Nor,  

background image

7  

 

apparently,  and  in  contrast  to  earlier  and  contemporaneous  cultures,  was  flogging  directed  
at  any  specific  social  group  or  class,  despite  the  claim  by  Flavius  Josephus  (c.  37-­‐100),  
possibly  influenced  by  a  Greco-­‐Roman  tradition,  that  the  measure  “is  the  most  ignominious  
for  a  freeman”  (Antiquities  4.8.21  and  23).  While  corporal  punishment  proliferated,  however,  
it  did  so  at  the  expense  of  measures  such  as  capital  punishment  and  kerait  or  death  by  
divine  intervention.  Perhaps  reflecting  a  greater  need  for  social  cohesion  under  gentile  rule,  
the  authors  of  the  Gemara  (c.  3

rd

-­‐5

th

 centuries  CE)  and  later  commentators  offered  

numerous  exemptions  from  whipping.  Still,  at  least  at  the  normative  level,  corporal  
punishment  remained  common  throughout  and  beyond  the  Middle  Ages.  The  highly  
influential  medieval  Jewish  physicians  and  legislator,  Maimonides  (d.  1204),  dedicated  three  
whole  chapters  in  his  Mishneh  Torah  (Sefer  Shoftim,  Sanhedrin  17-­‐19)  to  enumerating  
offenses  punishable  by  flogging  and  to  defining  the  terms  of  the  measure’s  licit  use  (Jacob  
and  Zemer,  1999).  And  by  and  large  this  discussion  was  integrated  into  Jewish  Halacha  
through  it  reception  by  Joseph  Karo’s  Shulchan  Aruch  (1563),  which  remains  until  this  day  
the  most  authoritative  prescriptive  text  in  and  beyond  Orthodox  Judaism.  

Unlike  their  Jewish  counterparts,  Islamic  jurists  dealt  with  punishment  in  general  and  
corporal  punishment  in  particular  mostly  within  the  context  of  a  hegemonic  culture;  and  in  
contrast  with  their  Christian  counterparts  (see  below),  they  did  so  in  the  absence  of  an  
identifiable  separation  between  church  and  state.  The  Koran  (mid  7

th

 century  CE)  enjoins  

the  use  of  corporal  punishment,  and  especially  flogging,  on  several  occasions  as  either  a  
mandatory  (ḥadd)  or  a  discretionary  (ta‘zīr  and  siyāsa)  penalty  for  a  range  of  offenses,  
including  slander  and  sexual  misconduct.  Subsequent  oral  and  written  traditions,  however,  
glossed  and  at  times  supplemented  such  verses,  giving  rise  to  different  schools  of  
interpretation.  For  instance,  while  Koran  24:2  states  that  a  “woman  or  man  found  guilty  of  
sexual  intercourse—lash  each  one  of  them  with  a  hundred  lashes,”  a  later  ḥadīth  or  oral  
tradition  attributes  to  Mohammed  a  sentence  of  death  by  stoning  against  the  woman  and  
100  lashes  and  banishment  for  one  year  against  the  man  (Ibn  Rushd,  Bidāyat  Al-­‐Mujtahid  
56.6.2).  And  while  Koran  5:90  prohibits  the  consumption  of  wine,  a  corporal  penalty  for  
drinking  alcohol  was  only  devised  much  later,  also  on  the  basis  of  an  oral  tradition  (Ibn-­‐
‘Asqālani,  Bulūgh  Al-­‐Maram  1064-­‐66).  Islamic  law’s  adoption  of  the  lex  talionis  facilitated  
the  use  of  dismemberment  in  several  cases,  although  in  some  instances,  especially  under  
Shiite  law,  the  penalty  could  be  commuted  into  a  fine.  Dismemberment  was  also  prescribed  
to  fulfill  the  penal  goals  of  incapacitation  and  deterrence,  as  in  the  case  of  theft:  “[As  for]  
the  thief,  the  male  and  the  female,  amputate  their  hands  in  recompense  for  what  they  
committed  as  a  deterrent  [punishment]  from  Allah”  (Koran  5:38).  Last,  Koran  5:33  lists  
cutting  off  the  opposite  hand  and  foot  (cross-­‐amputation)  as  one  among  several  penalties  
that  can  be  imposed  upon  anyone  found  guilty  of  corruption.  Beyond  these  contexts  
corporal  punishment  in  any  form  could  be  applied  as  a  discretionary  punishment  whenever  
a  defendant  was  awarded  ta‘zīr.  Depending  on  the  inclinations  of  a  particular  legal  school,  
this  could  in  theory  be  frequent,  but  in  practice  was  subject  to  Islamic  law’s  strict  rules  of  

background image

8  

 

evidence.  As  in  Judaism,  so  in  Islam,  corporal  punishment  consolidated  its  status  as  a  staple  
penalty  in  the  Middle  Ages  and  so  it  remained  throughout  the  early  modern  period,  for  
instance  under  the  Ottoman  Empire.  In  some  Muslim  countries  colonization  by  Western  
powers  as  well  as  independent  state-­‐building  brought  pressure  upon  legislators  and  judges  
to  mitigate  corporal  punishment  by  its  commutation  into  fines,  especially  in  the  case  of  
women,  and  by  replacing  penal  amputation  with  incarceration.  Today  corporal  punishment  
continues  to  be  practiced  in  several  Muslim  countries,  especially  wherever  Shari‘a  law  
prevails  as  state  law,  for  instance  in  Saudi  Arabia,  Yemen,  Sudan,  northern  Nigeria,  Iran,  and  
Pakistan  (Peters,  2005).  

Early  Christianity’s  blanket  rejection  of  capital  and  corporal  punishment  (sine  vi  humana)  in  
favor  of,  for  instance,  abstinence  and  incarceration,  was  to  some  extent  at  odds  with  
hitherto-­‐prevailing  notions  of  retributive  justice,  both  Jewish  and  pagan.  Yet  physical  pain  
did  not  disappear  from  the  ecclesiastical  penal  landscape  altogether.  Church  leaders  and,  
later,  Canon  lawyers  promoted  the  use  of,  inter  alia,  severe  fasts,  flagellation  (also  self-­‐
inflicted),  and  exposure  to  extreme  weather  as  ways  to  foster  discipline  and  “medicate”  
against  sin,  first  within  ascetic  and  monastic  milieus,  and  later  among  laymen  (Hillner,  2009).  
From  the  perspective  of  a  Greco-­‐Roman  class-­‐based  penal  tradition,  there  surely  was  
something  deeply  humiliating  in  free  people’s  willingness  to  submit  to  physical  pain;  and  
this  perspective  was  not  lost  on  early  Church  leaders,  who,  on  the  one  hand,  construed  such  
afflictions  as  a  “sweet  inversion”  of  a  pagan  cultural  taboo  and,  on  the  other,  emphasized  
continuity  with  a  biblical  tradition  (albeit  one  concerning  the  discipline  of  children  rather  
than  the  punishment  of  criminals).  Either  way,  throughout  the  Middle  Ages  corporal  
punishment  within  the  Church  appears  to  have  been  mostly  limited  to  the  regular  clergy  
(monks)  and  rarely  practiced  among  the  secular  clergy  (priests)  unless  their  punishment  also  
involved  cloistering.  The  Church’s  capacity  to  apply  its  own  range  of  penalties  among  lay  
people  in  this  period  varied  widely  across  space  and  time,  but  some  records  suggest  that  
corporal  punishment  was  occasionally  applied  as  a  main  or  additional  measure  (Plöchl,  
1955).  From  a  broader  cultural  perspective,  the  notion  that  spiritual  purgation  involves  
physical  pain  continued  to  have  wide  purchase,  as  did  the  perceived  causal  relation  between  
sin  and  divinely-­‐inflicted  physical  suffering,  both  of  which  were  articulated  and  popularized  
throughout  the  Middle  Ages,  reaching  an  apogee  of  sorts  in  Dante’s  Comedy,  published  in  
the  early  fourteenth  century.  The  end  of  Roman-­‐Catholic  hegemony  in  sixteenth-­‐century  
Europe,  along  with  the  rise  of  the  Absolutist  state,  led  not,  as  is  often  thought,  to  the  overall  
contraction  of  religious  law,  including  the  regulation  of  corporal  punishment.  For,  while  the  
early  modern  period  saw  an  increased  policing  of  public  morals  by  secular  powers  (the  so-­‐
called  criminalization  of  sin),  it  also  witnessed  an  intensification  of  congregationally-­‐based  
discipline,  especially  (but  not  exclusively)  where  state-­‐churches  were  absent,  as  in  the  Dutch  
Republic  (Schilling,  1987).  Neither  process  entailed  a  significant  change  in  the  role  of  
corporal  punishment,  despite  criminal  law’s  renewed  commitment  to  bloodless  penalties  

background image

9  

 

under  Protestant  influences.  Flogging  and  the  stocks,  for  instance,  remained  minor  and  thus  
largely  stable  measures  employed  in  a  Christian  penal  context  (Pihlajamäki,  2006).  

 

Pre-­‐Modern  Europe  

While  Europe  grew  increasingly  more  homogeneous  since  Late  Antiquity  in  religious  terms,  
it  also  came  to  be  characterized  by  political  fragmentation  and  a  concomitant  legal  pluralism.  
Different  polities,  occasionally  conquering  one  another,  operated  under  an  array  of  
traditions,  including  Roman  and  customary  laws,  which,  juxtaposed  with  a  more  centralized  
Church,  shaped  a  diverse  legal  and  penal  landscape  (Berman,  1983).  Contrary  to  popular  
opinion  on  the  matter,  the  role  of  corporal  punishment  among  these  regimes  was  quite  
limited  (Dean,  2001);  nor,  once  again,  is  it  possible  to  trace  a  general  decline  in  its  use  as  a  
legal  punishment  throughout  this  period.  The  early  medieval  statutes  contained  in  Rothair’s  
Edict  
(643),  for  instance,  display  a  typically  strong  preference  for  monetary  compensation  
according  to  social  rank  (wergild)  and  functional  damage,  while  later  collections  of  German  
and  French  customary  laws  such  as  the  Sachsenspiegel  (c.  1220)  and  Louis  IX’s  
Etablissements  (c.  1254),  appear  to  have  no  qualms  with  dismemberment  and  branding.  
Among  the  Italian  city-­‐states  in  the  fourteenth  and  fifteenth  centuries,  on  the  other  hand,  
branding,  amputations,  and  flogging  were  rare,  and  punishments  tended  to  be  
overwhelmingly  pecuniary  (Dean,  2007;  but  see  Piasentini,  1992),  while  in  England,  by  the  
mid  thirteenth  century,  mutilations  practiced  under  Norman  rule  had  all  but  disappeared,  
only  to  rise  again  to  prominence  under  the  Tudors  in  the  late  fifteenth  and  sixteenth  
centuries  (Bellamy,  1973).  The  latter  trend  found  a  chronological  parallel  in  the  Netherlands,  
where  branding  and,  more  commonly,  whipping  were  carried  out  both  secretly  and  in  public,  
and  often  accompanied  by  exposure  on  the  scaffold  (Spierenburg,  1984).  Last,  throughout  
the  Habsburg  Empire,  the  enacted  Constitutio  Criminalis  Carolina  (c.  1532)  paved  the  way  
for  a  broader  use  of  judicial  torture  and  corporal  punishment  (§§101,  104,  196-­‐98),  as  was  
the  wont  of  ever  more  powerful  monarchs  in  France  (Langbein,  1974).  

 

Modernity  

It  was  thus  perhaps  more  in  response  to  the  penal  realities  of  the  early  modern  period,  
rather  than  to  any  perennial  pre-­‐modern  state  of  affairs,  that  Enlightenment  figures  such  as  
Cesare  Beccaria  (1738-­‐1794),  Jeremy  Bentham  (1748-­‐1832),  and  others  developed  their  
revisionist  views  on  punishment.  Overall,  these  reformers  rejected  physical  pain  as  a  licit  
form  of  retribution  or  as  a  means  to  affect  real  psychological  and  behavioral  change  in  favor  
of  the  more  malleable  punishment  of  incarceration.  In  the  long  run  the  development  of  
penal  incarceration  in  Europe,  and  later  in  the  US,  was  accompanied  by  dramatically  
reduced  recourse  to  overt  corporal  punishment  (Andrews,  1994),  although  imprisonment  

background image

10  

 

itself  entailed  (and  continues  to  pose)  numerous  physical  risks  and  hardships.  While  these  
reforms  gradually  contributed  to  the  reshaping  of  Europe’s  penal  landscape,  Western  
colonial  powers  abroad  remained  quite  tolerant  and  often  even  promoted  the  use  of  
corporal  punishment  among  indigenous  populations  across  Africa,  Asia,  and  the  Americas,  
whether  or  not  such  measures  predated  their  arrival  (Benton,  2002;  Peters,  2005).  Judicial  
caning  in  present-­‐day  Singapore,  Malaysia,  and  Brunei,  for  instance,  can  be  traced  back  to  
British  rule,  although  the  measure  has  since  become  both  a  mandatory  and  a  discretionary  
penalty,  and  its  application  has  accordingly  experienced  a  sharp  rise.  By  the  early  nineteenth  
century,  certain  forms  of  corporal  punishment  such  as  amputation  and  branding  had  
become  a  marginal  measure  in  Western  penology,  as  against  a  rise  in  the  use  of,  on  the  one  
hand,  imprisonment  and,  at  least  for  a  while,  capital  punishment  (Weisser,  1979).  From  a  
global  perspective,  however,  flogging  and  beating  still  occupy  a  prominent  role  as  a  main  or  
additional  penalty  in  numerous  countries,  whereas  in  others  they  have  been  only  recently  
banned.  The  last  documented  public  whipping  that  took  place  in  Delaware,  for  instance,  
dates  to  1952,  but  the  law  allowing  it  was  cancelled  as  recently  as  1972.  

There  are  other  indications  for  the  longevity  of  corporal  punishment,  which,  as  we  have  
seen,  for  thousands  of  years  has  been  a  staple  of  summary  justice  and  discipline  in  the  semi-­‐
public  and  professional  spheres,  to  say  nothing  of  the  private  and  domestic  ones.  Child  
psychologists  and  psychiatrists  employ  the  term  corporal  punishment  mostly  to  the  chagrin  
of  crime  and  punishment  scholars  (Ellison  and  Sherkat,  1993;  Strauss,  1994),  who  argue  that  
transgressions  in  these  environments  rarely  constitute  crimes  and  consequently  their  
desserts  cannot  be  construed  as  punishments.  Whipping  a  child  for  uttering  profanity  is  a  
disciplinary  measure  meant  to  foster  a  certain  behavioral  norm  that  may  or  may  not  be  
strongly  frowned  upon  outside  the  school  or  home;  and  slapping  a  spouse  for  sexual  
infidelity  has  less  to  do  with  enforcing  a  law  than  with  expressing  shame  or  frustration  over  
a  given  situation.  Conversely,  and  by  comparison  with  the  treatment  of  slaves  in  earlier  
periods,  the  law  in  many  countries  does  not  consider  such  measures  as  a  form  of  summary  
justice.  However,  in  certain  domains  such  as  the  home  and  the  school  and  in  the  religious  
and  professional  spheres,  disciplinary  action  reflects  (and  in  the  past  has  certainly  informed)  
mechanisms,  procedures,  and  power  structures  in  the  world  outside.  In  this  sense  non-­‐
public  disciplinary  action,  including  the  use  of  corporal  punishment,  offers  a  political  
education  and  helps  shape  new  generations’  ideas  concerning  licit  and  illicit  penalties.  
Conversely,  penalties  meted  out  by  the  state  are  often  in  tune  with  those  employed  in  
domestic,  religious,  and  professional  contexts.  Thus  a  broad  consensus  regarding  the  need  
to  protect  children  from  domestic  violence,  for  instance,  is  more  apparent  than  real.  As  of  
January  2012,  only  32  countries  offer  children  full  legal  protection  from  corporal  
punishment.  Despite  no  lack  of  local  and  global  advocacy  efforts,  societies  where  corporal  
punishment  is  not  applied  to  children  remain  the  exception  rather  than  the  rule  (Motague,  
1978).  

background image

11  

 

From  this  perspective,  the  still  prevalent  use  of  corporal  punishment  (spanking,  belting,  
slapping,  whipping,  etc.)  in  many  milieus  is  significant.  Rather  than  reduce  it  to  a  sign  of  
immigrant  maladjustment  or  attribute  it  to  psychopathologies  it  can  also  be  interpreted  as  
an  enduring  toleration  and  in  some  cases  growing  appreciation  of  physical  pain  as  a  
legitimate  disciplinary  measure.  In  many  present-­‐day  societies  the  use  of  physical  force  by  
authority  figures  remains  a  battleground  for  competing  truth  claims  about  discipline  and  
cultural  identity.  Despite  consistent  and  growing  evidence  of  spanking’s  negative  short-­‐,  
medium-­‐,  and  long-­‐term  effects  on  children’s  mental  health  (McCord,  1995;  Afifi,  et  al.,  
2012),  parents,  guardians,  and  community  leaders  continue  to  advocate  it  for  two  main  
reasons:  First,  it  is  irresistibly  effective;  children  generally  stop  performing  an  undesirable  
action  with  alacrity  after  being  struck.  Secondly,  it  is  condoned  by  certain  authorities  who  
lay  claim  to  superiority  on  such  matters  at  least  in  the  domestic,  academic,  or  religious  
sphere  (Pearl,  1994).  For  instance,  among  those  drawing  inspiration  from  the  Old  Testament  
some  are  reluctant  to  deny  that  “He  who  spares  the  rod,  hates  his  child”  (Proverbs  13:24).  
Cultural  but  not  necessarily  religious  conservatives  exhibit  a  similar  attitude:  the  ban  on  
corporal  punishment  in  UK  private  schools  was  effected  as  recently  as  1998  and  by  a  narrow  
majority  at  that.  And  in  the  US,  spanking  is  still  the  default  prerogative  of  schools  in  a  
number  of  states.  To  these  persistent  forces  countering  the  rejection  of  corporal  
punishment  in  homes  and  schools—and  by  implication  in  the  public  sphere—one  must  add  
an  even  wider  faith  in  violence  as  a  legitimate  means  to  resolving  disputes,  the  right  to  
privacy,  and  religious  and  cultural  autonomy  (Strauss,  1991).  As  we  edge  into  the  twenty-­‐
first  century,  the  high  regard  in  which  numerous  societies  continue  to  hold  each  of  these  
principles  suggests  the  durable  attractiveness  of  corporal  punishment.  Modern  penology  
may  have  encouraged  a  rethinking  of  the  link  between  physical  pain  and  punishment,  but  it  
has  hardly  been  able  to  sever  the  two  (Garland,  2011).  

 

 

 

background image

12  

 

Recommended  Readings  and  References  

1. Afifi  TO  et  al.  (2012)  Physical  punishment  and  mental  disorders:  Results  from  a  

nationally  representative  US  sample.  Pediatrics  130:1-­‐8  

2. Andrews  RM  (1994)  Law,  magistracy  and  crime  in  Old  Regime  Paris,  1735-­‐1789.  New  

York,  Cambridge  University  Press  

3. Bellamy  JG  (1973)  Crime  and  public  order  in  England  in  the  later  Middle  Ages.  

London,  Routledge  and  Kegan  Paul  

4. Benton  L  (2002)  Law  and  colonial  cultures:  Legal  regimes  in  world  history,  1400-­‐1900.  

Cambridge,  Eng.,  Cambridge  University  Press  

5. Berman  HJ  (1983)  Law  and  revolution:  The  formation  of  the  Western  legal  tradition.  

Cambridge,  MA,  Harvard  University  Press  

6. Burns  N  (1993)  Literature  review  of  issues  related  to  the  use  of  corrective  force  

against  children.  Ottawa,  Department  of  Justice.  Research  and  Statistics  Directorate    

7. Cascione  C  (1999)  Tresviri  capitales.  Storia  di  una  magistratura  minore.  Naples,  

Editoriale  Scientifica  

8. Dean  T  (2001)  Crime  in  medieval  Europe,  1200-­‐1550.  New  York,  Longman  

9. Dean  T  (2007)  Crime  and  justice  in  late  medieval  Italy.  Cambridge,  Eng.,  Cambridge  

University  Press  

10. Doongaji  D  (1993)  Crime  and  punishment  in  ancient  Hindu  society.  Delhi,  Ajanta  

11. Ellison  CG  and  Sherkat  DE  (1993)  Conservative  Protestantism  and  support  for  

corporal  punishment.  American  Sociological  Review  58:131-­‐44  

12. Garland  D  (2011)  The  problem  of  the  body  in  modern  state  punishment.  Social  

Research  78:  767-­‐98  

background image

13  

 

13. Goldin  HE  (1952)  Hebrew  criminal  law  and  procedure.  Mishnah:  Sanhedrin—Makkot.  

New  York,  Twayne  

14. Hillner  J  (2009)  Monks  and  children:  Corporal  punishment  in  Late  Antiquity.  

European  Review  of  History-­‐Revue  eurpéenne  d’  histoire  16:773-­‐91  

15. Hoffner  HA  (1997)  The  laws  of  the  Hittites:  A  critical  edition.  Leiden,  Brill  

16. Hulsewé  AFP  (1955)  Remnants  of  Han  law.  Leiden,  Brill  

17. Jacob  W  and  Zemer  M  (1999)  Crime  and  punishment  in  Jewish  law:  Essays  and  

response.  New  York,  Berghahan  

18. Langbein  JH  (1974)  Prosecuting  crime  in  the  Renaissance:  England,  Germany,  France.  

Harvard,  Harvard  University  Press  

19. Lorton  D  (1977)  The  treatment  of  criminals  in  the  ancient  Near  East  through  the  New  

Kingdom.  Journal  of  the  Economic  And  Social  History  of  the  Orient  20:2-­‐64  

20. McCord  J  (1995)  Coercion  and  punishment  in  long-­‐term  perspective.  New  York,  

Cambridge  University  Press  

21. Montague  A  (1978)  Learning  non-­‐aggression:  The  experience  of  non-­‐literate  societies.  

New  York,  Oxford  University  Press  

22. Newman  G  (1983)  Just  and  painful.  A  case  for  the  corporal  punishment  of  criminals.  

London,  Macmillan  

23. Pearl  M  and  Pearl  D  (1994)  To  train  up  a  child.  Pleasantville,  TN,  NJG  Ministries  

24. Peters  R  (2005)  Crime  and  punishment  in  Islamic  law:  Theory  and  practice  from  the  

sixteenth  to  the  twenty-­‐first  century.  Cambridge,  Eng.,  Cambridge  University  Press      

25. Piasentini  S  (1992)  “

Alla  luce  della  luna”:  I  furti  a  Venezia  (1270-­‐1403).  Venice,  Il  Cardo

 

background image

14  

 

26. Pihlajamäki  H  (2006)  Executor  diviniarum  et  suarum  legum:  Criminal  law  and  the  

Lutheran  Reformation,  in  V.  Mäkinen  (ed.)  Lutheran  Reformation  and  the  Law,  171-­‐

204.  Leiden,  Brill  

27. Plöchl  W  (1955)  Geschichte  des  Kirchenrechts  II:  Das  Kirchenrecht  der  

abendländischen  Christenheit  1055-­‐1517.  Vienna,  Herold  

28. Robinson  OF  (2007)  Penal  practice  and  penal  policy  in  ancient  Rome.  New  York,  

Routledge  

29. Saunders  TJ  (1991)  Plato’s  penal  code:  Tradition,  controversy,  and  reform  in  Greek  

penology.  Oxford,  Clarendon  Press    

30. Schilling  H  (1987)  History  of  crime’  or  ‘history  of  sin’?  Reflections  on  the  social  

history  of  early  modern  church  discipline,  in  Kouri  EI  and  Scott  T  (ed.)  Politics  and  

society  in  Reformation  Europe,  289-­‐310.  London,  Macmillan    

31. Schmidt  E  (1965)  Einführung  in  die  Geschichte  der  deutsen  Strafgeschichte.  

Göttingen,  Vandenhoeck  &  Ruprecht  

32. Scott  GR  (1938)  The  history  of  corporal  punishment.  London,  T.  Werner  Laurie  

33. Spierenburg  PC  (1984)  The  spectacle  of  suffering.  Cambridge,  Eng.,  Cambridge  

University  Press    

34. Straus  MA  and  Donnelly  DA  (1994)  Beating  the  devil  out  of  them:  Corporal  

punishment  in  American  families.  New  York,  Lexington  Books  

35. Van  Gulik  RH  (2007)  Crime  and  punishment  in  ancient  China:  T’ang-­‐Yin-­‐Pi-­‐Shih,  2nd  

Edn.  Bangkok,  Orchid  Press  

36. VerSteeg  R  (2002)  Law  in  ancient  Egypt.  Durham,  NC,  Carolina  Academic  Press  

37. Weisser  MR  (1979)  Crime  and  punishment  in  early  modern  Europe.  Hassocks,  Eng.,  

The  Harvester  Press  

background image

15  

 

38. Yelyr  R  (1941)  The  whip  and  the  rod.  An  account  of  corporal  punishment  among  all  

nations  and  for  all  purposes.  London,  Gerald  G.  Swan  

Websites:  

www.corpun.com

 

www.endcorporalpunishment.org

   


Wyszukiwarka

Podobne podstrony:
History of Great Britain exam requirements
history of britain ?tes
Principles Of Corporate Finance
History of the Celts
The History of Great Britain - Chapter One - Invasions period (dictionary), filologia angielska, The
The History of the USA 9 Civil War and Reconstruction (units and)
A brief history of resuscitation
The History of the USA 8 Slavery (unit)
History of the United States' War on Drugs
History of British Literature Year 1 Semester 1
Brief History of translation studies
a short history of japan
1844 History Of The Second Advent Believers

więcej podobnych podstron